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Merriman Holdings, Inc (MERR)

DateNameTitleTypeSecuritySharesPriceValueOwnershipReported
09/12/2014MERRIMAN D JONATHANCEOPurchaseCommon Stock3.5k$3.30$11.6k 09/12/2014
09/05/2014MERRIMAN D JONATHANCEOPurchaseCommon Stock3.1k$3.82$11.8k 09/05/2014
09/05/2014Lewis MarcChief Technology StrategistPurchaseCommon Stock500$3.88$1.9k 09/05/2014
09/05/2014Lewis MarcChief Technology StrategistPurchaseCommon Stock1.5k$3.88$5.8k 09/05/2014
08/27/2014MERRIMAN D JONATHANCEOPurchaseCommon Stock3.6k$3.80$13.7k 08/27/2014
08/22/2014CHEZ RONALD L10% OwnerPurchaseCommon Stock18k$3.79$68.3k 08/22/2014
08/19/2014MERRIMAN D JONATHANCEOPurchaseCommon Stock2.2k$3.30$7.3kShares titled to filer's minor son.08/19/2014
06/02/2014MERRIMAN D JONATHANCEOPurchaseCommon Stock84k$0.12$9.7k 06/02/2014
05/22/2014MERRIMAN D JONATHANCEOPurchaseCommon Stock77k$0.11$8.5k 05/21/2014
05/21/2014MERRIMAN D JONATHANCEOPurchaseCommon Stock11k$0.11$1.2k 05/21/2014
04/02/2014FALCON FUND MANAGEMENT LTD10% OwnerPurchaseCommon Stock Warrants (right to buy)1M$0.08$83.3kSee Footnotes04/02/2014
04/02/2014FALCON FUND MANAGEMENT LTD10% OwnerPurchaseCommon Stock4.2M$0.06$250kSee Footnotes04/02/2014
06/07/2013MERRIMAN D JONATHANCEOPurchaseCommon Stock21k$0.14$2.9k 06/07/2013
06/12/2012MERRIMAN D JONATHANCEOPurchaseCommon Stock10k$0.63$6.3k 06/12/2012
06/12/2012MERRIMAN D JONATHANCEOPurchaseCommon Stock11k$0.65$7.2k 06/12/2012
06/12/2012MERRIMAN D JONATHANCEOPurchaseCommon Stock7k$0.65$4.6k 06/12/2012
05/21/2012MERRIMAN D JONATHANCEOPurchaseCommon Stock25k$0.68$17k 05/21/2012
05/15/2012CHEZ RONALD L10% OwnerOther (acquisition)Warrants to Purchase Common Stock630.7k$0.63$397.3k 05/15/2012
05/15/2012CHEZ RONALD L10% OwnerOther (disposition)Warrants to Purchase Common Stock48.9k$1.03$50.4k 05/15/2012
05/15/2012CHEZ RONALD L10% OwnerOther (acquisition)Series E Preferred Stock1.3M$0.63$794.7k 05/15/2012
05/15/2012CHEZ RONALD L10% OwnerOther (disposition)Common Stock1.1M$0.63$665k 05/15/2012
05/15/2012SCHMAL DENNISDirectorOther (acquisition)Warrants to Purchase Common Stock80.4k$0.63$50.6k 05/15/2012
05/15/2012SCHMAL DENNISDirectorOther (disposition)Warrants to Purchase Common Stock10.8k$1.03$11.1k 05/15/2012
05/15/2012SCHMAL DENNISDirectorOther (acquisition)Series E Preferred Stock160.8k$0.63$101.3k 05/15/2012
05/15/2012SCHMAL DENNISDirectorOther (disposition)Common Stock135.6k$0.63$85.4k 05/15/2012
12/14/2011SCHMAL DENNISDirectorSaleCommon Stock5.4k$0.46$2.5k 12/14/2011
12/14/2011CHEZ RONALD L10% OwnerPurchaseCommon Stock8.8k$0.46$4k 12/13/2011
12/13/2011CHEZ RONALD L10% OwnerPurchaseCommon Stock142$0.46$65.3 12/13/2011
12/08/2011MERRIMAN D JONATHANCEOPurchaseCommon Stock2.8k$0.60$1.7k 12/06/2011
12/07/2011MERRIMAN D JONATHANCEOPurchaseCommon Stock5.1k$0.60$3.1k 12/06/2011
12/06/2011MERRIMAN D JONATHANCEOPurchaseCommon Stock2.1k$0.60$1.3k 12/06/2011
12/05/2011MERRIMAN D JONATHANCEOPurchaseCommon Stock5.7k$0.75$4.3k 12/05/2011
12/02/2011MERRIMAN D JONATHANCEOPurchaseCommon Stock25k$0.77$19.2k 12/02/2011
01/21/2011MERRIMAN D JONATHANCEOGrantCommon Stock18.4k$2.72$50k 01/21/2011
09/29/2010CHEZ RONALD L10% OwnerPurchaseCommon Stock83.2k$3.01$250.5kBy Individual Retirement Acount09/29/2010
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