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Holdings
MOGLIA JOSEPH H
Date
Name
Symbol
Type
Security
Shares
Price
Value
Ownership
Reported
10/14/2020
OppFi Inc.
Disposition
Class B Common Stock
525k
$0.00
$0
By FG New America Investors LLC.
10/14/2020
10/06/2020
TD AMERITRADE HOLDING CORP
AMTD
Disposition
Common Stock
94.1k
$0.00
$0
10/06/2020
10/02/2020
OppFi Inc.
Purchase
Class A Common Stock
462.5k
$10.00
$4.6M
Held by FG New America Investors LLC.
10/02/2020
08/21/2020
TD AMERITRADE HOLDING CORP
AMTD
Grant
Common Stock
34
$0.00
$0
08/21/2020
06/09/2020
TD AMERITRADE HOLDING CORP
AMTD
Sale
Common Stock
9.7k
$44.00
$426.1k
06/09/2020
05/20/2020
TD AMERITRADE HOLDING CORP
AMTD
Grant
Common Stock
36
$0.00
$0
05/20/2020
04/30/2020
TD AMERITRADE HOLDING CORP
AMTD
Sale
Common Stock
9k
$40.00
$360k
04/29/2020
04/29/2020
TD AMERITRADE HOLDING CORP
AMTD
Sale
Common Stock
5k
$40.00
$200k
04/29/2020
02/19/2020
TD AMERITRADE HOLDING CORP
AMTD
Grant
Common Stock
22
$0.00
$0
02/19/2020
12/02/2019
TD AMERITRADE HOLDING CORP
AMTD
Sale
Common Stock
15k
$52.37
$785.6k
12/02/2019
11/19/2019
TD AMERITRADE HOLDING CORP
AMTD
Grant
Common Stock
27
$0.00
$0
11/19/2019
08/20/2019
TD AMERITRADE HOLDING CORP
AMTD
Grant
Common Stock
25
$0.00
$0
08/20/2019
05/21/2019
TD AMERITRADE HOLDING CORP
AMTD
Grant
Common Stock
20
$0.00
$0
05/21/2019
02/20/2019
TD AMERITRADE HOLDING CORP
AMTD
Grant
Common Stock
3.6k
$0.00
$0
02/20/2019
06/14/2018
TD AMERITRADE HOLDING CORP
AMTD
Sale
Common Stock
10k
$60.00
$600k
06/14/2018
03/08/2018
TD AMERITRADE HOLDING CORP
AMTD
Sale
Common Stock
10k
$60.00
$600k
03/08/2018
01/25/2018
TD AMERITRADE HOLDING CORP
AMTD
Sale
Common Stock
10k
$55.28
$552.8k
01/25/2018
06/15/2017
TD AMERITRADE HOLDING CORP
AMTD
Sale
Common Stock
10k
$40.45
$404.5k
06/15/2017
03/15/2017
TD AMERITRADE HOLDING CORP
AMTD
Sale
Common Stock
10k
$39.36
$393.6k
03/14/2017
03/14/2017
TD AMERITRADE HOLDING CORP
AMTD
Sale
Common Stock
10k
$39.00
$390k
03/14/2017
06/15/2016
TD AMERITRADE HOLDING CORP
AMTD
Sale
Common Stock
10k
$0.00
$0
06/15/2016
06/11/2013
TD AMERITRADE HOLDING CORP
AMTD
Sale
Common Stock
800
$24.00
$19.2k
By annuity trusts
06/07/2013
06/10/2013
TD AMERITRADE HOLDING CORP
AMTD
Sale
Common Stock
2.4k
$24.00
$57.6k
By annuity trusts
06/07/2013
06/07/2013
TD AMERITRADE HOLDING CORP
AMTD
Sale
Common Stock
5k
$24.01
$120k
By annuity trusts
06/07/2013
05/16/2013
TD AMERITRADE HOLDING CORP
AMTD
Sale
Common Stock
3.1k
$22.37
$69.7k
By annuity trusts
05/16/2013
04/19/2013
TD AMERITRADE HOLDING CORP
AMTD
Other
Covered Call Options (obligation to sell)
1000
$22.00
$22k
By annuity trusts
04/19/2013
04/19/2013
TD AMERITRADE HOLDING CORP
AMTD
Other
Covered Call Options (obligation to sell)
86
$22.00
$1.9k
04/19/2013
03/15/2013
TD AMERITRADE HOLDING CORP
AMTD
Sale
Covered Call Options (obligation to sell)
86
$22.00
$1.9k
03/15/2013
03/15/2013
TD AMERITRADE HOLDING CORP
AMTD
Sale
Covered Call Options (obligation to sell)
500
$22.00
$11k
By annuity trusts
03/15/2013
03/08/2011
TD AMERITRADE HOLDING CORP
AMTD
Exercise
Employee Stock Option (right to buy)
10k
$3.90
$39k
03/04/2011
03/08/2011
TD AMERITRADE HOLDING CORP
AMTD
Sale
Common Stock
10k
$22.40
$224k
03/04/2011
03/07/2011
TD AMERITRADE HOLDING CORP
AMTD
Sale
Common Stock
10k
$22.54
$225.4k
03/04/2011
03/07/2011
TD AMERITRADE HOLDING CORP
AMTD
Exercise
Employee Stock Option (right to buy)
10k
$3.90
$39k
03/04/2011
03/04/2011
TD AMERITRADE HOLDING CORP
AMTD
Exercise
Employee Stock Option (right to buy)
10k
$3.90
$39k
03/04/2011
03/04/2011
TD AMERITRADE HOLDING CORP
AMTD
Sale
Common Stock
10k
$22.43
$224.3k
03/04/2011
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