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DOCKERY CARL
Date
Name
Symbol
Type
Security
Shares
Price
Value
Ownership
Reported
08/11/2023
AYTU BIOPHARMA, INC
AYTU
Grant
Common Shares
1.5k
$0.00
$0
08/11/2023
04/16/2021
AYTU BIOPHARMA, INC
AYTU
Grant
Common Stock
187.8k
$0.00
$0
04/16/2021
06/08/2020
AYTU BIOPHARMA, INC
AYTU
Grant
Employee Stock Option Grant
40k
$1.45
$58k
06/08/2020
06/18/2019
CytoDyn Inc.
CYDY
Grant
Stock Options (right to buy)
100k
$0.52
$52k
06/18/2019
06/12/2019
CytoDyn Inc.
CYDY
Disposition
Warrant (Right to Buy)
1000k
$0.68
$680k
See Footnote
06/12/2019
06/12/2019
CytoDyn Inc.
CYDY
Exercise
Common Stock
33.3k
$0.30
$10k
See Footnote
06/12/2019
06/12/2019
CytoDyn Inc.
CYDY
Grant
Common Stock
712.5k
$0.00
$0
See Footnote
06/12/2019
06/12/2019
CytoDyn Inc.
CYDY
Disposition
Warrant (Right to Buy)
75k
$0.50
$37.5k
See Footnote
06/12/2019
06/12/2019
CytoDyn Inc.
CYDY
Grant
Warrant (Right to Buy)
1000k
$0.40
$400k
See Footnote
06/12/2019
06/12/2019
CytoDyn Inc.
CYDY
Exercise
Warrant (Right to Buy)
1000k
$0.40
$400k
See Footnote
06/12/2019
06/12/2019
CytoDyn Inc.
CYDY
Disposition
Warrant (Right to Buy)
33.3k
$1.00
$33.3k
See Footnote
06/12/2019
06/12/2019
CytoDyn Inc.
CYDY
Grant
Warrant (Right to Buy)
33.3k
$0.40
$13.3k
See Footnote
06/12/2019
06/12/2019
CytoDyn Inc.
CYDY
Exercise
Warrant (Right to Buy)
33.3k
$0.40
$13.3k
See Footnote
06/12/2019
06/12/2019
CytoDyn Inc.
CYDY
Disposition
Warrant (Right to Buy)
250k
$0.50
$125k
See Footnote
06/12/2019
06/12/2019
CytoDyn Inc.
CYDY
Grant
Warrant (Right to Buy)
250k
$0.40
$100k
See Footnote
06/12/2019
06/12/2019
CytoDyn Inc.
CYDY
Exercise
Warrant (Right to Buy)
250k
$0.40
$100k
See Footnote
06/12/2019
06/12/2019
CytoDyn Inc.
CYDY
Disposition
Warrant (Right to Buy)
66.7k
$0.75
$50k
See Footnote
06/12/2019
06/12/2019
CytoDyn Inc.
CYDY
Grant
Warrant (Right to Buy)
66.7k
$0.40
$26.7k
See Footnote
06/12/2019
06/12/2019
CytoDyn Inc.
CYDY
Exercise
Warrant (Right to Buy)
66.7k
$0.40
$26.7k
See Footnote
06/12/2019
05/08/2019
CytoDyn Inc.
CYDY
Grant
Warrant (Right to Buy)
75k
$0.40
$30k
See Footnote
06/12/2019
05/08/2019
CytoDyn Inc.
CYDY
Exercise
Warrant (Right to Buy)
75k
$0.40
$30k
See Footnote
06/12/2019
11/16/2018
CytoDyn Inc.
CYDY
Disposition
Common Stock
7.6M
$0.00
$0
See Footnote
11/16/2018
11/16/2018
CytoDyn Inc.
CYDY
Disposition
Stock Options (right to buy)
34k
$0.81
$27.5k
11/16/2018
11/16/2018
CytoDyn Inc.
CYDY
Disposition
Stock Options (right to buy)
50k
$0.98
$48.8k
11/16/2018
11/16/2018
CytoDyn Inc.
CYDY
Disposition
Stock Options (right to buy)
50k
$1.09
$54.5k
11/16/2018
11/16/2018
CytoDyn Inc.
CYDY
Disposition
Stock Options (right to buy)
75k
$0.57
$42.8k
11/16/2018
11/16/2018
CytoDyn Inc.
CYDY
Disposition
Stock Options (right to buy)
136.6k
$0.56
$76.5k
11/16/2018
11/16/2018
CytoDyn Inc.
CYDY
Disposition
Stock Options (right to buy)
100k
$0.49
$49k
11/16/2018
11/16/2018
CytoDyn Inc.
CYDY
Disposition
Stock Options (right to buy)
250k
$0.57
$141.2k
11/16/2018
11/16/2018
CytoDyn Inc.
CYDY
Disposition
Warrants (right to buy)
75k
$0.50
$37.5k
See Footnote
11/16/2018
11/16/2018
CytoDyn Inc.
CYDY
Disposition
Warrants (right to buy)
1000k
$0.68
$675k
See Footnote
11/16/2018
11/16/2018
CytoDyn Inc.
CYDY
Disposition
Warrants (right to buy)
33.3k
$0.75
$25k
See Footnote
11/16/2018
11/16/2018
CytoDyn Inc.
CYDY
Disposition
Warrants (right to buy)
66.7k
$0.75
$50k
See Footnote
11/16/2018
11/16/2018
CytoDyn Inc.
CYDY
Disposition
Warrants (right to buy)
250k
$0.50
$125k
See Footnote
11/16/2018
11/16/2018
CytoDyn Inc.
CYDY
Grant
Stock Options (right to buy)
34k
$0.81
$27.5k
11/16/2018
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