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HealthCap IV GP SA

DateNameSymbolTypeSecuritySharesPriceValueOwnershipReported
10/02/2012TENGION INCTNGNPurchaseCommon Stock Warrant (right to buy)1.2M$0.75$879.2kSee footnote10/02/2012
10/02/2012TENGION INCTNGNPurchaseCommon Stock Warrant (right to buy)85.5k$0.75$64.1kSee footnote10/02/2012
10/02/2012TENGION INCTNGNPurchaseCommon Stock Warrant (right to buy)847.1k$0.75$635.3kSee footnote10/02/2012
10/02/2012TENGION INCTNGNPurchaseCommon Stock Warrant (right to buy)32.1k$0.75$24kSee footnote10/02/2012
10/02/2012TENGION INCTNGNPurchaseSecured Convertible Promissory Note0$0.00$0See footnote10/02/2012
10/02/2012TENGION INCTNGNPurchaseSecured Convertible Promissory Note0$0.00$0See footnote10/02/2012
10/02/2012TENGION INCTNGNPurchaseSecured Convertible Promissory Note0$0.00$0See footnote10/02/2012
10/02/2012TENGION INCTNGNPurchaseSecured Convertible Promissory Note0$0.00$0See footnote10/02/2012
10/02/2012TENGION INCTNGNPurchaseCommon Stock Warrant (right to buy)1.2M$0.75$879.2kSee footnote10/02/2012
10/02/2012TENGION INCTNGNPurchaseCommon Stock Warrant (right to buy)85.5k$0.75$64.1kSee footnote10/02/2012
10/02/2012TENGION INCTNGNPurchaseCommon Stock Warrant (right to buy)847.1k$0.75$635.3kSee footnote10/02/2012
10/02/2012TENGION INCTNGNPurchaseCommon Stock Warrant (right to buy)32.1k$0.75$24kSee footnote10/02/2012
10/02/2012TENGION INCTNGNPurchaseSecured Convertible Promissory Note0$0.00$0See footnote10/02/2012
10/02/2012TENGION INCTNGNPurchaseSecured Convertible Promissory Note0$0.00$0See footnote10/02/2012
10/02/2012TENGION INCTNGNPurchaseSecured Convertible Promissory Note0$0.00$0See footnote10/02/2012
10/02/2012TENGION INCTNGNPurchaseSecured Convertible Promissory Note0$0.00$0See footnote10/02/2012
03/04/2011TENGION INCTNGNPurchaseCommon Stock Warrant (right to buy)37.1k$2.88$106.9kSee footnote03/04/2011
03/04/2011TENGION INCTNGNPurchaseCommon Stock Warrant (right to buy)980.5k$2.88$2.8MSee footnote03/04/2011
03/04/2011TENGION INCTNGNPurchaseCommon Stock Warrant (right to buy)99k$2.88$285.1kSee footnote03/04/2011
03/04/2011TENGION INCTNGNPurchaseCommon Stock Warrant (right to buy)1.4M$2.88$3.9MSee footnote03/04/2011
03/04/2011TENGION INCTNGNPurchaseCommon Stock ($0.001 par value)37.1k$2.83$105kSee footnote03/04/2011
03/04/2011TENGION INCTNGNPurchaseCommon Stock ($0.001 par value)980.5k$2.83$2.8MSee footnote03/04/2011
03/04/2011TENGION INCTNGNPurchaseCommon Stock ($0.001 par value)99k$2.83$280.2kSee footnote03/04/2011
03/04/2011TENGION INCTNGNPurchaseCommon Stock ($0.001 par value)1.4M$2.83$3.8MSee footnote03/04/2011
03/04/2011TENGION INCTNGNPurchaseCommon Stock ($0.001 par value)37.1k$2.83$105kSee footnote03/04/2011
03/04/2011TENGION INCTNGNPurchaseCommon Stock Warrant (right to buy)1.4M$2.88$3.9MSee footnote03/04/2011
03/04/2011TENGION INCTNGNPurchaseCommon Stock Warrant (right to buy)99k$2.88$285.1kSee footnote03/04/2011
03/04/2011TENGION INCTNGNPurchaseCommon Stock Warrant (right to buy)980.5k$2.88$2.8MSee footnote03/04/2011
03/04/2011TENGION INCTNGNPurchaseCommon Stock Warrant (right to buy)37.1k$2.88$106.9kSee footnote03/04/2011
03/04/2011TENGION INCTNGNPurchaseCommon Stock ($0.001 par value)1.4M$2.83$3.8MSee footnote03/04/2011
03/04/2011TENGION INCTNGNPurchaseCommon Stock ($0.001 par value)99k$2.83$280.2kSee footnote03/04/2011
03/04/2011TENGION INCTNGNPurchaseCommon Stock ($0.001 par value)980.5k$2.83$2.8MSee footnote03/04/2011
04/14/2010TENGION INCTNGNConversionSeries B Convertible Preferred Stock39.7k$0.00$0See footnote04/14/2010
04/14/2010TENGION INCTNGNConversionSeries C Convertible Preferred Stock2M$0.00$0See footnote04/14/2010
04/14/2010TENGION INCTNGNConversionSeries C Convertible Preferred Stock149.4k$0.00$0See footnote04/14/2010
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