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'mktg, inc.' (CMKG)
Date
Name
Title
Type
Security
Shares
Price
Value
Ownership
Reported
08/27/2014
Trager Paul
CFO
Disposition
Common Stock
109.4k
$2.80
$306.3k
08/27/2014
08/27/2014
Trager Paul
CFO
Disposition
Stock Option (right to buy)
202.2k
$0.43
$87k
08/27/2014
08/27/2014
Horsey Charles W.
President and CEO
Disposition
Stock Option (right to buy)
953.3k
$0.43
$409.9k
08/26/2014
08/27/2014
Horsey Charles W.
President and CEO
Disposition
Stock Option (right to buy)
200k
$2.00
$400k
08/26/2014
08/27/2014
Horsey Charles W.
President and CEO
Disposition
Stock Option (right to buy)
400k
$2.00
$800k
08/26/2014
08/27/2014
Horsey Charles W.
President and CEO
Disposition
Warrant (right to buy)
98.3k
$0.00
$98.3
08/26/2014
08/27/2014
PARTICELLI MARC
10% Owner
Disposition
Stock Option (right to buy)
10k
$3.39
$33.9k
08/26/2014
08/27/2014
PARTICELLI MARC
10% Owner
Disposition
Stock Option (right to buy)
10k
$2.13
$21.3k
08/26/2014
08/27/2014
PARTICELLI MARC
10% Owner
Disposition
Stock Option (right to buy)
10k
$2.26
$22.6k
08/26/2014
08/27/2014
PARTICELLI MARC
10% Owner
Disposition
Stock Option (right to buy)
40k
$2.35
$94k
08/26/2014
08/27/2014
PARTICELLI MARC
10% Owner
Disposition
Warrant (right to buy)
221.1k
$0.00
$221.1
08/26/2014
08/27/2014
PARTICELLI MARC
10% Owner
Disposition
Warrant (right to buy)
24.6k
$0.00
$24.6
By Family Trust
08/26/2014
08/27/2014
Horsey Charles W.
President and CEO
Disposition
Common Stock
664.4k
$2.80
$1.9M
08/26/2014
08/27/2014
PARTICELLI MARC
10% Owner
Disposition
Common Stock
1M
$2.80
$2.9M
08/26/2014
08/27/2014
UCC-mktg Investment, LLC
Director
Disposition
Common Stock
4.7M
$2.80
$13.2M
See footnote
08/26/2014
08/27/2014
UCC-mktg Investment, LLC
Director
Disposition
Warrant to Purchase Common Stock
2.1M
$0.00
$2.1k
See footnote
08/26/2014
08/27/2014
FEINSTEIN RICHARD L
Director
Disposition
Common Stock
10k
$2.80
$28k
08/27/2014
08/27/2014
Trager Paul
CFO
Disposition
Common Stock
109.4k
$2.80
$306.3k
08/27/2014
08/27/2014
Trager Paul
CFO
Disposition
Stock Option (right to buy)
202.2k
$0.43
$87k
08/27/2014
08/27/2014
Horsey Charles W.
President and CEO
Disposition
Stock Option (right to buy)
953.3k
$0.43
$409.9k
08/26/2014
08/27/2014
Horsey Charles W.
President and CEO
Disposition
Stock Option (right to buy)
200k
$2.00
$400k
08/26/2014
08/27/2014
Horsey Charles W.
President and CEO
Disposition
Stock Option (right to buy)
400k
$2.00
$800k
08/26/2014
08/27/2014
Horsey Charles W.
President and CEO
Disposition
Warrant (right to buy)
98.3k
$0.00
$98.3
08/26/2014
08/27/2014
Horsey Charles W.
President and CEO
Disposition
Common Stock
664.4k
$2.80
$1.9M
08/26/2014
08/27/2014
Alfond Reis L.
Director
Disposition
Warrant to Purchase Common Stock
2.1M
$0.00
$2.1k
See footnote
08/26/2014
08/27/2014
Haughton James Robert
VP-Controller
Disposition
Common Stock
90k
$2.80
$252k
08/27/2012
08/27/2014
Haughton James Robert
VP-Controller
Disposition
Stock Option (right to buy)
144.4k
$0.43
$62.1k
08/27/2012
08/27/2014
Alfond Reis L.
Director
Disposition
COMMON STOCK
4.5M
$2.80
$12.7M
See footnote
08/26/2014
08/27/2014
Landauer Jay F
Director
Disposition
Common Stock
4.5M
$2.80
$12.7M
See footnote
08/26/2014
08/27/2014
Landauer Jay F
Director
Disposition
Warrant to Purchase Common Stock
2.1M
$0.00
$2.1k
See footnote
08/26/2014
08/26/2014
Landauer Jay F
Director
Conversion
Series D Convertible Participating Preferred Stock
1.6M
$0.00
$0
See footnote
08/26/2014
08/26/2014
Alfond Reis L.
Director
Conversion
Series D Convertible Participating Preferred Stock
1.6M
$0.00
$0
See footnote
08/26/2014
08/26/2014
Horsey Charles W.
President and CEO
Conversion
Series D Preferred Stock
76.4k
$0.47
$35.9k
08/26/2014
08/26/2014
UCC-mktg Investment, LLC
Director
Conversion
Common Stock
3.5M
$0.00
$0
See footnote
08/26/2014
08/26/2014
Landauer Jay F
Director
Conversion
Common Stock
3.5M
$0.00
$0
See footnote
08/26/2014
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