Date | Name | Symbol | Type | Security | Shares | Price | Value | Ownership | Reported |
08/04/2023 | Cliffwater Corporate Lending Fund | CCLFX | Grant | 6.75% Series K Senior Secured Notes due August 4, 2026 | 6M | $6,000,000.00 | $36000000M | Held through subsidiary | 08/04/2023 |
08/04/2023 | Cliffwater Corporate Lending Fund | CCLFX | Grant | 6.77% Series L Senior Secured Notes due August 4, 2028 | 24.5M | $24,500,000.00 | $600250000M | Held through subsidiaries | 08/04/2023 |
08/04/2023 | Cliffwater Corporate Lending Fund | CCLFX | Grant | 6.81% Series M Senior Secured Notes due August 4, 2030 | 29.5M | $29,500,000.00 | $870250000M | Held through subsidiaries | 08/04/2023 |
08/04/2023 | Cliffwater Corporate Lending Fund | CCLFX | Grant | 6.75% Series K Senior Secured Notes due August 4, 2026 | 6M | $6,000,000.00 | $36000000M | Held through subsidiary | 08/04/2023 |
08/04/2023 | Cliffwater Corporate Lending Fund | CCLFX | Grant | 6.77% Series L Senior Secured Notes due August 4, 2028 | 24.5M | $24,500,000.00 | $600250000M | Held through subsidiaries | 08/04/2023 |
08/04/2023 | Cliffwater Corporate Lending Fund | CCLFX | Grant | 6.81% Series M Senior Secured Notes due August 4, 2030 | 29.5M | $29,500,000.00 | $870250000M | Held through subsidiaries | 08/04/2023 |
06/14/2023 | Carlyle Tactical Private Credit Fund | OCPAX | Purchase | Series E Mandatory Redeemable Preferred Shares | 400k | $25.00 | $10M | Held through subsidiaries | 06/14/2023 |
06/12/2023 | Corebridge Financial, Inc. | | Sale | Common Stock | 74.8M | $16.25 | $1214.7M | | 06/12/2023 |
09/19/2022 | Corebridge Financial, Inc. | | Sale | Common Stock | 80M | $21.00 | $1680M | | 09/19/2022 |
09/01/2022 | Carlyle Tactical Private Credit Fund | OCPAX | Purchase | Series C Mandatory Redeemable Preferred Shares | 720k | $25.00 | $18M | Held through subsidiaries | 09/01/2022 |
11/03/2020 | SQZ Biotechnologies Co | SQZ | Conversion | Common Stock | 1.5M | $0.00 | $0 | Through AIG DECO Fund I, LP | 11/03/2020 |
11/03/2020 | SQZ Biotechnologies Co | SQZ | Conversion | Common Stock | 38.9k | $0.00 | $0 | Through LS Polaris Innovation Fund LP | 11/03/2020 |
11/03/2020 | SQZ Biotechnologies Co | SQZ | Conversion | Common Stock | 70.3k | $0.00 | $0 | Through LS Polaris Innovation Fund LP | 11/03/2020 |
11/03/2020 | SQZ Biotechnologies Co | SQZ | Purchase | Common Stock | 625k | $16.00 | $10M | Through AIG DECO Fund I, LP | 11/03/2020 |
11/03/2020 | SQZ Biotechnologies Co | SQZ | Conversion | Series D Preferred Stock | 1.4M | $0.00 | $0 | Through AIG DECO Fund I, LP | 11/03/2020 |
11/03/2020 | SQZ Biotechnologies Co | SQZ | Conversion | Series D Preferred Stock | 36.9k | $0.00 | $0 | Through LS Polaris Innovation Fund LP | 11/03/2020 |
11/03/2020 | SQZ Biotechnologies Co | SQZ | Conversion | Series C Preferred Stock | 66.8k | $0.00 | $0 | Through LS Polaris Innovation Fund LP | 11/03/2020 |
10/30/2020 | SQZ Biotechnologies Co | SQZ | Conversion | Series D Preferred Stock | 1.4M | $0.00 | $0 | Through AIG DECO Fund I, LP | 10/30/2020 |
10/30/2020 | SQZ Biotechnologies Co | SQZ | Purchase | Common Stock | 625k | $16.00 | $10M | Through AIG DECO Fund I, LP | 10/30/2020 |
10/30/2020 | SQZ Biotechnologies Co | SQZ | Conversion | Series C Preferred Stock | 66.8k | $0.00 | $0 | Through LS Polaris Innovation Fund LP | 10/30/2020 |
10/30/2020 | SQZ Biotechnologies Co | SQZ | Conversion | Common Stock | 70.3k | $0.00 | $0 | Through LS Polaris Innovation Fund LP | 10/30/2020 |
10/30/2020 | SQZ Biotechnologies Co | SQZ | Conversion | Common Stock | 38.9k | $0.00 | $0 | Through LS Polaris Innovation Fund LP | 10/30/2020 |
10/30/2020 | SQZ Biotechnologies Co | SQZ | Conversion | Common Stock | 1.5M | $0.00 | $0 | Through AIG DECO Fund I, LP | 10/30/2020 |
10/30/2020 | SQZ Biotechnologies Co | SQZ | Conversion | Series D Preferred Stock | 36.9k | $0.00 | $0 | Through LS Polaris Innovation Fund LP | 10/30/2020 |
10/28/2020 | Kayne Anderson NextGen Energy & Infrastructure, Inc. | KMF | Other (disposition) | Series C Mandatory Redeemable Preferred Shares | 498.3k | $25.22 | $12.6M | Held through subsidiaries | 10/28/2020 |
10/28/2020 | Kayne Anderson Energy Infrastructure Fund, Inc. | KYN | Other (disposition) | Series I Mandatory Redeemable Preferred Shares | 121.6k | $25.43 | $3.1M | Held through subsidiaries | 10/28/2020 |
10/28/2020 | Kayne Anderson Energy Infrastructure Fund, Inc. | KYN | Other (disposition) | Series H Mandatory Redeemable Preferred Shares | 405.4k | $25.18 | $10.2M | Held through subsidiaries | 10/28/2020 |
09/29/2020 | Kayne Anderson Energy Infrastructure Fund, Inc. | KYN | Other (disposition) | 2.89% Series LL Senior Unsecured Notes due October 29, 2020 | 5.1M | $5,149,683.16 | $26308042.2M | Held through subsidiaries | 09/29/2020 |
04/24/2020 | Kayne Anderson NextGen Energy & Infrastructure, Inc. | KMF | Other (disposition) | 4.00% Series C Senior Unsecured Notes due March 22, 2022 | 2.2M | $2,198,430.00 | $4758543.5M | Held through subsidiaries | 04/24/2020 |
04/24/2020 | Kayne Anderson NextGen Energy & Infrastructure, Inc. | KMF | Other (disposition) | Series C Mandatory Redeemable Preferred Shares | 551.7k | $25.46 | $14M | Held through subsidiaries | 04/24/2020 |
04/24/2020 | Kayne Anderson Energy Infrastructure Fund, Inc. | KYN | Other (disposition) | 3.57% Series FF Senior Unsecured Notes due April 16, 2023 | 7.6M | $7,777,085.00 | $59158154.7M | Held through subsidiaries | 04/24/2020 |
04/24/2020 | Kayne Anderson Energy Infrastructure Fund, Inc. | KYN | Other (disposition) | 3.67% Series GG Senior Unsecured Notes due April 16, 2025 | 8.5M | $8,644,140.00 | $73059562.5M | Held through subsidiaries | 04/24/2020 |
04/24/2020 | Kayne Anderson Energy Infrastructure Fund, Inc. | KYN | Other (disposition) | 3.93% Series KK Senior Unsecured Notes due July 30, 2024 | 16.9M | $17,303,541.00 | $292496202M | Held through subsidiaries | 04/24/2020 |
04/24/2020 | Kayne Anderson Energy Infrastructure Fund, Inc. | KYN | Other (disposition) | 2.89% Series LL Senior Unsecured Notes due October 29, 2020 | 27.9M | $28,450,123.00 | $793511712.2M | Held through subsidiaries | 04/24/2020 |
04/24/2020 | Kayne Anderson Energy Infrastructure Fund, Inc. | KYN | Other (disposition) | 3.26% Series MM Senior Unsecured Notes due October 29, 2022 | 8.5M | $8,632,108.00 | $72957869M | Held through subsidiaries | 04/24/2020 |
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