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LIGHTING SCIENCE GROUP CORP (LSCG)
Date
Name
Title
Type
Security
Shares
Price
Value
Ownership
Reported
06/30/2017
HARKLEROAD DONALD R
Director
Sale
Common Stock
270.3k
$0.03
$7.7k
06/30/2017
06/14/2017
HARKLEROAD DONALD R
Director
Sale
Common Stock
292.5k
$0.02
$5.7k
06/14/2017
06/12/2017
HARKLEROAD DONALD R
Director
Sale
Common Stock
201k
$0.02
$4.4k
By The Bristol Company
06/12/2017
05/24/2017
HARKLEROAD DONALD R
Director
Sale
Common Stock
20k
$0.04
$894
By The Bristol Company
05/24/2017
05/08/2017
COGUT CRAIG M
10% Owner
Grant
Series J Convertible Preferred Stock
10.6k
$0.00
$0
See Footnotes
05/08/2017
05/08/2017
COGUT CRAIG M
10% Owner
Grant
Common Stock Warrants (right to buy)
10.6k
$0.00
$0
See Footnotes
05/08/2017
04/24/2017
COGUT CRAIG M
10% Owner
Grant
Series J Convertible Preferred Stock
4.4k
$0.00
$0
See Footnotes
04/24/2017
04/24/2017
COGUT CRAIG M
10% Owner
Grant
Common Stock Warrants (right to buy)
4.4k
$0.00
$0
See Footnotes
04/24/2017
02/03/2017
COGUT CRAIG M
10% Owner
Other (disposition)
Option (right to buy)
554.2k
$0.27
$150k
See Footnotes
02/03/2017
02/03/2017
COGUT CRAIG M
10% Owner
Other (acquisition)
Option (right to buy)
554.2k
$0.16
$90k
See Footnotes
02/03/2017
02/03/2017
COGUT CRAIG M
10% Owner
Exercise (out-of-the-money)
Option (right to buy)
554.2k
$0.16
$90k
See Footnotes
02/03/2017
02/03/2017
COGUT CRAIG M
10% Owner
Other (disposition)
Option (right to buy)
45k
$0.00
$0
See Footnotes
02/03/2017
02/03/2017
COGUT CRAIG M
10% Owner
Other (acquisition)
Option (right to buy)
45k
$0.00
$0
See Footnotes
02/03/2017
02/03/2017
COGUT CRAIG M
10% Owner
Exercise (out-of-the-money)
Option (right to buy)
45k
$0.00
$0
See Footnotes
02/03/2017
02/03/2017
COGUT CRAIG M
10% Owner
Exercise (out-of-the-money)
Series H Convertible Preferred Stock
45k
$200.00
$9M
See Footnotes
02/03/2017
02/03/2017
COGUT CRAIG M
10% Owner
Exercise (out-of-the-money)
Put Option (obligation to buy)
5k
$0.00
$0
See Footnotes
02/03/2017
02/03/2017
COGUT CRAIG M
10% Owner
Exercise (out-of-the-money)
Series H Convertible Preferred Stock
5k
$200.00
$1000k
See Footnotes
02/03/2017
02/03/2017
COGUT CRAIG M
10% Owner
Other
Put Option (obligation to buy)
12.5k
$0.00
$0
See Footnotes
02/03/2017
02/03/2017
COGUT CRAIG M
10% Owner
Purchase
Series H Convertible Preferred Stock
19.5k
$200.00
$3.9M
See Footnotes
02/03/2017
02/03/2017
COGUT CRAIG M
10% Owner
Purchase
Series H Convertible Preferred Stock
24.5k
$200.00
$4.9M
See Footnotes
02/03/2017
02/03/2017
COGUT CRAIG M
10% Owner
Grant
Series J Convertible Preferred Stock
7k
$0.00
$0
See Footnotes
02/03/2017
02/03/2017
COGUT CRAIG M
10% Owner
Grant
Common Stock Warrants (right to buy)
7k
$0.00
$0
See Footnotes
02/03/2017
02/03/2017
Riverwood Capital Partners L.P.
10% Owner
Other (acquisition)
1
$0.00
$0
See Footnotes
02/03/2017
02/03/2017
Riverwood Capital Partners L.P.
10% Owner
Other (disposition)
1
$0.00
$0
See Footnotes
02/03/2017
02/03/2017
Riverwood Capital Partners L.P.
10% Owner
Exercise (out-of-the-money)
1
$0.00
$0
See Footnotes
02/03/2017
01/27/2017
COGUT CRAIG M
10% Owner
Grant
Series J Convertible Preferred Stock
3k
$0.00
$0
See Footnotes
01/27/2017
01/27/2017
COGUT CRAIG M
10% Owner
Grant
Common Stock Warrants (right to buy)
3k
$0.00
$3
See Footnotes
01/27/2017
12/21/2016
Denis Murphy M
EVP & CFO
Grant
Incentive Stock Option (right to buy)
3M
$0.04
$120k
12/21/2016
12/12/2016
HARKLEROAD DONALD R
Director
Sale
Common Stock
21.4k
$0.02
$329.4
By The Bristol Company
12/12/2016
11/21/2016
COGUT CRAIG M
10% Owner
Grant
Series J Convertible Preferred Stock
5k
$0.00
$0
See Footnotes
11/21/2016
11/21/2016
COGUT CRAIG M
10% Owner
Grant
Common Stock Warrants (right to buy)
5k
$0.00
$5
See Footnotes
11/21/2016
07/19/2016
COGUT CRAIG M
10% Owner
Grant
Series J Convertible Preferred Stock
5k
$0.00
$0
See Footnotes
07/19/2016
07/19/2016
COGUT CRAIG M
10% Owner
Grant
Common Stock Warrants (right to buy)
5k
$0.00
$5
See Footnotes
07/19/2016
05/26/2016
COGUT CRAIG M
10% Owner
Grant
Option (right to buy)
560.2k
$0.07
$39.2k
See Footnotes
05/26/2016
05/26/2016
HARKLEROAD DONALD R
Director
Grant
Non-Qualified Stock Option (Right to Buy)
240k
$0.07
$16.8k
05/26/2016
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