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NUVEEN INVESTMENTS, INC (JNC)

DateNameTitleTypeSecuritySharesPriceValueOwnershipReported
11/13/2007PALMORE RODERICK ADirectorDispositionClass A Common Stock5.8k$0.00$0 11/13/2007
11/13/2007SCHWERTFEGER TIMOTHY RChairmanDispositionNon-qualified stock option146.1k$51.54$7.5M 11/13/2007
11/13/2007SCHWERTFEGER TIMOTHY RChairmanDispositionNon-qualified stock option128.4k$44.58$5.7M 11/13/2007
11/13/2007SCHWERTFEGER TIMOTHY RChairmanDispositionNon-qualified stock option405k$38.01$15.4M 11/13/2007
11/13/2007SCHWERTFEGER TIMOTHY RChairmanDispositionNon-qualified stock option159.5k$38.01$6.1M 11/13/2007
11/13/2007SCHWERTFEGER TIMOTHY RChairmanDispositionNon-qualified stock option317.2k$29.04$9.2M 11/13/2007
11/13/2007SCHWERTFEGER TIMOTHY RChairmanDispositionNon-qualified stock option247k$25.89$6.4M 11/13/2007
11/13/2007SCHWERTFEGER TIMOTHY RChairmanDispositionNon-qualified stock option540k$27.50$14.8M 11/13/2007
11/13/2007SCHWERTFEGER TIMOTHY RChairmanDispositionNon-qualified stock option200k$27.12$5.4M 11/13/2007
11/13/2007SCHWERTFEGER TIMOTHY RChairmanDispositionNon-qualified stock option228k$18.31$4.2M 11/13/2007
11/13/2007SCHWERTFEGER TIMOTHY RChairmanDispositionNon-qualified stock option418k$12.00$5M 11/13/2007
11/13/2007SCHWERTFEGER TIMOTHY RChairmanDispositionNon-qualified stock option69.6k$12.50$870k 11/13/2007
11/13/2007SCHWERTFEGER TIMOTHY RChairmanDispositionNon-qualified stock option253.1k$11.85$3M 11/13/2007
11/13/2007SCHWERTFEGER TIMOTHY RChairmanDispositionClass A Common Stock252k$65.00$16.4M 11/13/2007
11/13/2007SCHWERTFEGER TIMOTHY RChairmanDispositionClass A Common Stock436.5k$0.00$0 11/13/2007
11/13/2007RICHTER GLENN RExecutive VP, CAO, and PFODispositionNon-qualified stock option12.7k$51.54$654.1k 11/13/2007
11/13/2007RICHTER GLENN RExecutive VP, CAO, and PFODispositionNon-qualified stock option44.4k$44.06$2M 11/13/2007
11/13/2007RICHTER GLENN RExecutive VP, CAO, and PFODispositionClass A Common Stock24.2k$0.00$0 11/13/2007
11/13/2007ADAMS WILLIAM IVExecutive Vice PresidentDispositionNon-qualified stock option10.9k$51.54$560.7k 11/13/2007
11/13/2007BERKSHIRE ALAN GSr. Executive Vice PresidentDispositionClass A Common Stock44.6k$0.00$0 11/13/2007
11/13/2007BERKSHIRE ALAN GSr. Executive Vice PresidentDispositionClass A Common Stock12.3k$65.00$801.8k 11/13/2007
11/13/2007BERKSHIRE ALAN GSr. Executive Vice PresidentDispositionNon-qualified stock option10k$12.00$120k 11/13/2007
11/13/2007BERKSHIRE ALAN GSr. Executive Vice PresidentDispositionNon-qualified stock option30k$18.31$549.3k 11/13/2007
11/13/2007BERKSHIRE ALAN GSr. Executive Vice PresidentDispositionNon-qualified stock option60k$18.31$1.1M 11/13/2007
11/13/2007BERKSHIRE ALAN GSr. Executive Vice PresidentDispositionNon-qualified stock option76k$27.12$2.1M 11/13/2007
11/13/2007BERKSHIRE ALAN GSr. Executive Vice PresidentDispositionNon-qualified stock option130k$27.50$3.6M 11/13/2007
11/13/2007BERKSHIRE ALAN GSr. Executive Vice PresidentDispositionNon-qualified stock option80k$25.89$2.1M 11/13/2007
11/13/2007BERKSHIRE ALAN GSr. Executive Vice PresidentDispositionNon-qualified stock option90k$29.04$2.6M 11/13/2007
11/13/2007BERKSHIRE ALAN GSr. Executive Vice PresidentDispositionNon-qualified stock option35.3k$38.01$1.3M 11/13/2007
11/13/2007BERKSHIRE ALAN GSr. Executive Vice PresidentDispositionNon-qualified stock option38k$38.01$1.4M 11/13/2007
11/13/2007BERKSHIRE ALAN GSr. Executive Vice PresidentDispositionNon-qualified stock option25.1k$44.58$1.1M 11/13/2007
11/13/2007BERKSHIRE ALAN GSr. Executive Vice PresidentDispositionNon-qualified stock option48.4k$44.58$2.2M 11/13/2007
11/13/2007BERKSHIRE ALAN GSr. Executive Vice PresidentDispositionNon-qualified stock option21.8k$51.54$1.1M 11/13/2007
11/13/2007Brown Alan AExecutive Vice PresidentDispositionClass A Common Stock48.3k$0.00$0 11/13/2007
11/13/2007Brown Alan AExecutive Vice PresidentDispositionNon-qualified stock option40k$23.98$959.2k 11/13/2007
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