Davis Keri [Rocket]

Date	Name	Symbol	Type	Security	Shares	Price	Value	Reported
09/25/2023	Great Elm Group, Inc.		Grant	Common Stock	12.3k	$0.00	$0	09/25/2023
09/24/2022	Great Elm Capital Corp.	GECC	Other (acquisition)	Common Stock	23	$0.00	$0	09/20/2022
09/20/2022	Great Elm Capital Corp.	GECC	Other (acquisition)	Common Stock	5.9k	$0.00	$0	09/20/2022
09/24/2021	Great Elm Capital Corp.	GECC	Other (acquisition)	Common Stock	5.1k	$0.00	$0	09/24/2021
02/05/2021	Great Elm Capital Corp.	GECC	Grant	Common Stock	11.3k	$0.00	$0	02/05/2021
01/21/2021	Great Elm Capital Corp.	GECC	Grant	Common Stock	51.887	$0.00	$0	01/21/2021
12/21/2020	Great Elm Capital Corp.	GECC	Grant	Common Stock	47.5741	$0.00	$0	12/21/2020
11/20/2020	Great Elm Capital Corp.	GECC	Grant	Common Stock	66.2239	$0.00	$0	11/20/2020
10/21/2020	Great Elm Capital Corp.	GECC	Grant	Common Stock	18.2912	$0.00	$0	10/21/2020
09/21/2020	Great Elm Capital Corp.	GECC	Grant	Common Stock	12.0848	$0.00	$0	09/21/2020
08/21/2020	Great Elm Capital Corp.	GECC	Grant	Common Stock	11.5666	$0.00	$0	08/21/2020
07/15/2020	Great Elm Capital Corp.	GECC	Grant	Common Stock	12.3787	$0.00	$0	07/15/2020
06/15/2020	Great Elm Capital Corp.	GECC	Grant	Common Stock	11.8593	$0.00	$0	06/15/2020
05/15/2020	Great Elm Capital Corp.	GECC	Grant	Common Stock	15.2019	$0.00	$0	05/15/2020
11/20/2019	Great Elm Capital Corp.	GECC	Purchase	Common Stock	600	$7.94	$4.8k	11/20/2019