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SAFEGUARD SCIENTIFICS INC (SFE)
Date
Name
Symbol
Type
Security
Shares
Price
Value
Ownership
Reported
06/05/2013
NUPATHE INC.
PATH
Grant
Stock Option (right to buy)
27k
$2.99
$80.7k
By officer
06/05/2013
04/24/2013
NUPATHE INC.
PATH
Grant
Restricted Stock Units
27k
$0.00
$0
By officer
04/24/2013
02/04/2013
NUPATHE INC.
PATH
Conversion
Series A Preferred Stock
2.5k
$0.00
$0
by SDI
02/04/2013
02/04/2013
NUPATHE INC.
PATH
Conversion
Common Stock
2.5M
$2.00
$5M
by SDI
02/04/2013
12/31/2012
NUPATHE INC.
PATH
Grant
Stock Option (right to buy)
1.2k
$3.38
$4.1k
By officer
12/31/2012
10/23/2012
NUPATHE INC.
PATH
Purchase
Series A Preferred Stock
2.5k
$0.00
$0
by SDI
10/23/2012
10/23/2012
NUPATHE INC.
PATH
Purchase
Warrant (right to buy)
2.5M
$0.00
$0
by SDI
10/23/2012
09/30/2012
NUPATHE INC.
PATH
Grant
Stock Option (right to buy)
4.7k
$3.56
$16.7k
By officer
09/30/2012
06/30/2012
NUPATHE INC.
PATH
Grant
Stock Option (right to buy)
4.1k
$4.03
$16.5k
By officer
06/30/2012
06/07/2012
NUPATHE INC.
PATH
Grant
Stock Option (right to buy)
6.8k
$3.37
$22.7k
By officer
06/07/2012
03/31/2012
NUPATHE INC.
PATH
Grant
Stock Option (right to buy)
4.7k
$3.70
$17.4k
By officer
03/31/2012
09/30/2011
NUPATHE INC.
PATH
Grant
Stock Option (right to buy)
8.6k
$2.02
$17.3k
By officer
09/30/2011
06/08/2011
NUPATHE INC.
PATH
Grant
Stock Option (right to buy)
6.8k
$7.66
$51.7k
By officer
06/08/2011
03/31/2011
NUPATHE INC.
PATH
Grant
Stock Option (right to buy)
2.1k
$7.81
$16.7k
By officer
03/31/2011
03/03/2011
NUPATHE INC.
PATH
Grant
Stock Option (right to buy)
6k
$7.75
$46.6k
By officer
03/03/2011
02/09/2011
TENGION INC
TNGN
Other (acquisition)
Stock Option (right to buy)
4.7k
$5.00
$23.5k
By officer
02/09/2011
12/16/2010
CLARIENT, INC
CLRT
Other
Common Stock
30.2M
$5.00
$150.8M
SSI Delaware
12/16/2010
09/17/2010
CLARIENT, INC
CLRT
Exercise (in-the-money or at-the-money)
Warrant (right to buy)
624.3k
$0.98
$611.8k
SSI Delaware
09/17/2010
08/11/2010
NUPATHE INC.
PATH
Conversion
Series B Convertible Preferred Stock
7.5M
$0.00
$0
SDI
08/11/2010
08/11/2010
NUPATHE INC.
PATH
Conversion
Series A Convertible Preferred Stock
5.4M
$0.00
$0
SDI
08/11/2010
08/11/2010
NUPATHE INC.
PATH
Conversion
Convertible Promissory Note
0
$8.00
$0
SDI
08/11/2010
08/11/2010
NUPATHE INC.
PATH
Conversion
Common Stock
348.9k
$8.00
$2.8M
SDI
08/11/2010
08/11/2010
NUPATHE INC.
PATH
Conversion
Common Stock
1.1M
$0.00
$0
SDI
08/11/2010
08/11/2010
NUPATHE INC.
PATH
Conversion
Common Stock
858.4k
$0.00
$0
SDI
08/11/2010
08/11/2010
NUPATHE INC.
PATH
Other (acquisition)
Common Stock
352.2k
$10.00
$3.5M
SDI
08/11/2010
06/09/2010
CLARIENT, INC
CLRT
Exercise (in-the-money or at-the-money)
Warrant (right to buy)
50k
$0.87
$43.5k
SSI Delaware
06/09/2010
04/14/2010
TENGION INC
TNGN
Conversion
Series C Convertible Preferred Stock
4.1M
$0.00
$0
By SDI
04/14/2010
04/14/2010
TENGION INC
TNGN
Conversion
Common Stock
284.2k
$0.00
$0
By SDI
04/14/2010
04/09/2010
TENGION INC
TNGN
Purchase
305k
$5.00
$1.5M
By SDI
04/09/2010
12/11/2009
CLARIENT, INC
CLRT
Exercise (in-the-money or at-the-money)
Warrant (right to buy)
549k
$1.35
$741.2k
SSI Delaware
12/11/2009
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