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SPECIAL OPPORTUNITIES FUND, INC. (SPE)

DateNameTitleTypeSecuritySharesPriceValueOwnershipReported
03/30/2023GOLDSTEIN PHILLIPChairman and SecretaryPurchaseCommon Stock1.6k$10.85$17k 03/29/2023
03/29/2023GOLDSTEIN PHILLIPChairman and SecretaryPurchaseCommon Stock675$10.74$7.2k 03/29/2023
02/03/2023GOLDSTEIN PHILLIPChairman and SecretaryPurchaseCommon Stock2k$11.85$23.7k 02/03/2023
04/06/2022HELLERMAN GERALDDirectorPurchaseCommon Stock1.5k$14.94$22.4k 04/05/2022
04/06/2022HELLERMAN GERALDDirectorPurchaseCommon Stock2k$14.77$29.5k 04/05/2022
04/06/2022HELLERMAN GERALDDirectorPurchaseCommon Stock1000$14.73$14.7k 04/05/2022
04/06/2022HELLERMAN GERALDDirectorPurchaseCommon Stock100$14.65$1.5k 04/05/2022
04/06/2022HELLERMAN GERALDDirectorPurchaseCommon Stock1000$14.66$14.7k 04/05/2022
04/05/2022Dakos AndrewPresidentDispositionCommon Stock2k$15.69$31.6k 04/05/2022
04/05/2022Dakos AndrewPresidentDispositionCommon Stock968$15.69$15.2kBy Spouse04/05/2022
04/05/2022Dakos AndrewPresidentDispositionCommon Stock154$15.69$2.4kBy Minor Children04/05/2022
04/05/2022HELLERMAN GERALDDirectorDispositionCommon Stock5.3k$15.69$83.7k 04/05/2022
04/05/2022GOLDSTEIN PHILLIPChairman and SecretaryDispositionCommon Stock3.5k$15.69$55.4k 04/05/2022
04/05/2022WALDEN CHARLES CDirectorDispositionCommon Stock5k$15.69$78.7k 04/05/2022
04/05/2022Das Rajeev PVice PresidentDispositionCommon Stock513$15.69$8kBy Spouse04/05/2022
02/07/2022GOLDSTEIN PHILLIPChairman and SecretaryPurchaseCommon Stock2k$14.76$29.5k 02/07/2022
01/28/2022HELLERMAN GERALDDirectorPurchaseCommon Stock68$14.59$992.1 01/26/2022
01/28/2022HELLERMAN GERALDDirectorPurchaseCommon Stock532$14.50$7.7k 01/26/2022
01/27/2022Dakos AndrewPresidentExercise (in-the-money or at-the-money) 200$0.00$0 01/27/2022
01/27/2022Lunder MarcDirectorExercise (in-the-money or at-the-money) 1000$0.00$0By Roth IRA01/27/2022
01/27/2022WALDEN CHARLES CDirectorExercise (in-the-money or at-the-money) 2k$0.00$0 01/27/2022
01/27/2022GOLDSTEIN PHILLIPChairman and SecretaryExercise (in-the-money or at-the-money) 9.4k$0.00$0 01/27/2022
01/26/2022HELLERMAN GERALDDirectorPurchaseCommon Stock285$14.72$4.2k 01/26/2022
01/26/2022HELLERMAN GERALDDirectorPurchaseCommon Stock785$14.63$11.5k 01/26/2022
12/16/2021GOLDSTEIN PHILLIPChairman and SecretarySaleCommon Stock2.5k$15.55$39.5k 12/16/2021
09/20/2021HELLERMAN GERALDDirectorPurchaseCommon Stock824$15.17$12.5k 09/20/2021
09/20/2021HELLERMAN GERALDDirectorPurchaseCommon Stock824$15.17$12.5k 09/20/2021
09/20/2021HELLERMAN GERALDDirectorPurchaseCommon Stock824$15.16$12.5k 09/20/2021
07/19/2021HELLERMAN GERALDDirectorPurchaseCommon Stock1000$15.00$15k 07/19/2021
07/09/2021Dakos AndrewPresidentExercise3.50% Convertible Preferred Stock Series B3.2k$0.00$0 07/09/2021
07/09/2021Dakos AndrewPresidentExercise3.50% Convertible Preferred Stock Series B966$0.00$0By Spouse07/09/2021
07/09/2021Dakos AndrewPresidentExercise3.50% Convertible Preferred Stock Series B156$0.00$0By Minor Children07/09/2021
06/24/2021GOLDSTEIN PHILLIPChairman and SecretaryExercise3.50% Convertible Preferred Stock Series B2.8k$0.00$0 06/24/2021
06/24/2021WALDEN CHARLES CDirectorExercise3.50% Convertible Preferred Stock Series B5k$0.00$0 06/24/2021
06/23/2021Lunder MarcDirectorExercise3.50% Convertible Preferred Stock Series B700$0.00$0By SEP IRA06/23/2021
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