| Date | Name | Symbol | Type | Security | Shares | Price | Value | Ownership | Reported |
| 11/05/2018 | CA, INC. | CA | Disposition | Common Stock, $.10 par value | 25k | $0.00 | $0 | | 11/05/2018 |
| 11/05/2018 | CA, INC. | CA | Disposition | | 135.5k | $0.00 | $0 | | 11/05/2018 |
| 06/30/2018 | CA, INC. | CA | Grant | | 3k | $0.00 | $0 | | 06/30/2018 |
| 03/31/2018 | CA, INC. | CA | Grant | | 3.1k | $0.00 | $0 | | 03/31/2018 |
| 12/31/2017 | CA, INC. | CA | Grant | | 3.2k | $0.00 | $0 | | 12/31/2017 |
| 03/31/2016 | CA, INC. | CA | Grant | | 3.5k | $0.00 | $0 | | 03/31/2016 |
| 07/02/2012 | PHOENIX COMPANIES INC/DE | PNX | Grant | Restricted Stock Units (Director Retainer) | 19.7k | $0.00 | $0 | | 07/02/2012 |
| 06/30/2012 | CA, INC. | CA | Grant | | 3.5k | $0.00 | $0 | | 06/30/2012 |
| 03/31/2012 | CA, INC. | CA | Grant | | 3.4k | $0.00 | $0 | | 03/31/2012 |
| 01/03/2011 | PHOENIX COMPANIES INC/DE | PNX | Grant | Restricted Stock Units (Director Retainer) | 13.8k | $0.00 | $0 | | 01/03/2011 |
| 07/01/2010 | PHOENIX COMPANIES INC/DE | PNX | Grant | Restricted Stock Units (Director Retainer) | 17.5k | $0.00 | $0 | | 07/01/2010 |
| 04/01/2010 | PHOENIX COMPANIES INC/DE | PNX | Grant | Restricted Stock Units (Director Retainer) | 15.1k | $0.00 | $0 | | 04/01/2010 |
| 03/31/2010 | CA, INC. | CA | Grant | | 1.9k | $0.00 | $0 | | 03/31/2010 |
| 01/04/2010 | PHOENIX COMPANIES INC/DE | PNX | Grant | Restricted Stock Units (Director Retainer) | 12.9k | $0.00 | $0 | | 01/04/2010 |
| 11/10/2009 | BROADRIDGE FINANCIAL SOLUTIONS, INC. | BR | Purchase | Common Stock | 5k | $22.86 | $113.9k | | 11/10/2009 |
| 11/10/2009 | BROADRIDGE FINANCIAL SOLUTIONS, INC. | BR | Purchase | Common Stock | 4.9k | $22.80 | $111.7k | | 11/10/2009 |
| 11/10/2009 | BROADRIDGE FINANCIAL SOLUTIONS, INC. | BR | Purchase | Common Stock | 3.9k | $22.87 | $88.2k | | 11/10/2009 |
| 11/10/2009 | BROADRIDGE FINANCIAL SOLUTIONS, INC. | BR | Purchase | Common Stock | 3.2k | $22.88 | $72.3k | | 11/10/2009 |
| 11/10/2009 | BROADRIDGE FINANCIAL SOLUTIONS, INC. | BR | Purchase | Common Stock | 1.2k | $22.83 | $27.4k | | 11/10/2009 |
| 11/10/2009 | BROADRIDGE FINANCIAL SOLUTIONS, INC. | BR | Purchase | Common Stock | 1k | $22.76 | $23.1k | | 11/10/2009 |
| 11/10/2009 | BROADRIDGE FINANCIAL SOLUTIONS, INC. | BR | Purchase | Common Stock | 1000 | $22.84 | $22.8k | | 11/10/2009 |
| 11/10/2009 | BROADRIDGE FINANCIAL SOLUTIONS, INC. | BR | Purchase | Common Stock | 900 | $22.90 | $20.6k | | 11/10/2009 |
| 11/10/2009 | BROADRIDGE FINANCIAL SOLUTIONS, INC. | BR | Purchase | Common Stock | 900 | $22.87 | $20.6k | | 11/10/2009 |
| 11/10/2009 | BROADRIDGE FINANCIAL SOLUTIONS, INC. | BR | Purchase | Common Stock | 800 | $22.91 | $18.3k | | 11/10/2009 |
| 11/10/2009 | BROADRIDGE FINANCIAL SOLUTIONS, INC. | BR | Purchase | Common Stock | 700 | $22.85 | $16k | | 11/10/2009 |
| 11/10/2009 | BROADRIDGE FINANCIAL SOLUTIONS, INC. | BR | Purchase | Common Stock | 400 | $22.89 | $9.2k | | 11/10/2009 |
| 11/10/2009 | BROADRIDGE FINANCIAL SOLUTIONS, INC. | BR | Purchase | Common Stock | 300 | $22.74 | $6.8k | | 11/10/2009 |
| 11/10/2009 | BROADRIDGE FINANCIAL SOLUTIONS, INC. | BR | Purchase | Common Stock | 200 | $22.81 | $4.6k | | 11/10/2009 |
| 11/10/2009 | BROADRIDGE FINANCIAL SOLUTIONS, INC. | BR | Purchase | Common Stock | 200 | $22.78 | $4.6k | | 11/10/2009 |
| 11/10/2009 | BROADRIDGE FINANCIAL SOLUTIONS, INC. | BR | Purchase | Common Stock | 200 | $22.75 | $4.6k | | 11/10/2009 |
| 11/10/2009 | BROADRIDGE FINANCIAL SOLUTIONS, INC. | BR | Purchase | Common Stock | 186 | $22.77 | $4.2k | | 11/10/2009 |
| 11/10/2009 | BROADRIDGE FINANCIAL SOLUTIONS, INC. | BR | Purchase | Common Stock | 100 | $22.82 | $2.3k | | 11/10/2009 |