News + Filings Transactions
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HARVEY KEVIN
| Date | Name | Symbol | Type | Security | Shares | Price | Value | Ownership | Reported |
| 06/02/2022 | UPWORK, INC | UPWK | Grant | Common Stock | 10.2k | $0.00 | $0 | | 06/02/2022 |
| 06/02/2022 | UPWORK, INC | UPWK | Grant | Common Stock | 3k | $0.00 | $0 | | 06/02/2022 |
| 05/12/2022 | UPWORK, INC | UPWK | Purchase | Common Stock | 61.4k | $16.32 | $1M | See footnote | 05/12/2022 |
| 05/12/2022 | UPWORK, INC | UPWK | Purchase | Common Stock | 4.5k | $16.32 | $73.1k | See footnote | 05/12/2022 |
| 08/31/2021 | PROOFPOINT INC | PFPT | Disposition | Common Stock | 36.5k | $176.00 | $6.4M | | 08/31/2021 |
| 08/31/2021 | PROOFPOINT INC | PFPT | Disposition | Common Stock | 234.5k | $176.00 | $41.3M | See footnote | 08/31/2021 |
| 08/31/2021 | PROOFPOINT INC | PFPT | Disposition | Non-qualified Stock Option (right to buy) | 4.7k | $14.49 | $68.6k | | 08/31/2021 |
| 08/31/2021 | PROOFPOINT INC | PFPT | Disposition | Non-qualified Stock Option (right to buy) | 12.5k | $22.53 | $281.6k | | 08/31/2021 |
| 08/31/2021 | PROOFPOINT INC | PFPT | Disposition | Non-qualified Stock Option (right to buy) | 3k | $22.53 | $68k | | 08/31/2021 |
| 07/08/2021 | PROOFPOINT INC | PFPT | Grant | Common Stock | 244 | $0.00 | $0 | | 07/08/2021 |
| 07/08/2021 | PROOFPOINT INC | PFPT | Grant | Common Stock | 1.1k | $0.00 | $0 | | 07/08/2021 |
| 06/01/2021 | UPWORK, INC | UPWK | Grant | Common Stock | 4.1k | $0.00 | $0 | | 06/01/2021 |
| 06/01/2021 | UPWORK, INC | UPWK | Grant | Common Stock | 1.3k | $0.00 | $0 | | 06/01/2021 |
| 10/26/2020 | PROOFPOINT INC | PFPT | Exercise | Non-qualified stock option (right to buy) | 12.5k | $4.88 | $61k | | 10/26/2020 |
| 07/15/2020 | PROOFPOINT INC | PFPT | Grant | Common Stock | 1.9k | $0.00 | $0 | | 07/15/2020 |
| 07/15/2020 | PROOFPOINT INC | PFPT | Grant | Common Stock | 400 | $0.00 | $0 | | 07/15/2020 |
| 06/01/2020 | UPWORK, INC | UPWK | Grant | Common Stock | 3k | $0.00 | $0 | | 06/01/2020 |
| 06/01/2020 | UPWORK, INC | UPWK | Grant | Common Stock | 3k | $0.00 | $0 | | 06/01/2020 |
| 06/01/2020 | UPWORK, INC | UPWK | Grant | Common Stock | 13k | $0.00 | $0 | | 06/01/2020 |
| 06/01/2020 | UPWORK, INC | UPWK | Grant | Common Stock | 13k | $0.00 | $0 | | 06/01/2020 |
| 06/01/2020 | UPWORK, INC | UPWK | Grant | Common Stock | 3k | $0.00 | $0 | | 06/01/2020 |
| 08/08/2019 | UPWORK, INC | UPWK | Other (disposition) | Common Stock | 3M | $0.00 | $0 | See footnote | 08/08/2019 |
| 08/08/2019 | UPWORK, INC | UPWK | Other (acquisition) | Common Stock | 183.9k | $0.00 | $0 | See footnote | 08/08/2019 |
| 06/28/2019 | PROOFPOINT INC | PFPT | Grant | Common Stock | 396 | $0.00 | $0 | | 06/28/2019 |
| 06/28/2019 | PROOFPOINT INC | PFPT | Grant | Common Stock | 1.8k | $0.00 | $0 | | 06/28/2019 |
| 06/05/2019 | UPWORK, INC | UPWK | Grant | Common Stock | 9.2k | $0.00 | $0 | | 06/05/2019 |
| 06/05/2019 | UPWORK, INC | UPWK | Grant | Common Stock | 2.1k | $0.00 | $0 | | 06/05/2019 |
| 06/05/2019 | UPWORK, INC | UPWK | Grant | Common Stock | 9.2k | $0.00 | $0 | | 06/05/2019 |
| 06/05/2019 | UPWORK, INC | UPWK | Grant | Common Stock | 2.1k | $0.00 | $0 | | 06/05/2019 |
| 10/05/2018 | UPWORK, INC | UPWK | Conversion | Series B-2 Preferred Stock | 145k | $0.00 | $0 | See footnote | 10/05/2018 |
| 10/05/2018 | UPWORK, INC | UPWK | Conversion | Series B-1 Preferred Stock | 2.5M | $0.00 | $0 | See footnote | 10/05/2018 |
| 10/05/2018 | UPWORK, INC | UPWK | Conversion | Series A-2 Preferred Stock | 10.5M | $0.00 | $0 | See footnote | 10/05/2018 |
| 10/05/2018 | UPWORK, INC | UPWK | Conversion | Series A-1 Preferred Stock | 1.1M | $0.00 | $0 | See footnote | 10/05/2018 |
| 10/05/2018 | UPWORK, INC | UPWK | Conversion | Common Stock | 14.2M | $0.00 | $0 | See footnote | 10/05/2018 |
| 10/03/2018 | UPWORK, INC | UPWK | Grant | Common Stock | 1.8k | $0.00 | $0 | | 10/03/2018 |
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