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ALLIANCEBERNSTEIN L.P.

DateNameTitleTypeSecuritySharesPriceValueOwnershipReported
05/14/2021Equitable Holdings, Inc.10% OwnerOther (acquisition) 2.6M$0.00$0 05/14/2021
12/31/2018Equitable Financial Life Insurance Co10% OwnerOther (disposition)Units of Limited Partnership Interest74.4M$0.00$0See footnotes12/31/2018
12/31/2018AXA EQUITABLE FINANCIAL SERVICES LLC10% OwnerOther (disposition)Units of Limited Partnership Interest74.4M$0.00$0See footnotes12/31/2018
12/31/2018ACMC, LLC10% OwnerOther (disposition)Units of Limited Partnership Interest74.4M$0.00$0 12/31/2018
10/01/2018Equitable Holdings, Inc.10% OwnerOther (acquisition) 43M$0.00$0 10/01/2018
04/23/2018Equitable Holdings, Inc.10% OwnerOther (acquisition) 41.9M$0.00$0By affiliate04/23/2018
04/23/2018Equitable Holdings, Inc.10% OwnerPurchase 8.2M$26.54$216.6M 04/23/2018
01/01/2016AXA-IM Rose Inc10% OwnerOther (disposition)Units of Limited Partnership Interest41.9M$0.00$0 01/01/2016
12/31/2015ACMC, LLC10% OwnerOther (disposition)Units of Limited Partnership Interest10M$0.00$0 12/31/2015
12/31/2015AXA EQUITABLE FINANCIAL SERVICES LLC10% OwnerOther (disposition)Units of Limited Partnership Interest10M$0.00$0See footnotes12/31/2015
12/31/2015Equitable Financial Life Insurance Co10% OwnerOther (disposition)Units of Limited Partnership Interest10M$0.00$0See footnotes12/31/2015
12/20/2013AXA EQUITABLE FINANCIAL SERVICES LLC10% OwnerOther (disposition)Units of Limited Partnership Interest10.9M$0.00$0See footnotes12/20/2013
12/20/2013ACMC, LLC10% OwnerOther (disposition)Units of Limited Partnership Interest10.9M$0.00$0 12/20/2013
12/20/2013Equitable Financial Life Insurance Co10% OwnerOther (disposition)Units of Limited Partnership Interest10.9M$0.00$0See footnotes12/20/2013
09/23/2013AXA RE Arizona Co (f/k/a Financial (BERMUDA) Ltd.)10% OwnerSaleUnits of Limited Partnership Interest15.3M$21.07$321.9M 09/23/2013
09/23/2013MONY LIFE INSURANCE CO10% OwnerOther (disposition)Units of Limited Partnership Interest6.8M$0.00$0By wholly-owned corporation09/23/2013
12/14/2011ACMC, LLC10% OwnerOther (acquisition)Units of Limited Partnership Interest29.1M$0.00$0 12/14/2011
03/30/2009CASTRIES HENRI DE10% OwnerPurchaseUnits of Limited Partnership Interest41.9M$14.31$600MSee Notes03/30/2009
03/30/2009CASTRIES HENRI DE10% OwnerSaleUnits of Limited Partnership Interest41.9M$14.31$600MSee Notes03/30/2009
03/30/2009CASTRIES HENRI DE10% OwnerOther (acquisition)Units of Limited Partnership Interest8.2M$0.00$0See Notes03/30/2009
03/30/2009CASTRIES HENRI DE10% OwnerOther (disposition)Units of Limited Partnership Interest8.2M$0.00$0See Notes03/30/2009
03/30/2009CASTRIES HENRI DE10% OwnerOther (acquisition)Units of Limited Partnership Interest8.2M$0.00$0See Notes03/30/2009
03/30/2009CASTRIES HENRI DE10% OwnerOther (disposition)Units of Limited Partnership Interest8.2M$0.00$0See Notes03/30/2009

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