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BAXANO SURGICAL, INC. (BAXS)
Date
Name
Title
Type
Security
Shares
Price
Value
Ownership
Reported
08/15/2014
Reali Kenneth Michael
President and CEO
Purchase
Common Stock
10k
$0.38
$3.8k
08/15/2014
05/12/2014
Reali Kenneth Michael
President and CEO
Purchase
Common Stock
5.7k
$0.71
$4k
05/12/2014
05/12/2014
Reali Kenneth Michael
President and CEO
Purchase
Common Stock
1.3k
$0.72
$961.6
05/12/2014
04/17/2014
Fischgrund Jeffrey
Director
Grant
Stock Option (right to buy)
10k
$0.99
$9.9k
04/17/2014
04/17/2014
Young Roderick A
Director
Grant
Stock Option (right to buy)
10k
$0.99
$9.9k
04/17/2014
04/17/2014
HIRSCH RUSSELL C
10% Owner
Grant
Stock Option (right to buy)
10k
$0.99
$9.9k
04/17/2014
04/17/2014
SHAPIRO JAMES M
Director
Grant
Stock Option (right to buy)
10k
$0.99
$9.9k
04/17/2014
04/17/2014
LAVIOLETTE PAUL A
Director
Grant
Stock Option (right to buy)
10k
$0.99
$9.9k
04/17/2014
04/17/2014
SIMPSON DAVID J
Director
Grant
Stock Option (right to buy)
10k
$0.99
$9.9k
04/17/2014
04/17/2014
Stautberg Mark
Director
Grant
Stock Option (right to buy)
10k
$0.99
$9.9k
04/17/2014
03/11/2014
SHAPIRO JAMES M
Director
Other (acquisition)
Common Stock
615
$0.00
$0
By James and Sarah Shapiro Family Trust
03/11/2014
01/02/2014
Fitts Stephanie M
VP-Regulatory, Qlty & Control
Grant
62.5k
$0.00
$0
01/02/2014
01/02/2014
Feiler Frederic Charles JR
Vice President of Marketing
Grant
57.1k
$0.00
$0
01/02/2014
01/02/2014
Ainsworth Stephen D
VP of Research and Development
Grant
54.4k
$0.00
$0
01/02/2014
01/02/2014
Ramchandani Mukesh
VP Business Development
Grant
61.2k
$0.00
$0
01/02/2014
01/02/2014
Reali Kenneth Michael
President and CEO
Grant
100k
$0.00
$0
01/02/2014
01/02/2014
Welsh Greg
Vice President of Operations
Grant
53.5k
$0.00
$0
01/02/2014
01/02/2014
Shannon Timothy M
Interim CFO
Grant
52.5k
$0.00
$0
01/02/2014
01/02/2014
Slusser Greg D
VP of Commercial Operations
Grant
68.8k
$0.00
$0
01/02/2014
12/05/2013
Reali Kenneth Michael
President and CEO
Purchase
Common Stock
10.5k
$1.11
$11.6k
12/05/2013
12/03/2013
SHAPIRO JAMES M
Director
Other (acquisition)
Common Stock
615
$0.00
$0
By James and Sarah Shapiro Family Trust
12/03/2013
10/07/2013
Slusser Greg D
VP of Commercial Operations
Grant
Stock Option (right to buy)
125k
$1.35
$168.8k
10/07/2013
08/20/2013
Stautberg Mark
Director
Grant
Stock Option (right to buy)
10k
$1.91
$19.1k
08/20/2013
08/20/2013
SHAPIRO JAMES M
Director
Grant
Stock Option (right to buy)
10k
$1.91
$19.1k
08/20/2013
08/20/2013
LAVIOLETTE PAUL A
Director
Grant
Stock Option (right to buy)
10k
$1.91
$19.1k
08/20/2013
08/20/2013
SIMPSON DAVID J
Director
Grant
Stock Option (right to buy)
10k
$1.91
$19.1k
08/20/2013
08/20/2013
Fischgrund Jeffrey
Director
Grant
Stock Option (right to buy)
10k
$1.91
$19.1k
08/20/2013
05/31/2013
Fischgrund Jeffrey
Director
Grant
Common Stock
11k
$2.28
$25k
By Jeffrey S. Fischgrund Revocable Living Trust
05/31/2013
05/31/2013
Young Roderick A
Director
Grant
Stock Option (right to buy)
30k
$2.06
$61.8k
05/31/2013
05/31/2013
Young Roderick A
Director
Other (acquisition)
Common Stock
50.7k
$0.00
$0
Three Arch Associates IV, L.P.
05/31/2013
05/31/2013
Young Roderick A
Director
Other (acquisition)
Common Stock
2.3M
$0.00
$0
Three Arch Partners IV, L.P.
05/31/2013
05/31/2013
Young Roderick A
Director
Purchase
Common Stock
28.9k
$2.28
$66k
Three Arch Associates IV, L.P.
05/31/2013
05/31/2013
Young Roderick A
Director
Purchase
Common Stock
1.3M
$2.28
$3M
Three Arch Partners IV, L.P.
05/31/2013
05/31/2013
Reali Kenneth Michael
President and CEO
Grant
Common Stock
6.6k
$2.28
$15k
05/31/2013
05/31/2013
SLATTERY JOSEPH P
Executive V.P. and CFO
Grant
Common Stock
38.2k
$2.28
$87k
05/31/2013
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