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ROCKET PHARMACEUTICALS, INC. (RCKT)

DateNameTitleTypeSecuritySharesPriceValueOwnershipReported
10/05/2023Patel KinnariSee RemarksExerciseRestricted Stock Units3.3k$0.00$0By Adaptive Technology LLC10/05/2023
09/29/2023Makker GothamDirectorSale 4.7k$21.14$98.9kBy Simran Investment Group09/28/2023
09/28/2023Makker GothamDirectorSale 10.3k$21.03$216.9kBy Simran Investment Group09/28/2023
08/17/2023Militello JohnSee RemarksSaleCommon Stock284$15.47$4.4k 08/17/2023
08/17/2023Shah GauravCEOSale 4.8k$15.47$73.8k 08/17/2023
08/17/2023Patel KinnariSee RemarksSale 1.5k$15.47$23.7k 08/17/2023
08/14/2023Patel KinnariSee RemarksExerciseRestricted Stock Units4k$0.00$0 08/14/2023
08/14/2023Shah GauravCEOExerciseRestricted Stock Units8k$0.00$0 08/14/2023
08/14/2023Militello JohnSee RemarksExerciseRestricted Stock Units725$0.00$0 08/14/2023
05/17/2023Militello JohnSee RemarksSaleCommon Stock245$21.38$5.2k 05/17/2023
05/17/2023Shah GauravCEOSale 4.1k$21.38$88.1k 05/17/2023
05/17/2023Patel KinnariSee RemarksSale 1.3k$21.38$28.4k 05/17/2023
05/14/2023Shah GauravCEOExerciseRestricted Stock Units8k$0.00$0 05/14/2023
05/14/2023Patel KinnariSee RemarksExerciseRestricted Stock Units4k$0.00$0 05/14/2023
05/14/2023Militello JohnSee RemarksExerciseRestricted Stock Units725$0.00$0 05/14/2023
02/17/2023Schwartz Jonathan DavidSee RemarksSaleCommon Stock3.6k$19.06$67.8k 02/17/2023
02/17/2023Militello JohnSee RemarksSaleCommon Stock1.2k$19.06$23.7k 02/17/2023
02/17/2023Shah GauravCEOSaleCommon Stock12.2k$19.06$232.4k 02/17/2023
02/14/2023Shah GauravCEOGrantStock Option (Right to Buy)348.6k$20.04$7M 02/14/2023
02/14/2023Shah GauravCEOGrantRestricted Stock Units116.3k$0.00$0 02/14/2023
02/14/2023Shah GauravCEOExercise 31.4k$0.00$0 02/14/2023
02/14/2023Patel KinnariSee RemarksGrantStock Option (Right to Buy)199.2k$20.04$4M 02/14/2023
02/14/2023Patel KinnariSee RemarksGrantRestricted Stock Units66.5k$0.00$0 02/14/2023
02/14/2023Patel KinnariSee RemarksExercise 15.7k$0.00$0 02/14/2023
02/14/2023Militello JohnSee RemarksGrantStock Option (Right to Buy)49.8k$20.04$998k 02/14/2023
02/14/2023Militello JohnSee RemarksGrantRestricted Stock Units16.6k$0.00$0 02/14/2023
02/14/2023Militello JohnSee RemarksExercise 2.9k$0.00$0 02/14/2023
02/14/2023Schwartz Jonathan DavidSee RemarksGrantStock Option (Right to Buy)124.5k$20.04$2.5M 02/14/2023
02/14/2023Schwartz Jonathan DavidSee RemarksGrantRestricted Stock Units41.5k$0.00$0 02/14/2023
02/14/2023Schwartz Jonathan DavidSee RemarksExercise 8.6k$0.00$0 02/14/2023
12/01/2022RTW INVESTMENTS, LP10% OwnerOther (acquisition)Warrants61.7k$65.23$4MSee footnote05/19/2022
12/01/2022RTW INVESTMENTS, LP10% OwnerOther (acquisition)Common stock, $0.01 par value ("Common Stock")529k$0.00$0See footnote05/19/2022
10/06/2022RTW INVESTMENTS, LP10% OwnerPurchaseCommon Stock, $0.01 par value ("Common Stock")1.4M$14.75$20MSee footnote10/06/2022
08/12/2022Militello JohnSee RemarksGrantRestricted Stock Units14.3k$0.00$0 08/12/2022
08/12/2022Schwartz Jonathan DavidSee RemarksGrantRestricted Stock Units22.9k$0.00$0 08/12/2022
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