LADENBURG THALMANN ASSET MANAGEMENT [Rocket]

Holdings

LADENBURG THALMANN ASSET MANAGEMENT

Changes: All | New | Increased | Decreased | Sold Out

Portfolio as of:

Name	Ticker	Class	Shares	Change	Value	Change	% Port	% OS	Hist	Date
iSHARES TRUST	CIU	Common	0	-263,100	0	-28,096,000	0.00	0.00	Hist	06/30/2017
iSHARES TRUST	IWF	Common	0	-315,771	0	-16,603,000	0.00	0.00	Hist	06/30/2017
iSHARES TRUST	IWD	ETF	0	-262,401	0	-14,849,000	0.00	0.00	Hist	06/30/2017
WisdomTree Trust	DWM	Common	0	-312,975	0	-12,456,000	0.00	0.00	Hist	06/30/2017
iSHARES TRUST	IWS	Common	0	-314,699	0	-12,135,000	0.00	0.00	Hist	06/30/2017
iSHARES TRUST	IWP	RUSSELL MCP GR	0	-232,886	0	-11,560,000	0.00	0.00	Hist	06/30/2017
BlackRock Funds III	CSJ	Common	0	-95,119	0	-9,890,000	0.00	0.00	Hist	06/30/2017
iSHARES TRUST	IEF	7-10 YR TRS BD	0	-82,322	0	-8,650,000	0.00	0.00	Hist	06/30/2017
MICROSOFT CORP	MSFT	Common	0	-332,441	0	-8,274,000	0.00	0.00	Hist	06/30/2017
iSHARES TRUST	IGE	Common	0	-237,140	0	-7,935,000	0.00	0.00	Hist	06/30/2017
SPDR SERIES TRUST	BWX	Common	0	-121,822	0	-7,323,000	0.00	0.00	Hist	06/30/2017
Invesco Exchange-Traded Fund Trust II	PCY	Common	0	-222,976	0	-5,831,000	0.00	0.00	Hist	06/30/2017
BlackRock Funds III	TLH	Common	0	-37,045	0	-4,897,000	0.00	0.00	Hist	06/30/2017
iSHARES TRUST	IWO	ETF	0	-27,109	0	-2,658,000	0.00	0.00	Hist	09/30/2011
iSHARES TRUST	IWN	ETF	0	-32,002	0	-2,435,000	0.00	0.00	Hist	09/30/2011
SLR Senior Investment Corp.	SUNS	COM	0	-145,194	0	-2,075,000	0.00	0.00	Hist	06/30/2017
SLR Investment Corp.	SLRC	COM	0	-80,626	0	-1,593,000	0.00	0.00	Hist	06/30/2017
SPDR DOW JONES INDUSTRIAL AVERAGE ETF TRUST	DIA		0	-7,715	0	-840,000	0.00	0.00	Hist	06/30/2017
CITIGROUP INC	C	COM	0	-28,608	0	-733,000	0.00	0.00	Hist	06/30/2017
iSHARES TRUST	LQD	IBOXX INV CPBD	0	-6,518	0	-732,000	0.00	0.00	Hist	06/30/2017
PIMCO ETF Trust	MINT	Common	0	-6,525	0	-655,000	0.00	0.00	Hist	06/30/2017
iSHARES TRUST	IJH	Common	0	-7,575	0	-591,000	0.00	0.00	Hist	06/30/2017
PennantPark Floating Rate Capital Ltd.	PFLT	COM	0	-52,064	0	-549,000	0.00	0.00	Hist	06/30/2017
iSHARES TRUST	IDV	Common	0	-19,240	0	-545,000	0.00	0.00	Hist	06/30/2017
MidCap Financial Investment Corp	AINV	Common	0	-70,721	0	-531,000	0.00	0.00	Hist	06/30/2017
iSHARES TRUST	EMB	Common	0	-4,818	0	-508,000	0.00	0.00	Hist	06/30/2017
TORTOISE ENERGY INFRASTRUCTURE CORP	TYG	Common	0	-14,290	0	-485,000	0.00	0.00	Hist	06/30/2017
PENNANTPARK INVESTMENT CORP	PNNT	Common	0	-53,771	0	-480,000	0.00	0.00	Hist	06/30/2017
iSHARES TRUST	IWR	ETF	0	-5,008	0	-442,000	0.00	0.00	Hist	06/30/2017
iSHARES TRUST	DVY	DJ SEL DIV INX	0	-8,625	0	-416,000	0.00	0.00	Hist	06/30/2017
ARES CAPITAL CORP	ARCC	Common	0	-29,821	0	-411,000	0.00	0.00	Hist	06/30/2017
iSHARES TRUST	AGG	LEHMAN AGG BND	0	-3,595	0	-396,000	0.00	0.00	Hist	06/30/2017
INVESCO QQQ TRUST, SERIES 1	QQQQ	UNIT SER 1	0	-7,393	0	-388,000	0.00	0.00	Hist	06/30/2017
ANNALY CAPITAL MANAGEMENT INC	NLY	Common	0	-21,139	0	-352,000	0.00	0.00	Hist	06/30/2017
ISHARES MSCI EAFE INDEX FUND	EFA	ETF	0	-7,208	0	-344,000	0.00	0.00	Hist	06/30/2017
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