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SOUTHWEST WATER CO (SWWC)
Date
Name
Title
Type
Security
Shares
Price
Value
Ownership
Reported
09/13/2010
Iino Thomas
Director
Other
Common Stock
2.8k
$11.00
$30.3k
09/13/2010
09/13/2010
HUENNEKENS DONOVAN D
Director
Other
Common Stock
129.7k
$11.00
$1.4M
09/13/2010
09/13/2010
HUENNEKENS DONOVAN D
Director
Other
Common Stock
10.5k
$11.00
$115.5k
09/13/2010
09/13/2010
HUENNEKENS DONOVAN D
Director
Other
Common Stock
750
$11.00
$8.2k
by Trust
09/13/2010
09/13/2010
HUENNEKENS DONOVAN D
Director
Exercise
Non-Qualified Stock Option (right to buy)
10.5k
$10.63
$111.6k
09/13/2010
09/13/2010
GRIEGO LINDA M
Director
Other
Common Stock
7.8k
$11.00
$85.3k
09/13/2010
09/13/2010
GRIEGO LINDA M
Director
Other
Common Stock
10.5k
$11.00
$115.5k
09/13/2010
09/13/2010
GRIEGO LINDA M
Director
Exercise
Non-Qualified Stock Option (right to buy)
10.5k
$10.63
$111.6k
09/13/2010
09/13/2010
EDWARDS BRUCE C
Director
Other
Common Stock
10k
$11.00
$110k
09/13/2010
09/13/2010
EDWARDS BRUCE C
Director
Exercise
Non-Qualified Stock Option (right to buy)
10k
$4.43
$44.3k
09/13/2010
09/13/2010
Dix William K
General Counsel, Corporate Sec
Other
Common Stock
463
$11.00
$5.1k
09/13/2010
09/13/2010
CHRISTIE H FREDERICK
Director
Other
Common Stock
21.6k
$11.00
$237.3k
09/13/2010
09/13/2010
CHRISTIE H FREDERICK
Director
Other
Common Stock
10.5k
$11.00
$115.5k
09/13/2010
09/13/2010
CHRISTIE H FREDERICK
Director
Exercise
Non-Qualified Stock Option (right to buy)
10.5k
$10.63
$111.6k
09/13/2010
09/13/2010
Brown James C
Mng Director, Texas MUD Srvcs
Other
Common Stock
5.2k
$11.00
$56.9k
09/13/2010
09/13/2010
Alexy Kimberly
Director
Other
Common Stock
10k
$11.00
$110k
09/13/2010
09/13/2010
Alexy Kimberly
Director
Exercise
Non-Qualified Stock Option (right to buy)
10k
$4.43
$44.3k
09/13/2010
09/13/2010
Malinowski Christopher
VP, Operations and Maintenance
Other
Common Stock
75
$11.00
$825
09/13/2010
09/13/2010
KINDEL MAUREEN A
Director
Exercise
Non-Qualified Stock Option (right to buy)
10.5k
$10.63
$111.6k
09/13/2010
09/13/2010
KINDEL MAUREEN A
Director
Other
Common Stock
10.4k
$11.00
$114.7k
09/13/2010
09/13/2010
KINDEL MAUREEN A
Director
Other
Common Stock
10.5k
$11.00
$115.5k
09/13/2010
09/13/2010
JONES WILLIAM D /CA/
Director
Exercise
Non-Qualified Stock Option (right to buy)
10.5k
$10.63
$111.6k
09/13/2010
09/13/2010
JONES WILLIAM D /CA/
Director
Other
Common Stock
10.5k
$11.00
$115.5k
09/13/2010
09/13/2010
JONES WILLIAM D /CA/
Director
Other
Common Stock
7k
$11.00
$76.9k
09/13/2010
09/13/2010
Profilet Charles W Jr
Mng Director, Texas Utilities
Other
Common Stock
265
$11.00
$2.9k
09/13/2010
09/13/2010
Profilet Charles W Jr
Mng Director, Texas Utilities
Other
Common Stock
7.1k
$11.00
$78k
09/13/2010
09/13/2010
NEWMAN RICHARD G
Director
Exercise
Non-Qualified Stock Option (right to buy)
10.5k
$10.63
$111.6k
09/13/2010
09/13/2010
NEWMAN RICHARD G
Director
Other
Common Stock
92.1k
$11.00
$1M
by Trust
09/13/2010
09/13/2010
NEWMAN RICHARD G
Director
Other
Common Stock
10.5k
$11.00
$115.5k
09/13/2010
09/13/2010
QUINN MICHAEL O
President, SWS
Other
Common Stock
34k
$11.00
$373.5k
09/13/2010
09/13/2010
QUINN MICHAEL O
President, SWS
Other
Common Stock
5.4k
$11.00
$59.7k
09/13/2010
09/13/2010
Smith Benny C Jr
Interim CFO
Other
Common Stock
5.5k
$11.00
$60.1k
09/13/2010
09/13/2010
Swatek Mark
President & CEO
Other
Common Stock
15.1k
$11.00
$166k
09/13/2010
09/13/2010
Swatek Mark
President & CEO
Other
Common Stock
22k
$11.00
$241.8k
09/13/2010
09/13/2010
Swatek Mark
President & CEO
Other
Common Stock
103.3k
$11.00
$1.1M
09/13/2010
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