Simkin Jacqueline M [Rocket]

Date	Name	Symbol	Type	Security	Shares	Price	Value	Ownership	Reported
06/13/2019	LADENBURG THALMANN FINANCIAL SERVICES INC.	LTS	Grant	Common Stock	30k	$0.00	$0		06/13/2019
04/17/2019	LADENBURG THALMANN FINANCIAL SERVICES INC.	LTS	Gift	Common Stock	8.7k	$0.00	$0	Held by The Jacqueline Simkin Revocable Trust as Amended & Restated 12/16/03	04/17/2019
05/30/2018	LADENBURG THALMANN FINANCIAL SERVICES INC.	LTS	Grant	Common Stock	30k	$0.00	$0		05/30/2018
12/22/2017	LADENBURG THALMANN FINANCIAL SERVICES INC.	LTS	Gift	Common Stock	18.5k	$0.00	$0	Held by The Jacqueline Simkin Revocable Trust as Amended & Restated 12/16/03	12/22/2017
11/21/2017	LADENBURG THALMANN FINANCIAL SERVICES INC.	LTS	Gift	Common Stock	3.5k	$0.00	$0	Held by The Jacqueline Simkin Revocable Trust as Amended & Restated 12/16/03	11/21/2017
05/15/2012	LADENBURG THALMANN FINANCIAL SERVICES INC.	LTS	Purchase	Common Stock	11.5k	$1.46	$16.8k	Held by The Jacqueline Simkin Revocable Trust as Amended & Restated 12/16/03	05/15/2012
05/15/2012	LADENBURG THALMANN FINANCIAL SERVICES INC.	LTS	Purchase	Common Stock	8.5k	$1.47	$12.5k	Held by The Jacqueline Simkin Revocable Trust as Amended & Restated 12/16/03	05/15/2012
10/04/2011	CONTINUCARE CORP	CNU	Disposition	Stock Option (Right to Buy)	25k	$1.78	$44.5k		10/04/2011
10/04/2011	CONTINUCARE CORP	CNU	Disposition	Stock Option (Right to Buy)	25k	$4.06	$101.5k		10/04/2011
10/04/2011	CONTINUCARE CORP	CNU	Disposition	Stock Option (Right to Buy)	25k	$5.23	$130.8k		10/04/2011
10/04/2011	CONTINUCARE CORP	CNU	Disposition	Common Stock	572.6k	$0.00	$0	By the Jacqueline Simkin Trust	10/04/2011
02/09/2010	CONTINUCARE CORP	CNU	Grant	Stock Option (Right to Buy)	25k	$4.06	$101.5k		02/09/2010