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GOLDEN QUEEN MINING CO LTD (GQM)

DateNameTitleTypeSecuritySharesPriceValueOwnershipReported
05/22/2019Clay Thomas Moragne10% OwnerOther (disposition)Common Stock6.7M$0.00$0 05/22/2019
05/22/2019Clay Thomas Moragne10% OwnerOther (disposition)Common Stock7M$0.00$0By Trust05/22/2019
05/22/2019Clay Thomas Moragne10% OwnerOther (disposition)Common Stock807.2k$0.00$0By Trust05/22/2019
05/22/2019Clay Thomas Moragne10% OwnerOther (disposition)Stock Options107.5k$0.58$62.4k 05/22/2019
05/22/2019Clay Thomas Moragne10% OwnerOther (disposition)Stock Options100k$0.66$66k 05/22/2019
05/22/2019Clay Thomas Moragne10% OwnerOther (disposition)Stock Options250k$0.29$72.5k 05/22/2019
05/22/2019Estate of Landon Thomas Clay10% OwnerOther (disposition)Common Stock108.5M$0.00$0 05/22/2019
07/23/2018Estate of Landon Thomas Clay10% OwnerDisposition (by will)Common Stock10.2M$0.00$0 07/23/2018
06/05/2018Clay Thomas Moragne10% OwnerOther (disposition)Common Stock248.1k$0.00$0By Corporation06/05/2018
06/05/2018Estate of Landon Thomas Clay10% OwnerOther (acquisition)Common Stock248.1k$0.00$0 05/15/2018
06/05/2018Estate of Landon Thomas Clay10% OwnerOther (disposition)Common Stock248.1k$0.00$0By corporation05/15/2018
05/15/2018Estate of Landon Thomas Clay10% OwnerDisposition (by will)Common Stock4.7k$0.00$0 05/15/2018
02/22/2018Clay Thomas Moragne10% OwnerExercise (in-the-money or at-the-money)Common Stock222k$0.13$29.4kBy corporation02/22/2018
02/22/2018Clay Thomas Moragne10% OwnerExercise (in-the-money or at-the-money)Common Stock5.7M$0.13$753.6kBy trust02/22/2018
02/22/2018Clay Thomas Moragne10% OwnerExercise (in-the-money or at-the-money)Subscription Rights1.8M$0.00$0 02/22/2018
02/22/2018Clay Thomas Moragne10% OwnerExercise (in-the-money or at-the-money)Subscription Rights26.1k$0.00$0By corporation02/22/2018
02/22/2018Clay Thomas Moragne10% OwnerExercise (in-the-money or at-the-money)Subscription Rights1.3M$0.00$0By trust02/22/2018
02/22/2018James Brian Charles10% OwnerExercise (in-the-money or at-the-money)Common Stock5.7M$0.13$753.6kBy trust02/22/2018
02/22/2018James Brian Charles10% OwnerExercise (in-the-money or at-the-money)Subscription Rights1.3M$0.00$0By trust02/22/2018
02/22/2018Clay Thomas Moragne10% OwnerExercise (in-the-money or at-the-money)Common Stock4.9M$0.13$642.8k 02/22/2018
02/22/2018EHT, LLC10% OwnerExercise (in-the-money or at-the-money)Common Stock19.6M$0.13$2.6M 02/22/2018
02/22/2018EHT, LLC10% OwnerExercise (in-the-money or at-the-money)Subscription Rights7.3M$0.00$0 02/22/2018
02/22/2018Clay Jonathan C.10% OwnerExercise (in-the-money or at-the-money)Common Stock135k$0.13$17.9kSee Footnote02/22/2018
02/22/2018Clay Jonathan C.10% OwnerExercise (in-the-money or at-the-money)Subscription Rights1.1M$0.00$0 02/22/2018
02/22/2018Clay Jonathan C.10% OwnerExercise (in-the-money or at-the-money)Subscription Rights7.3M$0.00$0By family investment vehicle02/22/2018
02/22/2018Clay Jonathan C.10% OwnerExercise (in-the-money or at-the-money)Subscription Rights50k$0.00$0See Footnote02/22/2018
02/22/2018Clay Thomas Moragne10% OwnerExercise (in-the-money or at-the-money)Common Stock4.9M$0.13$642.9k 02/22/2018
02/22/2018Clay Jonathan C.10% OwnerExercise (in-the-money or at-the-money)Common Stock2.6M$0.13$344.7k 02/22/2018
02/22/2018Clay Jonathan C.10% OwnerExercise (in-the-money or at-the-money)Common Stock19.6M$0.13$2.6MBy family investment vehicle02/22/2018
02/22/2018Estate of Landon Thomas Clay10% OwnerExercise (in-the-money or at-the-money)Subscription Rights26.1k$0.00$0By corporation02/22/2018
02/22/2018Estate of Landon Thomas Clay10% OwnerExercise (in-the-money or at-the-money)Subscription Rights17.1M$0.00$0 02/22/2018
02/22/2018Estate of Landon Thomas Clay10% OwnerExercise (in-the-money or at-the-money)Common Stock222k$0.13$29.4kBy corporation02/22/2018
02/22/2018Estate of Landon Thomas Clay10% OwnerExercise (in-the-money or at-the-money)Common Stock101.4M$0.13$13.4M 02/22/2018
02/19/2018Blythe Paul MDirectorExercise (in-the-money or at-the-money)Common Shares170k$0.13$22.5k 02/19/2018
02/19/2018Blythe Paul MDirectorExercise (in-the-money or at-the-money)Common Shares510k$0.13$67.6k 02/19/2018
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