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ZEITCHICK MARK
Date
Name
Symbol
Type
Security
Shares
Price
Value
Ownership
Reported
03/14/2023
Douglas Elliman Inc.
Grant
Common Stock
30k
$0.00
$0
03/14/2023
12/31/2021
Douglas Elliman Inc.
Grant
Common Stock
30k
$0.00
$0
12/31/2021
02/14/2020
LADENBURG THALMANN FINANCIAL SERVICES INC.
LTS
Disposition
Stock Option (Right to Buy)
600k
$2.80
$1.7M
02/12/2020
02/14/2020
LADENBURG THALMANN FINANCIAL SERVICES INC.
LTS
Disposition
Stock Option (Right to Buy)
200k
$2.65
$530k
02/12/2020
02/14/2020
LADENBURG THALMANN FINANCIAL SERVICES INC.
LTS
Disposition
Stock Option (Right to Buy)
300k
$1.40
$420k
02/12/2020
02/14/2020
LADENBURG THALMANN FINANCIAL SERVICES INC.
LTS
Disposition
Stock Option (Right to Buy)
600k
$1.28
$768k
02/12/2020
02/14/2020
LADENBURG THALMANN FINANCIAL SERVICES INC.
LTS
Disposition
Common Stock
3.8M
$3.50
$13.3M
Held by the Mark D. Zeitchick 2016 Revocable Trust
02/12/2020
02/14/2020
LADENBURG THALMANN FINANCIAL SERVICES INC.
LTS
Disposition
Common Stock
531.2k
$3.50
$1.9M
02/12/2020
02/14/2020
LADENBURG THALMANN FINANCIAL SERVICES INC.
LTS
Disposition
Stock Option (Right to Buy)
400k
$3.25
$1.3M
02/12/2020
02/14/2020
LADENBURG THALMANN FINANCIAL SERVICES INC.
LTS
Disposition
Stock Option (Right to Buy)
200k
$4.25
$850k
02/12/2020
02/12/2020
LADENBURG THALMANN FINANCIAL SERVICES INC.
LTS
Sale
8.00% Series A Cumulative Redeemable Preferred Stock
4k
$25.07
$100.3k
Held by the Mark D. Zeitchick 2016 Revocable Trust
02/12/2020
10/08/2019
Castle Brands Inc
ROX
Other
Common Stock
7.5k
$1.27
$9.5k
10/08/2019
10/08/2019
Castle Brands Inc
ROX
Disposition
Common Stock
22.5k
$1.27
$28.6k
10/08/2019
10/08/2019
Castle Brands Inc
ROX
Other
Common Stock
80k
$1.27
$101.6k
Held by MZ Trading LLC, of which Mr. Zeitchick is the sole managing member
10/08/2019
10/08/2019
Castle Brands Inc
ROX
Disposition
Stock Option (Right to Buy)
100k
$1.07
$107k
10/08/2019
10/08/2019
Castle Brands Inc
ROX
Disposition
Stock Option (Right to Buy)
20k
$1.46
$29.2k
10/08/2019
10/08/2019
Castle Brands Inc
ROX
Disposition
Stock Option (Right to Buy)
20k
$0.84
$16.8k
10/08/2019
10/08/2019
Castle Brands Inc
ROX
Disposition
Stock Option (Right to Buy)
20k
$1.04
$20.8k
10/08/2019
05/17/2019
LADENBURG THALMANN FINANCIAL SERVICES INC.
LTS
Payment of Exercise
Common Stock
333.8k
$3.39
$1.1M
05/17/2019
05/17/2019
LADENBURG THALMANN FINANCIAL SERVICES INC.
LTS
Exercise
Stock Option (Right to Buy)
600k
$0.90
$540k
05/17/2019
04/11/2019
LADENBURG THALMANN FINANCIAL SERVICES INC.
LTS
Purchase
Common Stock
7k
$3.38
$23.7k
Held by the Mark D. Zeitchick 2016 Revocable Trust
04/11/2019
04/11/2019
LADENBURG THALMANN FINANCIAL SERVICES INC.
LTS
Purchase
Common Stock
3k
$3.37
$10.1k
Held by the Mark D. Zeitchick 2016 Revocable Trust
04/11/2019
02/27/2019
Castle Brands Inc
ROX
Grant
Common Stock
15k
$0.00
$0
02/27/2019
01/20/2019
LADENBURG THALMANN FINANCIAL SERVICES INC.
LTS
Payment of Exercise
Common Stock
19.4k
$3.10
$60k
01/20/2019
01/14/2019
LADENBURG THALMANN FINANCIAL SERVICES INC.
LTS
Payment of Exercise
Common Stock
25k
$3.01
$75.1k
01/12/2019
01/13/2019
LADENBURG THALMANN FINANCIAL SERVICES INC.
LTS
Payment of Exercise
Common Stock
27.8k
$3.12
$86.8k
01/12/2019
01/12/2019
LADENBURG THALMANN FINANCIAL SERVICES INC.
LTS
Payment of Exercise
Common Stock
32.9k
$3.12
$102.6k
01/12/2019
01/10/2019
LADENBURG THALMANN FINANCIAL SERVICES INC.
LTS
Grant
Common Stock
400k
$0.00
$0
01/10/2019
10/17/2018
LADENBURG THALMANN FINANCIAL SERVICES INC.
LTS
Payment of Exercise
Common Stock
431.4k
$2.92
$1.3M
10/17/2018
10/17/2018
LADENBURG THALMANN FINANCIAL SERVICES INC.
LTS
Exercise
Stock Option (Right to Buy)
600k
$1.58
$948k
10/17/2018
10/08/2018
LADENBURG THALMANN FINANCIAL SERVICES INC.
LTS
Purchase
Common Stock
15k
$2.61
$39.1k
Held by the Mark D. Zeitchick 2016 Revocable Trust
10/08/2018
08/17/2018
LADENBURG THALMANN FINANCIAL SERVICES INC.
LTS
Purchase
Common Stock
5k
$3.20
$16k
Held by the Mark D. Zeitchick 2016 Revocable Trust
08/17/2018
06/27/2018
LADENBURG THALMANN FINANCIAL SERVICES INC.
LTS
Purchase
Common Stock
5k
$3.47
$17.3k
Held by the Mark D. Zeitchick 2016 Revocable Trust
06/27/2018
04/13/2018
LADENBURG THALMANN FINANCIAL SERVICES INC.
LTS
Purchase
Common Stock
5k
$3.30
$16.5k
Held by the Mark D. Zeitchick 2016 Revocable Trust
04/13/2018
04/02/2018
LADENBURG THALMANN FINANCIAL SERVICES INC.
LTS
Purchase
Common Stock
5k
$3.12
$15.6k
04/02/2018
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