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COHEN HARRY D
Date
Name
Symbol
Type
Security
Shares
Price
Value
Ownership
Reported
12/30/2019
ClearBridge Energy Midstream Opportunity Fund Inc.
EMO
Sale
Common Stock
4k
$8.42
$33.7k
Shares purchased by Mr.Cohen for benefit of his son
12/30/2019
12/30/2019
ClearBridge MLP & Midstream Total Return Fund Inc.
CTR
Sale
Common Stock
5k
$8.54
$42.7k
Shares purchaed for benefit of Mr. Cohen's son's account
12/30/2019
11/21/2019
ClearBridge MLP & Midstream Fund Inc.
CEM
Sale
Common Stock
7.2k
$9.91
$71.7k
Children and Grandchildren's accounts
11/21/2019
10/28/2019
ClearBridge MLP & Midstream Fund Inc.
CEM
Sale
Common Stock
1.7k
$10.70
$18.6k
10/28/2019
12/10/2018
ClearBridge MLP & Midstream Fund Inc.
CEM
Sale
Common Stock
58.8k
$11.25
$661.5k
12/10/2018
12/10/2018
ClearBridge MLP & Midstream Fund Inc.
CEM
Sale
Common Stock
58.8k
$11.25
$661.5k
12/10/2018
01/02/2013
ClearBridge MLP & Midstream Fund Inc.
CEM
Purchase
Common Stock
2k
$23.78
$47.6k
See footnote
01/02/2013
01/02/2013
ClearBridge Energy Midstream Opportunity Fund Inc.
EMO
Purchase
Common Stock
5k
$21.40
$107k
01/02/2013
01/02/2013
ClearBridge MLP & Midstream Fund Inc.
CEM
Purchase
Common Stock
2k
$23.79
$47.6k
See footnote
01/02/2013
06/26/2012
ClearBridge MLP & Midstream Total Return Fund Inc.
CTR
Purchase
Common Stock
10k
$20.00
$200k
06/26/2012
06/26/2012
ClearBridge MLP & Midstream Total Return Fund Inc.
CTR
Grant
Common Stock
5k
$20.00
$100k
Shares purchaed for benefit of Mr. Cohen's son's account
06/26/2012
06/26/2012
ClearBridge MLP & Midstream Total Return Fund Inc.
CTR
Grant
Common Stock
10k
$20.00
$200k
06/26/2012
08/15/2011
ClearBridge MLP & Midstream Fund Inc.
CEM
Purchase
Common Stock
5k
$21.36
$106.8k
11/28/2011
06/25/2010
ClearBridge MLP & Midstream Fund Inc.
CEM
Purchase
Common Stock
10k
$20.00
$200k
06/25/2010
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