| Date | Name | Symbol | Type | Security | Shares | Price | Value | Ownership | Reported |
| 06/02/2023 | Axsome Therapeutics, Inc. | AXSM | Grant | Stock Option (Right to Buy) | 5.7k | $74.12 | $421.1k | | 06/02/2023 |
| 03/02/2023 | Axsome Therapeutics, Inc. | AXSM | Grant | Stock Option (Right to Buy) | 2.2k | $65.32 | $145.3k | | 03/02/2023 |
| 06/03/2022 | Axsome Therapeutics, Inc. | AXSM | Grant | Stock Option (Right to Buy) | 17k | $25.53 | $433.4k | | 06/03/2022 |
| 03/04/2022 | Axsome Therapeutics, Inc. | AXSM | Grant | Stock Option (Right to Buy) | 2.3k | $29.91 | $69.9k | | 03/04/2022 |
| 11/17/2021 | Axsome Therapeutics, Inc. | AXSM | Purchase | Common Stock | 100 | $34.40 | $3.4k | Custodial account for child | 11/17/2021 |
| 11/17/2021 | Axsome Therapeutics, Inc. | AXSM | Purchase | Common Stock | 100 | $34.45 | $3.4k | Custodial account for child | 11/17/2021 |
| 11/17/2021 | Axsome Therapeutics, Inc. | AXSM | Purchase | Common Stock | 100 | $34.40 | $3.4k | Custodial account for child | 11/17/2021 |
| 11/17/2021 | Axsome Therapeutics, Inc. | AXSM | Purchase | Common Stock | 3k | $34.53 | $103.6k | | 11/17/2021 |
| 06/04/2021 | Axsome Therapeutics, Inc. | AXSM | Grant | Stock Option (Right to Buy) | 7.3k | $61.32 | $449.2k | | 06/04/2021 |
| 03/05/2021 | Axsome Therapeutics, Inc. | AXSM | Grant | Stock Option (Right to Buy) | 1.2k | $65.02 | $80.7k | | 03/05/2021 |
| 01/05/2021 | Ra Medical Systems, Inc. | RMED | Grant | Common Stock | 8.2k | $0.00 | $0 | | 01/05/2021 |
| 10/12/2020 | Ra Medical Systems, Inc. | RMED | Grant | Common Stock | 100k | $0.00 | $0 | | 10/12/2020 |
| 06/05/2020 | Axsome Therapeutics, Inc. | AXSM | Grant | Stock Option (Right to Buy) | 13k | $77.38 | $1M | | 06/05/2020 |
| 03/17/2020 | Axsome Therapeutics, Inc. | AXSM | Grant | Stock Option (Right to Buy) | 3.8k | $45.14 | $171k | | 03/17/2020 |
| 01/06/2020 | Ra Medical Systems, Inc. | RMED | Grant | Stock Option (Right to Buy) | 49.6k | $1.18 | $58.5k | | 01/06/2020 |
| 06/07/2019 | Axsome Therapeutics, Inc. | AXSM | Grant | Stock Option (Right to Buy) | 13k | $22.03 | $286.4k | | 06/07/2019 |
| 06/06/2019 | Ra Medical Systems, Inc. | RMED | Grant | Common Stock | 29.8k | $0.00 | $0 | | 06/06/2019 |
| 05/23/2019 | Axsome Therapeutics, Inc. | AXSM | Purchase | Common Stock | 3.5k | $22.33 | $78.2k | | 05/23/2019 |
| 03/19/2019 | Axsome Therapeutics, Inc. | AXSM | Grant | Stock Option (Right to Buy) | 29.4k | $12.95 | $380.6k | | 03/19/2019 |
| 10/04/2018 | Ra Medical Systems, Inc. | RMED | Grant | Common Stock | 8.2k | $0.00 | $0 | | 10/04/2018 |
| 06/01/2018 | Axsome Therapeutics, Inc. | AXSM | Grant | Stock Options (right to buy) | 13k | $3.45 | $44.8k | | 06/01/2018 |
| 03/12/2018 | Axsome Therapeutics, Inc. | AXSM | Grant | Stock Option (Right to Buy) | 32.6k | $2.85 | $92.9k | | 03/12/2018 |
| 03/15/2017 | Axsome Therapeutics, Inc. | AXSM | Grant | Stock Option (Right to Buy) | 31.3k | $4.95 | $155.2k | | 03/15/2017 |
| 03/15/2017 | Axsome Therapeutics, Inc. | AXSM | Grant | Stock Option (Right to Buy) | 11k | $4.95 | $54.4k | | 03/15/2017 |
| 05/27/2016 | Axsome Therapeutics, Inc. | AXSM | Grant | Stock Option (Right to Buy) | 6.2k | $8.02 | $50k | | 05/27/2016 |
| 11/24/2015 | Axsome Therapeutics, Inc. | AXSM | Grant | 8% Convertible Note | 3.5k | $5.94 | $20.8k | | 11/24/2015 |
| 11/24/2015 | Axsome Therapeutics, Inc. | AXSM | Conversion | Common Stock | 3.5k | $5.94 | $20.8k | | 11/24/2015 |
| 11/19/2015 | Axsome Therapeutics, Inc. | AXSM | Grant | Employee Stock Option (Right to Buy) | 9.1k | $9.00 | $82.1k | | 11/19/2015 |
| 04/11/2014 | PLUS THERAPEUTICS, INC. | CYTX | Grant | Employee Stock Option | 170k | $2.38 | $404.6k | | 04/11/2014 |
| 01/31/2013 | PLUS THERAPEUTICS, INC. | CYTX | Grant | Employee Stock Option | 75k | $5.00 | $375k | | 01/31/2013 |
| 01/31/2013 | PLUS THERAPEUTICS, INC. | CYTX | Grant | Employee Stock Option | 150k | $2.74 | $411k | | 01/31/2013 |
| 01/31/2013 | PLUS THERAPEUTICS, INC. | CYTX | Disposition | Restricted Stock (Common Stock) | 14.1k | $0.00 | $0 | | 01/31/2013 |