Kehler Dean C [Rocket]

Date	Name	Symbol	Type	Security	Shares	Price	Value	Ownership	Reported
06/14/2023	Celularity Inc	CELU	Grant	Stock Option (Right to Buy)	277.8k	$0.75	$208.4k		06/14/2023
06/14/2023	Celularity Inc	CELU	Grant	Class A Common Stock	199.9k	$0.00	$0		06/14/2023
03/17/2023	NIOCORP DEVELOPMENTS LTD	NIOBF	Grant	Warrants	1.7M	$0.00	$0		03/17/2023
03/17/2023	NIOCORP DEVELOPMENTS LTD	NIOBF	Grant	Class B Common Stock of Elk Creek Resources Corp.	555k	$0.00	$0	By trust	03/17/2023
03/17/2023	NIOCORP DEVELOPMENTS LTD	NIOBF	Grant	Class B Common Stock of Elk Creek Resources Corp.	2M	$0.00	$0		03/17/2023
07/13/2022	Celularity Inc	CELU	Grant	Stock Option (Right to Buy)	54.2k	$4.15	$224.7k		07/13/2022
07/13/2022	Celularity Inc	CELU	Grant	Class A Common Stock	36.1k	$0.00	$0		07/13/2022
05/10/2022	El Pollo Loco Holdings, Inc.	LOCO	Grant	Common Stock	5.7k	$0.00	$0		05/10/2022
09/09/2021	Celularity Inc	CELU	Grant	Stock Option (Right to Buy)	56.1k	$6.72	$376.7k		09/09/2021
07/16/2021	Celularity Inc	CELU	Grant	Warrants	7M	$11.50	$80.5M	GX Sponsor LLC	07/16/2021
07/16/2021	Celularity Inc	CELU	Other (disposition)	Warrants	7M	$11.50	$80.5M	GX Sponsor LLC	07/16/2021
07/16/2021	Celularity Inc	CELU	Other (acquisition)	Warrants	554.6k	$11.50	$6.4M		07/16/2021
07/16/2021	Celularity Inc	CELU	Conversion	Class B Common Stock	7.2M	$0.00	$0	GX Sponsor LLC	07/16/2021
07/16/2021	Celularity Inc	CELU	Other (disposition)	Class A Common Stock	7.1M	$0.00	$0	GX Sponsor LLC	07/16/2021
07/16/2021	Celularity Inc	CELU	Conversion	Class A Common Stock	7.2M	$0.00	$0	GX Sponsor LLC	07/16/2021
05/12/2021	El Pollo Loco Holdings, Inc.	LOCO	Grant	Common Stock	3.4k	$0.00	$0		05/12/2021
05/06/2020	El Pollo Loco Holdings, Inc.	LOCO	Grant	Common Stock	4.8k	$0.00	$0		05/06/2020
05/08/2019	El Pollo Loco Holdings, Inc.	LOCO	Grant	Common Stock	5.2k	$0.00	$0		05/08/2019
08/08/2018	El Pollo Loco Holdings, Inc.	LOCO	Grant	Common Stock	5.3k	$0.00	$0		08/08/2018
05/03/2018	Portman Ridge Finance Corp	KCAP	Grant	Common Stock	1000	$0.00	$0		05/03/2018