| Date | Name | Symbol | Type | Security | Shares | Price | Value | Ownership | Reported |
| 05/31/2016 | XTERA COMMUNICATIONS, INC. | XCOM | Grant | Common Stock | 41.4k | $0.00 | $0 | | 05/31/2016 |
| 12/15/2015 | XTERA COMMUNICATIONS, INC. | XCOM | Grant | Common Stock | 15k | $0.00 | $0 | | 12/15/2015 |
| 11/17/2015 | XTERA COMMUNICATIONS, INC. | XCOM | Conversion | Series E-3 Preferred Stock | 7.5M | $0.00 | $0 | | 11/17/2015 |
| 11/17/2015 | XTERA COMMUNICATIONS, INC. | XCOM | Conversion | Series D-3 Preferred Stock | 699.2k | $0.00 | $0 | | 11/17/2015 |
| 11/17/2015 | XTERA COMMUNICATIONS, INC. | XCOM | Conversion | Series C-3 Preferred Stock | 393.1k | $0.00 | $0 | | 11/17/2015 |
| 11/17/2015 | XTERA COMMUNICATIONS, INC. | XCOM | Conversion | Series B-3 Preferred Stock | 231.2k | $0.00 | $0 | | 11/17/2015 |
| 11/17/2015 | XTERA COMMUNICATIONS, INC. | XCOM | Conversion | Series A-3 Preferred Stock | 2.5M | $0.00 | $0 | | 11/17/2015 |
| 11/17/2015 | XTERA COMMUNICATIONS, INC. | XCOM | Conversion | Common Stock | 435.3k | $0.00 | $0 | | 11/17/2015 |
| 01/24/2014 | AVIAT NETWORKS, INC. | AVNW | Grant | Non-Qualified Stock Option (right to buy) | 36.4k | $1.96 | $71.3k | | 01/24/2014 |
| 01/24/2014 | AVIAT NETWORKS, INC. | AVNW | Grant | Common Stock | 14.9k | $0.00 | $0 | | 01/24/2014 |
| 01/25/2013 | AVIAT NETWORKS, INC. | AVNW | Grant | Non-Qualified Stock Option (right to buy) | 19.1k | $3.62 | $69.2k | | 01/25/2013 |
| 01/25/2013 | AVIAT NETWORKS, INC. | AVNW | Grant | Common Stock | 8.3k | $0.00 | $0 | | 01/25/2013 |