| Date | Name | Symbol | Type | Security | Shares | Price | Value | Ownership | Reported |
| 09/13/2022 | PIMCO Dynamic Income Opportunities Fund | PDO | Purchase | COMMON SHARES | 23.4k | $14.93 | $349.5k | | 09/12/2022 |
| 09/12/2022 | PIMCO Dynamic Income Opportunities Fund | PDO | Purchase | COMMON SHARES | 46.6k | $15.00 | $698.8k | | 09/12/2022 |
| 12/10/2021 | PIMCO Dynamic Credit & Mortgage Income Fund | PCI | Disposition | COMMON SHARES | 95k | $0.00 | $0 | BY FAMILY CORPORATION | 12/10/2021 |
| 12/10/2021 | PIMCO Dynamic Income Fund | PDI | Grant | COMMON SHARES | 77.8k | $0.00 | $0 | FAMILY CORPORATION | 12/10/2021 |
| 01/27/2021 | PIMCO Dynamic Income Opportunities Fund | PDO | Purchase | Common Stock | 100k | $20.00 | $2M | | 01/27/2021 |
| 11/18/2020 | PIMCO Flexible Municipal Income Fund | PMFLX | Purchase | | 268.8k | $11.16 | $3M | By Family Corporation | 11/18/2020 |
| 11/07/2019 | PIMCO Energy & Tactical Credit Opportunities Fund | NRGX | Sale | Common Shares | 100k | $16.74 | $1.7M | | 11/07/2019 |
| 09/27/2019 | PIMCO Flexible Municipal Income Fund | PMFLX | Purchase | Common Stock | 279.3k | $10.74 | $3M | By Family Trust | 09/27/2019 |
| 01/30/2019 | PIMCO Energy & Tactical Credit Opportunities Fund | NRGX | Purchase | Common Shares | 100k | $20.00 | $2M | | 01/30/2019 |
| 03/13/2017 | PIMCO Dynamic Credit & Mortgage Income Fund | PCI | Purchase | COMMON STOCK | 61.1k | $0.00 | $0 | BY FAMILY CORPORATION | 03/10/2017 |
| 03/13/2017 | PIMCO Dynamic Credit & Mortgage Income Fund | PCI | Purchase | COMMON STOCK | 61.1k | $20.53 | $1.3M | | 03/10/2017 |
| 03/10/2017 | PIMCO Dynamic Credit & Mortgage Income Fund | PCI | Purchase | COMMON STOCK | 33.9k | $20.54 | $696.2k | | 03/10/2017 |
| 03/10/2017 | PIMCO Dynamic Credit & Mortgage Income Fund | PCI | Purchase | COMMON STOCK | 33.9k | $0.00 | $0 | BY FAMILY CORPORATION | 03/10/2017 |
| 10/14/2010 | GLG Partners, Inc. | GLG | Other (disposition) | 5.00% Dollar -Denominated Conv. Subordinated Notes Due 2014 | 5M | $5,000,000.00 | $25000000M | by the Roman GLG Trust | 10/14/2010 |
| 10/14/2010 | GLG Partners, Inc. | GLG | Disposition | Common Stock | 18M | $0.00 | $0 | by the Roman GLG Trust | 10/14/2010 |
| 10/14/2010 | GLG Partners, Inc. | GLG | Disposition | Common Stock | 1.5k | $0.00 | $0 | | 10/14/2010 |
| 10/14/2010 | GLG Partners, Inc. | GLG | Other (disposition) | | 90.2k | $7.50 | $676.5k | by GLG Partners LP, as manager | 10/14/2010 |
| 10/14/2010 | GLG Partners, Inc. | GLG | Other (disposition) | Common Stock | 90.2k | $4.50 | $405.9k | by GLG Partners LP, as investment manager | 10/14/2010 |
| 10/14/2010 | GLG Partners, Inc. | GLG | Disposition | Common Stock | 348.7k | $4.50 | $1.6M | | 10/14/2010 |