| Date | Name | Title | Type | Security | Shares | Price | Value | Ownership | Reported |
| 03/14/2023 | Listman Douglas | Chief Accounting Officer | Sale | Common Stock, par value $0.01 per share | 2.3k | $8.76 | $20.4k | | 03/14/2023 |
| 12/20/2022 | Haraburda Jack | Director | Grant | Common Stock, par value $0.01 per share | 1.1k | $0.00 | $0 | | 12/20/2022 |
| 12/20/2022 | Brafman Lester Raymond | CEO | Grant | Cohen & Company, LLC Membership Units | 211k | $0.00 | $0 | | 12/20/2022 |
| 12/20/2022 | DiMaio Jack | Director | Grant | Common Stock, par value $0.01 per share | 1.1k | $0.00 | $0 | | 12/20/2022 |
| 12/20/2022 | Liberto Diana Louise | Director | Grant | Common Stock, par value $0.01 per share | 1.1k | $0.00 | $0 | | 12/20/2022 |
| 12/20/2022 | COHEN DANIEL G | Executive Chairman | Grant | Cohen & Company, LLC Membership Units | 211k | $0.00 | $0 | | 12/20/2022 |
| 12/20/2022 | DAWSON G STEVEN | Director | Grant | Common Stock, par value $0.01 per share | 1.1k | $0.00 | $0 | | 12/20/2022 |
| 12/20/2022 | Pooler Joseph W. Jr. | EVP, CFO and Treasurer | Grant | Common Stock, par value $0.01 per share | 15.5k | $0.00 | $0 | | 12/20/2022 |
| 12/20/2022 | Listman Douglas | Chief Accounting Officer | Grant | Common Stock, par value $0.01 per share | 5k | $0.00 | $0 | | 12/20/2022 |
| 11/28/2022 | DAWSON G STEVEN | Director | Sale | Common Stock, par value $0.01 per share | 254 | $8.54 | $2.2k | By Regents Gate Associates LLC | 11/28/2022 |
| 03/14/2022 | Listman Douglas | Chief Accounting Officer | Sale | Common Stock, par value $0.01 per share | 1.4k | $16.38 | $22.6k | | 03/14/2022 |
| 01/31/2022 | Listman Douglas | Chief Accounting Officer | Payment of Exercise | Common Stock, par value $0.01 per share | 1.1k | $15.20 | $17k | | 01/31/2022 |
| 01/31/2022 | Pooler Joseph W. Jr. | EVP, CFO and Treasurer | Payment of Exercise | Common Stock, par value $0.01 per share | 6.5k | $15.20 | $98.5k | | 01/31/2022 |
| 12/20/2021 | Pooler Joseph W. Jr. | EVP, CFO and Treasurer | Grant | Common Stock, par value $0.01 per share | 15.5k | $0.00 | $0 | | 12/20/2021 |
| 12/20/2021 | COHEN DANIEL G | Executive Chairman | Grant | Cohen & Company, LLC Membership Units | 211k | $0.00 | $0 | | 12/20/2021 |
| 12/20/2021 | DAWSON G STEVEN | Director | Grant | Common Stock, par value $0.01 per share | 1000 | $0.00 | $0 | | 12/20/2021 |
| 12/20/2021 | Listman Douglas | Chief Accounting Officer | Grant | Common Stock, par value $0.01 per share | 5k | $0.00 | $0 | | 12/20/2021 |
| 12/20/2021 | Brafman Lester Raymond | CEO | Grant | Cohen & Company, LLC Membership Units | 211k | $0.00 | $0 | | 12/20/2021 |
| 12/20/2021 | Haraburda Jack | Director | Grant | Common Stock, par value $0.01 per share | 1000 | $0.00 | $0 | | 12/20/2021 |
| 12/20/2021 | Liberto Diana Louise | Director | Grant | Common Stock, par value $0.01 per share | 1000 | $0.00 | $0 | | 12/20/2021 |
| 12/20/2021 | DiMaio Jack | Director | Grant | Common Stock, par value $0.01 per share | 1000 | $0.00 | $0 | | 12/20/2021 |
| 10/28/2021 | Brafman Lester Raymond | CEO | Grant | Cohen & Company, LLC Membership Units | 2M | $0.00 | $0 | | 10/28/2021 |
| 10/28/2021 | COHEN DANIEL G | Executive Chairman | Grant | Cohen & Company, LLC Membership Units | 2M | $0.00 | $0 | | 10/28/2021 |
| 10/27/2021 | COHEN DANIEL G | Executive Chairman | Gift | Common Stock, par value $0.01 per share | 15k | $0.00 | $0 | | 10/27/2021 |
| 05/24/2021 | Pooler Joseph W. Jr. | EVP, CFO and Treasurer | Sale | Common Stock, par value $0.01 per share | 7.8k | $23.90 | $185.3k | | 05/21/2021 |
| 05/24/2021 | Pooler Joseph W. Jr. | EVP, CFO and Treasurer | Sale | Common Stock, par value $0.01 per share | 2.2k | $24.63 | $55.4k | | 05/21/2021 |
| 05/21/2021 | Listman Douglas | Chief Accounting Officer | Sale | Common Stock, par value $0.01 per share | 7.2k | $24.53 | $176.6k | | 05/21/2021 |
| 05/21/2021 | Listman Douglas | Chief Accounting Officer | Sale | Common Stock, par value $0.01 per share | 1.3k | $25.56 | $33.4k | | 05/21/2021 |
| 05/21/2021 | Pooler Joseph W. Jr. | EVP, CFO and Treasurer | Sale | Common Stock, par value $0.01 per share | 10k | $25.73 | $257.3k | | 05/21/2021 |
| 03/17/2021 | COHEN DANIEL G | Executive Chairman | Gift | Common Stock, par value $0.01 per share | 15k | $0.00 | $0 | | 03/17/2021 |
| 02/03/2021 | DAWSON G STEVEN | Director | Grant | Common Stock, par value $0.01 per share | 1000 | $0.00 | $0 | | 02/03/2021 |
| 02/03/2021 | COHEN DANIEL G | Executive Chairman | Grant | Cohen & Company, LLC Membership Units | 195k | $0.00 | $0 | | 02/03/2021 |
| 02/03/2021 | Listman Douglas | Chief Accounting Officer | Grant | Common Stock, par value $0.01 per share | 5k | $0.00 | $0 | | 02/03/2021 |
| 02/03/2021 | Pooler Joseph W. Jr. | EVP, CFO and Treasurer | Grant | Common Stock, par value $0.01 per share | 10k | $0.00 | $0 | | 02/03/2021 |
| 02/03/2021 | Haraburda Jack | Director | Grant | Common Stock, par value $0.01 per share | 1000 | $0.00 | $0 | | 02/03/2021 |
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