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Holdings
KRAMLICH C RICHARD
Date
Name
Symbol
Type
Security
Shares
Price
Value
Ownership
Reported
05/20/2019
SIERRA MONITOR CORP /CA/
SRMC
Disposition
COMMON STOCK
2.8M
$3.25
$9M
05/20/2019
09/09/2017
DZS INC.
DZSI
Exercise
Restricted Stock Units
750
$0.00
$0
09/09/2017
11/12/2015
XOOM Corp
XOOM
Disposition
Common Stock
50.5k
$25.00
$1.3M
By The Kramlich Living Trust U/A/D 6/1/94
11/12/2015
11/12/2015
XOOM Corp
XOOM
Disposition
Common Stock
9.1k
$25.00
$226.8k
11/12/2015
11/12/2015
XOOM Corp
XOOM
Disposition
Stock Option (Right to Buy)
16.1k
$25.38
$408.4k
11/12/2015
11/12/2015
XOOM Corp
XOOM
Disposition
Stock Option (Right to Buy)
11.3k
$22.68
$255.4k
11/12/2015
11/12/2015
XOOM Corp
XOOM
Disposition
Stock Option (Right to Buy)
9.2k
$19.11
$175.4k
11/12/2015
05/28/2015
XOOM Corp
XOOM
Grant
Common Stock
2.1k
$0.00
$0
05/28/2015
05/28/2015
XOOM Corp
XOOM
Grant
Common Stock
3.9k
$0.00
$0
05/28/2015
05/28/2015
XOOM Corp
XOOM
Grant
Stock Option (right to buy)
9.2k
$19.11
$175.4k
05/28/2015
05/20/2015
SVB FINANCIAL GROUP
SIVB
Grant
Restricted Stock Unit
737
$0.00
$0
05/20/2015
04/23/2015
SVB FINANCIAL GROUP
SIVB
Exercise
Restricted Stock Unit
940
$0.00
$0
04/23/2015
05/29/2014
XOOM Corp
XOOM
Grant
Common Stock
1.4k
$0.00
$0
05/29/2014
05/29/2014
XOOM Corp
XOOM
Grant
Stock Option (right to buy)
11.3k
$22.68
$255.4k
05/29/2014
05/21/2014
SVB FINANCIAL GROUP
SIVB
Grant
Restricted Stock Unit
940
$0.00
$0
05/21/2014
04/24/2014
SVB FINANCIAL GROUP
SIVB
Exercise
Restricted Stock Unit
1.3k
$0.00
$0
04/24/2014
11/26/2013
DZS INC.
DZSI
Exercise
Director Stock Option (right to buy)
32.1k
$0.50
$16.1k
11/25/2013
11/26/2013
DZS INC.
DZSI
Exercise
Director Stock Option (right to buy)
10k
$1.40
$14k
11/25/2013
11/26/2013
DZS INC.
DZSI
Exercise
Director Stock Option (right to buy)
21.9k
$1.89
$41.5k
11/25/2013
11/26/2013
DZS INC.
DZSI
Sale
Common Stock
64.1k
$5.46
$350.2k
11/25/2013
11/26/2013
DZS INC.
DZSI
Sale
Common Stock
39.2k
$5.41
$212k
11/25/2013
11/25/2013
DZS INC.
DZSI
Sale
Common Stock
9.9k
$5.46
$53.8k
11/25/2013
11/25/2013
DZS INC.
DZSI
Exercise
Director Stock Option (right to buy)
9.9k
$0.50
$4.9k
11/25/2013
11/15/2013
XOOM Corp
XOOM
Other (acquisition)
Common Stock
48.6k
$0.00
$0
See Note 2
11/15/2013
11/15/2013
XOOM Corp
XOOM
Other (acquisition)
Common Stock
201
$0.00
$0
See Note 2
11/15/2013
10/29/2013
XOOM Corp
XOOM
Other (acquisition)
Common Stock
1.6k
$0.00
$0
See Note 2
10/29/2013
10/29/2013
XOOM Corp
XOOM
Other (acquisition)
Common Stock
200
$0.00
$0
See Note 2
10/29/2013
07/18/2013
XOOM Corp
XOOM
Grant
Stock Option (right to buy)
16.1k
$25.38
$408.4k
07/18/2013
05/31/2013
XOOM Corp
XOOM
Grant
Common Stock
1.7k
$0.00
$0
05/31/2013
10/29/2012
Millennial Media Inc.
MM
Sale
Common Stock
1.6M
$13.44
$21.5M
See Note 1
10/29/2012
10/17/2012
Workday, Inc.
WDAY
Conversion
Series E Convertible Preferred Stock
7M
$0.00
$0
See Note 4
10/17/2012
10/17/2012
Workday, Inc.
WDAY
Conversion
Class B Common Stock
7M
$0.00
$0
See Note 4
10/17/2012
10/17/2012
Workday, Inc.
WDAY
Conversion
Series E Convertible Preferred Stock
7M
$0.00
$0
See Note 5
10/17/2012
10/17/2012
Workday, Inc.
WDAY
Conversion
Class B Common Stock
7M
$0.00
$0
See Note 5
10/17/2012
09/05/2012
FUSION-IO, INC.
FIO
Sale
Common Stock
10.4k
$27.79
$287.7k
See Note 9
09/04/2012
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