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ARADIGM CORP (ARDM)
Date
Name
Title
Type
Security
Shares
Price
Value
Ownership
Reported
09/01/2019
First Eagle Investment Management, LLC
10% Owner
Other (disposition)
3.4M
$0.00
$0
See Footnotes
09/01/2019
09/01/2019
First Eagle Investment Management, LLC
10% Owner
Other (disposition)
259.1k
$0.00
$0
See Footnotes
09/01/2019
09/01/2019
First Eagle Investment Management, LLC
10% Owner
Other (disposition)
3.4M
$0.00
$0
See Footnotes
09/01/2019
05/01/2019
First Eagle Investment Management, LLC
10% Owner
Other (acquisition)
86k
$0.00
$0
See footnotes
05/01/2019
11/01/2018
First Eagle Investment Management, LLC
10% Owner
Other (acquisition)
141.1k
$0.00
$0
See footnotes
11/01/2018
10/26/2018
Froehlich Juergen Kurt
Chief Medical Officer
Grant
Common Stock
60k
$0.00
$0
10/26/2018
09/19/2018
Froehlich Juergen Kurt
Chief Medical Officer
Sale
Common Stock
306
$1.20
$367.2
09/19/2018
06/29/2018
Hudson Frederick M.
Director
Grant
Stock Option (Right to Buy)
97.3k
$1.45
$141.1k
06/29/2018
06/29/2018
THOMPSON VIRGIL
Director
Grant
Stock Option (Right to Buy)
97.3k
$1.45
$141.1k
06/29/2018
06/29/2018
Gordon Edwin H.
Director
Grant
Stock Option (Right to Buy)
97.3k
$1.45
$141.1k
06/29/2018
06/29/2018
Matkovits Theresa
Director
Grant
Stock Option (Right to Buy)
50k
$1.45
$72.5k
06/29/2018
05/01/2018
First Eagle Investment Management, LLC
10% Owner
Other (acquisition)
25.9k
$0.00
$0
See footnotes
05/01/2018
03/22/2018
SIEBERT JOHN M
Interim Principal Exec Ofcr
Grant
Stock Option (Right to Buy)
276k
$1.31
$361.6k
03/22/2018
02/01/2018
First Eagle Investment Management, LLC
10% Owner
Other (acquisition)
479.5k
$0.00
$0
See Footnote
02/01/2018
01/29/2018
Froehlich Juergen Kurt
Chief Medical Officer
Sale
Common Stock
17k
$1.53
$26k
01/29/2018
12/06/2017
PECOTA NANCY E
VP and CFO
Grant
Stock Option (Right to Buy)
40k
$4.02
$160.8k
12/06/2017
12/06/2017
Froehlich Juergen Kurt
Chief Medical Officer
Grant
Stock Option (Right to Buy)
50k
$4.02
$201k
12/06/2017
12/06/2017
GONDA IGOR
CEO
Grant
Stock Option (Right to Buy)
60k
$4.02
$241.2k
12/06/2017
09/05/2017
Froehlich Juergen Kurt
Chief Medical Officer
Payment of Exercise
Common Stock
2.3k
$1.33
$3k
09/05/2017
06/01/2017
PECOTA NANCY E
VP and CFO
Grant
Common Stock
20k
$0.00
$0
06/01/2017
06/01/2017
Froehlich Juergen Kurt
Chief Medical Officer
Grant
Common Stock
25k
$0.00
$0
06/01/2017
06/01/2017
GONDA IGOR
CEO
Grant
Common Stock
28.1k
$0.00
$0
06/01/2017
06/01/2017
SIEBERT JOHN M
Interim Principal Exec Ofcr
Grant
Stock Option (Right to Buy)
110.5k
$1.39
$153.6k
06/01/2017
06/01/2017
Hudson Frederick M.
Director
Grant
Stock Option (Right to Buy)
110.5k
$1.39
$153.6k
06/01/2017
06/01/2017
THOMPSON VIRGIL
Director
Grant
Stock Option (Right to Buy)
110.5k
$1.39
$153.6k
06/01/2017
04/04/2017
Froehlich Juergen Kurt
Chief Medical Officer
Sale
Common Stock
3.8k
$1.51
$5.7k
04/04/2017
03/03/2017
Froehlich Juergen Kurt
Chief Medical Officer
Grant
Stock Option (Right to Buy)
95.7k
$1.94
$185.7k
03/03/2017
03/03/2017
GONDA IGOR
CEO
Grant
Stock Option (Right to Buy)
123.7k
$1.94
$240k
03/03/2017
03/03/2017
PECOTA NANCY E
VP and CFO
Grant
Stock Option (Right to Buy)
81k
$1.94
$157.1k
03/03/2017
12/06/2016
PECOTA NANCY E
VP and CFO
Grant
Common Stock
40.9k
$2.26
$92.4k
12/06/2016
10/04/2016
Froehlich Juergen Kurt
Chief Medical Officer
Sale
Common Stock
423
$6.76
$2.9k
10/04/2016
06/21/2016
Froehlich Juergen Kurt
Chief Medical Officer
Sale
Common Stock
333
$4.45
$1.5k
06/21/2016
06/09/2016
Hudson Frederick M.
Director
Grant
Stock Option (Right to Buy)
35.9k
$4.48
$161k
06/09/2016
06/09/2016
SIEBERT JOHN M
Interim Principal Exec Ofcr
Grant
Stock Option (Right to Buy)
35.9k
$4.48
$161k
06/09/2016
06/09/2016
THOMPSON VIRGIL
Director
Grant
Stock Option (Right to Buy)
35.9k
$4.48
$161k
06/09/2016
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