Goldthorpe Edward J. [Rocket]

Date	Name	Symbol	Type	Security	Shares	Price	Value	Reported
10/14/2021	Alternative Credit Income Fund	RCICX	Purchase	Common Stock	46k	$11.06	$508.3k	10/14/2021
09/09/2020	Portman Ridge Finance Corp	KCAP	Purchase	Common Stock	1.5k	$1.23	$1.8k	09/09/2020
03/23/2020	Portman Ridge Finance Corp	KCAP	Purchase	Common Stock	4.6k	$0.85	$3.9k	03/23/2020
03/16/2020	Portman Ridge Finance Corp	KCAP	Purchase	Common Stock	100	$1.31	$131	03/16/2020
03/12/2020	Portman Ridge Finance Corp	KCAP	Purchase	Common Stock	28k	$1.55	$43.3k	03/11/2020
03/11/2020	Portman Ridge Finance Corp	KCAP	Purchase	Common Stock	6.6k	$1.70	$11.3k	03/11/2020
12/04/2019	Portman Ridge Finance Corp	KCAP	Purchase	Common Stock	1000	$2.07	$2.1k	12/03/2019
12/03/2019	Portman Ridge Finance Corp	KCAP	Purchase	Common Stock	23.2k	$2.06	$47.9k	12/03/2019
10/16/2019	BC Partners Lending Corp	BCPL	Purchase	Common Stock	100k	$25.00	$2.5M	10/16/2019
09/05/2019	Portman Ridge Finance Corp	KCAP	Purchase	Common Stock	700	$2.43	$1.7k	09/04/2019
09/04/2019	Portman Ridge Finance Corp	KCAP	Purchase	Common Stock	3.7k	$2.38	$8.8k	09/04/2019
08/22/2019	Portman Ridge Finance Corp	KCAP	Purchase	Common Stock	5.3k	$2.19	$11.6k	08/21/2019
08/21/2019	Portman Ridge Finance Corp	KCAP	Purchase	Common Stock	600	$2.19	$1.3k	08/21/2019
08/20/2019	Portman Ridge Finance Corp	KCAP	Purchase	Common Stock	1.9k	$2.17	$4.2k	08/19/2019
08/19/2019	Portman Ridge Finance Corp	KCAP	Purchase	Common Stock	8.9k	$2.19	$19.5k	08/19/2019
08/13/2019	Portman Ridge Finance Corp	KCAP	Purchase	Common Stock	11.5k	$2.29	$26.4k	08/13/2019
08/11/2015	MidCap Financial Investment Corp	AINV	Purchase	Common Stock, par value $0.001 per share	10k	$6.88	$68.8k	08/11/2015
12/16/2014	MidCap Financial Investment Corp	AINV	Purchase	Common Stock, par value $0.001 per share	10k	$7.34	$73.4k	12/16/2014
02/28/2014	MidCap Financial Investment Corp	AINV	Purchase	Common Stock, par value $0.001 per share	10k	$8.64	$86.4k	02/28/2014