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Holdings
Kien Huat Realty III Ltd
Date
Name
Symbol
Type
Security
Shares
Price
Value
Ownership
Reported
11/15/2019
EMPIRE RESORTS INC
NYNY
Purchase
Common Stock
5.5M
$9.74
$53.8M
See Explanation of Responses
11/15/2019
11/15/2019
EMPIRE RESORTS INC
NYNY
Other (disposition)
Common Stock
968.2k
$9.74
$9.4M
See Explanation of Responses
11/15/2019
11/15/2019
EMPIRE RESORTS INC
NYNY
Other (acquisition)
Common Stock
968.2k
$9.74
$9.4M
See Explanation of Responses
11/15/2019
11/04/2019
EMPIRE RESORTS INC
NYNY
Sale
Common Stock
13.2M
$9.74
$128.6M
See Explanation of Responses
11/04/2019
10/30/2019
EMPIRE RESORTS INC
NYNY
Purchase
Series F Convertible Preferred Stock
75
$100,000.00
$7.5M
10/30/2019
09/23/2019
EMPIRE RESORTS INC
NYNY
Purchase
Series F Convertible Preferred Stock
75
$100,000.00
$7.5M
09/23/2019
08/26/2019
EMPIRE RESORTS INC
NYNY
Purchase
Series F Convertible Preferred Stock
150
$100,000.00
$15M
08/26/2019
06/17/2019
EMPIRE RESORTS INC
NYNY
Purchase
Series F Convertible Preferred Stock
150
$100,000.00
$15M
06/17/2019
05/21/2019
EMPIRE RESORTS INC
NYNY
Purchase
Series F Convertible Preferred Stock
270
$100,000.00
$27M
05/21/2019
02/20/2019
EMPIRE RESORTS INC
NYNY
Purchase
Series F Convertible Preferred Stock
200
$100,000.00
$20M
02/20/2019
11/13/2018
EMPIRE RESORTS INC
NYNY
Purchase
Series F Convertible Preferred Stock
120
$100,000.00
$12M
11/13/2018
01/24/2018
EMPIRE RESORTS INC
NYNY
Purchase
Common Stock
1.7k
$15.00
$25k
01/24/2018
12/28/2017
EMPIRE RESORTS INC
NYNY
Exercise (in-the-money or at-the-money)
Common Stock
1.4M
$26.21
$36.2M
12/28/2017
06/11/2013
EMPIRE RESORTS INC
NYNY
Other (acquisition)
Common Stock
784.3k
$1.89
$1.5M
06/11/2013
03/08/2010
EMPIRE RESORTS INC
NYNY
Purchase
Common Stock
110.5k
$0.01
$1.1k
03/08/2010
02/12/2010
EMPIRE RESORTS INC
NYNY
Purchase
Common Stock
25k
$1.40
$35k
02/12/2010
11/17/2009
EMPIRE RESORTS INC
NYNY
Purchase
Common Stock
18.8k
$0.00
$0
11/17/2009
11/17/2009
EMPIRE RESORTS INC
NYNY
Purchase
Common Stock
10k
$0.00
$0
11/17/2009
11/17/2009
EMPIRE RESORTS INC
NYNY
Purchase
Common Stock
100k
$0.00
$0
11/17/2009
11/17/2009
EMPIRE RESORTS INC
NYNY
Purchase
Common Stock
166.1k
$0.00
$0
11/17/2009
11/12/2009
EMPIRE RESORTS INC
NYNY
Purchase
Common Stock
27.7M
$1.59
$44M
11/12/2009
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