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Filed Chapter 11
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CFO resigned
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Asset acq. complete
Letter to company
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10-Q late filing
RE purchase
Amended bylaws
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All Companies
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Create: Portfolio | Alert |
All | News | Filings
| Date Filed | Symbol | Type | Description |
| 08/14/2023 |
NVNT
|
8-K
| Certificate of designation filed, Entered into consulting agreement|
Docs:
|
"Share Exchange Agreement, by and among the Company, Dror Ortho-Design Ltd., and certain shareholders of Dror Ortho-Design Ltd",
"Amendment to the Share Exchange Agreement, by and among the Company, Dror Ortho-Design Ltd., and certain shareholders of Dror Ortho-Design Ltd",
"Amended and Restated Certificate of Incorporation of Dror Ortho-Design, Inc",
"Certificate of Designations of Preferences, Rights and Limitations of Series A Convertible Preferred Stock",
"Form of Class A Common Stock Purchase Warrant",
"EMPLOYMENT AGREEMENT",
"EMPLOYMENT AGREEMENT",
"INDEMNIFICATION AGREEMENT",
"Cover Page Interactive Data File (formatted as Inline XBRL and contained in Exhibit 101)",
"INDEMNIFICATION AGREEMENT" |
|
| 08/14/2023 |
******
|
8-K
| Certificate of designation filed|
Docs:
|
"CERTIFICATE OF INCORPORATION OF",
"CERTIFICATE OF DESIGNATION OF SERIES A CONVERTIBLE PREFERRED STOCK",
"CERTIFICATE OF DESIGNATION OF SERIES A-1 CONVERTIBLE PREFERRED STOCK",
"JET.AI INC. BYLAWS As Adopted August 10, 2023 and As Effective August 10, 2023",
"WARRANT AGREEMENT",
"LOCK-UP AGREEMENT",
"INDEMNIFICATION AGREEMENT",
"OAC Sponsor Ltd. Suite 201, 42 Edward Street Georgetown, Grand Cayman, P.O. Box 469, KY1-9006 Cayman Islands",
"SETTLEMENT AGREEMENT",
"REGISTRATION RIGHTS AGREEMENT This Registration Rights Agreement is made and entered into as of August 10, 2023, between Jet.AI Inc., a corporation organized and existing under the General Corporation Law of the State of Delaware , and the parties signatory hereto . This Agreement is made pursuant to that certain Settlement Agreement, dated as of the date hereof, between the Company and Maxim Group LLC . The Company and each Purchaser hereby agrees as follows: 1. Definitions . Capitalized terms used and not otherwise defined herein that are defined in the Settlement Agreement shall have the meanings given such terms in the Settlement Agreement. As used in this Agreement, the following terms shall have the following meanings: “ Advice ” shall have the meaning set forth in Section 6. “ Effec..." |
|
| 11/17/2022 |
******
|
8-K
| Certificate of designation filed, Director compensation was amended/approved|
Docs:
|
"UNITED STATES SECURITIES AND EXCHANGE COMMISSION",
"State of Delaware Secretary of State Division of Corporations Delivered 08:01 AM 11/10/2022 FILED 08:01 AM 11/10/2022 SR 20223985377 - File Number 7129127 RESTATED CERTIFICATE OF INCORPORATION OF SCILEX HOLDING COMPANY a Delaware corporation",
"CERTIFICATE OF DESIGNATIONS OF SCILEX HOLDING COMPANY a Delaware corporation",
"BYLAWS OF SCILEX HOLDING COMPANY",
"AMENDED AND RESTATED REGISTRATION RIGHTS AGREEMENT",
"INDEMNIFICATION AGREEMENT",
"SCILEX HOLDING COMPANY 2022 EQUITY INCENTIVE PLAN ADOPTED BY THE BOARD OF DIRECTORS: October 17, 2022 APPROVED BY THE STOCKHOLDERS: November 9, 2022 EFFECTIVE DATE: November 9, 2022 1. GENERAL. Plan Purpose. The Company, by means of the Plan, seeks to secure and retain the services of Employees, Directors and Consultants, to provide incentives for such persons to exert maximum efforts for the success of the Company and any Affiliate and to provide a means by which such persons may be given an opportunity to benefit from increases in value of the Common Stock through the granting of Awards. Available Awards. The Plan provides for the grant of the following Awards: Incentive Stock Options; Nonstatutory Stock Options; SARs; Restricted Stock Awards; RSU Awards; Performance Awards; and Other Aw...",
"SCILEX HOLDING COMPANY STOCK OPTION GRANT NOTICE",
"SCILEX HOLDING COMPANY RSU AWARD GRANT NOTICE",
"SCILEX HOLDING COMPANY 2022 EMPLOYEE STOCK PURCHASE PLAN ADOPTED BY THE BOARD OF DIRECTORS: October 17, 2022 APPROVED BY THE STOCKHOLDERS: November 9, 2022 EFFECTIVE DATE: November 9, 2022 1. GENERAL; PURPOSE. The Plan provides a means by which Eligible Employees of the Company and certain Designated Companies may be given an opportunity to purchase shares of Common Stock. The Plan permits the Company to grant a series of Purchase Rights to Eligible Employees under an Employee Stock Purchase Plan. In addition, the Plan permits the Company to grant a series of Purchase Rights to Eligible Employees that do not meet the requirements of an Employee Stock Purchase Plan. The Plan includes two components: a 423 Component and a Non-423 Component. The Company intends the 423 Component to qualify as..." |
|
| 10/04/2022 |
******
|
8-K
| Certificate of designation filed, Appointed a new director|
Docs:
|
"REGISTRATION RIGHTS AGREEMENT",
"LOCK-UP AGREEMENT",
"NON-COMPETITION AND NON-SOLICITATION AGREEMENT",
"SHF HOLDINGS, INC. 2022 EQUITY INCENTIVE PLAN",
"Subsidiaries of SHF Holdings, Inc.",
"EAGLE LEGACY SERVICES, PLLC D/B/A SAFE HARBOR SERVICES, SHF LLC AND BRANCHES 52 AND 53 CARVED OUT OF PARTNER COLORADO CREDIT UNION",
"UNAUDITED PRO FORMA CONDENSED COMBINED BALANCE SHEET As of June 30, 2022 Transaction SHF NLIT Accounting Pro Forma Adjustments Combined Assets Current assets: Cash and cash equivalents $ 6,382,448 $ 172,441 $ 40,443,959 $ 6,467,851 16,360,000 Accounts receivable 721,636 - - 721,636 Contract assets 27,710 - - 27,710 Short-term loans receivable 55,711 - - 55,711 Due from PIPE investors - - 4,090,000 4,090,000 Prepaid expenses and other current assets 34,233 205,000 - 239,233 Total Current Assets 7,221,738 377,441 4,002,962 11,602,141 Property, plant and equipment 13,191 - - 13,191 Long-term loans receivable, net 1,865,367 - - 1,865,367 Deferred offering costs - 201,405 - Prepaid expenses - - 900,000 900,000 Other assets 1,867 - - 1,867 Forward purchase receivable - - 39,285,754 39,285,...",
"SHF’ S MANAGEMENT’ S DISCUSSION AND ANALYSIS OF FINANCIAL CONDITION AND RESULTS OF OPERATIONS" |
|
| 09/07/2022 |
******
|
8-K
| Certificate of designation filed|
Docs:
|
"Exhibit 3.3a",
"Endexx Series H Certificate of Designation.4 1 ENDEXX CORPORATION CERTIFICATE OF DESIGNATION OF RIGHTS, PRIVILEGES, PREFERENCES, AND LIMITATIONS OF",
"COMMON STOCK PURCHASE WARRANT ENDEXX CORPORATION Warrant No: ________ Warrant Shares: _________ Initial Exercise Date: August 31, 2022 THIS COMMON STOCK PURCHASE WARRANT certifies that, for value received, _____________________, a _____________________, or its assigns is entitled, upon the terms and subject to the limitations on exercise and the conditions hereinafter set forth, at any time on or after August 31, 2022 and on or prior to the close of business on the five-year anniversary of the Initial Exercise Date but not thereafter, to subscribe for and purchase from Endexx Corporation, a Nevada corporation , up to __________shares of the Company’ s common stock . The purchase price of one share of Common Stock under this Warrant shall be equal to the Exercise Price, as defined in Sectio...",
"CONTROL ACQUISITION AGREEMENT BY AND AMONG ENDEXX CORPORATION, EH SUB, INC., AND HYLA UK HOLDCO LIMITED DATED AS OF AUGUST 31, 2022",
"SELF-FINANCING PROMISSORY NOTE $8,000,000.00 Issue Date: August 31, 2022 FOR VALUE RECEIVED, Endexx Corporation, a Nevada corporation with an address of 38246 North Hazelwood Circle Cave Creek, Arizona 85331 , hereby promises to pay to Hyla UK Holdco Limited, a United Kingdom limited company with an address of 60 Cannon Street, London, EC4N 6NP, England , or at such other place as the Holder may from time to time designate in writing to the Maker, the principal sum of up to Eight Million and 00/100 Dollars . Principal and interest shall be payable in lawful money of the United States as hereinafter provided. Maker Covenants and Agrees with the Holder as follows: 1. The Maker will pay the indebtedness evidenced by this Self-financing Promissory Note as provided herein. This Note or any port...",
"Intercompany Services Agreement",
"PROMISSORY NOTE $1,500,000.00 August 31, 2022 FOR VALUE RECEIVED, Hyla US Holdco Limited, a Delaware corporation, with an address of 1535 West Loop S, Suite 410, Houston, Texas 77027 , hereby promises to pay to the order of Endexx Corporation, a Nevada corporation , at 38246 North Hazelwood Circle, Cave Creek, Arizona 85331 or at such other place as the Holder may from time to time designate in writing to the Maker, the principal sum of One Million Five Hundred Thousand and 00/100 Dollars . Principal and interest shall be payable in lawful money of the United States as hereinafter provided. Maker Covenants and Agrees with the Holder as follows: 1. The Maker will pay the indebtedness evidenced by this Note as provided herein. This Note or any portion thereof may be prepaid in whole or in pa...",
"CONVERTIBLE NOTE PURCHASE AGREEMENT This Convertible Note Purchase Agreement is dated as of August 31, 2022, by and among M2B Funding Corp., a Florida corporation with offices located at 20801 Biscayne Blvd., Suite 307, Aventura, Florida 33180 , 3A Capital Establishment, a company registered in Liechtenstein with offices at Austrasse 40 Vaduz N2 9490, Liechtenstein , and Endexx Corporation, a Nevada corporation with offices located at 38246 North Hazelwood Circle, Cave Creek, Arizona 85331 . WHEREAS, Endexx is desirous of borrowing the aggregate sum of Two Million Dollars severally from the Lead Investor and the Co-Investor ; WHEREAS, subject to the terms and conditions set forth in this Agreement and pursuant to Section 4 of the Securities Act of 1933, as amended , and/or Rule 506 promulg..." |
|
| 07/29/2022 |
DWMA
|
8-K
| Certificate of designation filed |
| 07/14/2022 |
EVOA
|
8-K
| Quarterly results |
| 06/29/2022 |
GAXY
|
8-K/A
| Quarterly results |
| 05/27/2022 |
VNUE
|
8-K
| Quarterly results |
| 07/27/2021 |
ICNB
|
8-K
| Certificate of designation filed|
Docs:
|
"Certificate of Designation of Series A-2 Convertible Preferred Stock",
"Acquisition Agreement, by and among Iconic Brands, Inc., TopPop LLC, FrutaPop LLC, Innoaccel Investments LLC, and Thomas Martin",
"Form of Promissory Note, relating to the $4,900,000.00 aggregate principal amount of promissory notes of Iconic Brands, Inc",
"Form of Pledge Agreement, with Iconic Brands, Inc",
"Form of Securities Purchase Agreement, by and among Iconic Brands, Inc. and the signatories thereto",
"Form of Common Stock Purchase Warrant, by and among Iconic Brands, Inc. and the signatories thereto",
"Form of Registration Rights Agreement, by and among Iconic Brands, Inc. and the signatories thereto",
"Form of Exchange Agreement, by and among Iconic Brands, Inc. and the signatories thereto",
"Form of Lock-Up Agreement, by and among Iconic Brands, Inc. and the signatories thereto",
"Exchange Agreement, by and between Iconic Brands, Inc. and Richard DeCicco, as holder of the Iconic Brands, Inc.’s one (1) issued and outstanding share of Series A Preferred Stock" |
|
| 06/16/2021 |
ABTI
|
8-K
| Quarterly results |
| 02/16/2021 |
******
|
8-K
| Quarterly results |
| 02/09/2021 |
CHK
|
8-K
| Certificate of designation filed |
| 01/06/2021 |
ASTI
|
8-K
| Certificate of designation filed |
| 11/12/2020 |
******
|
8-K
| Certificate of designation filed|
Docs:
|
"Form of Series X Preferred Stock Certificate of Designations filed November 12, 2020 with the Secretary of State of Nevada",
"Custodian Discharge Order",
"Lease Agreement for Not a Content House – Beverly Hills",
"Lease Agreement for Clubhouse Europe",
"Doiyen, LLC – a talent management company that provides representation to Clubhouse influencers, as further described below",
"Promissory Note issued by West of Hudson Group, Inc., as borrower, to Amir Ben-Yohanan, as Lender",
"Waiver Pursuant to Share Exchange Agreement by and between Tongji Healthcare Group, Inc., West Of Hudson Group, Inc., Amir Ben-Yohanan, Chris Young, Simon Yu and Mr. Ben-Yohanan as the representative of the WOHG Shareholders",
"WOH Brands, LLC – a content-creation studio, social media marketing company, technology developer, and brand incubator, as further described below",
"West of Hudson Group, Inc. Audited Financial Statements from inception (May 19, 2020) through the period ended June 30, 2020",
"Pro Forma Condensed Combined Financial Statements as of June 30, 2020" |
|
| 09/30/2020 |
ASTI
|
8-K
| Quarterly results |
| 09/25/2020 |
******
|
8-K
| Quarterly results |
| 08/14/2020 |
ASIN
|
8-K/A
| Quarterly results |
| 08/07/2020 |
ASIN
|
8-K
| Quarterly results |
| 05/29/2020 |
RTTR
|
8-K
| Certificate of designation filed, Acquisition/merger/asset purchase announced|
Docs:
|
"Contingent Value Rights Agreement, by and among the Company, John Beck in the capacity of CVR Holders’ Representative and Andrew J. Ritter in his capacity as a consultant to the Company",
"Certificate of Designation of Preferences, Rights and Limitations of Series Alpha Preferred Stock of the Company, filed with the Delaware Secretary of State on May 20, 2020",
"Certificate of Amendment to the Certificate of Incorporation of the Company, filed with the Delaware Secretary of State on May 22, 2020 [reverse stock split]",
"Certificate of Merger, filed with the Delaware Secretary of State on May 22, 2020",
"Certificate of Amendment to the Certificate of Incorporation of the Company, filed with the Delaware Secretary of State on May 22, 2020 [name change]",
"Amended and Restated Bylaws of the Company, as of May 22, 2020",
"Certificate of Designation of Preferences, Rights and Limitations of Series Alpha Preferred Stock of Qualigen, filed with the Delaware Secretary of State on May 20, 2020",
"EXECUTIVE EMPLOYMENT AGREEMENT",
"EXECUTIVE EMPLOYMENT AGREEMENT",
"EXECUTIVE EMPLOYMENT AGREEMENT" |
|
| 05/22/2020 |
BPMX
|
8-K
| Certificate of designation filed|
Docs:
|
"Amendment to Certificate of Incorporation of the Company related to the Reverse Stock Split",
"Amendment to Certificate of Incorporation of the Company related to the Name Change",
"Certificate of Designations for Series A Preferred Stock",
"Offer Letter, between Zachary Rome and Timber Sub",
"Offer Letter, between Michael Derby and Timber Sub",
"Offer Letter, between Joseph Lucchese and Timber Sub",
"Form of Indemnification Agreement",
"Consent of KPMG, Independent Registered Public Accounting Firm",
"Timber Pharmaceuticals Announces Merger Closing · Trading under “TMBR” on the NYSE American Market to begin May 19, 2020 · Closed $25 million financing WOODCLIFF LAKE, N.J., May 18, 2020 /PRNewswire/ — Timber Pharmaceuticals, Inc., , formerly known as BioPharmX Corporation , a biopharmaceutical company focused on the development and commercialization of treatments for orphan dermatologic diseases, today announced that its merger with Timber Pharmaceuticals LLC. closed May 18, 2020. The combined company will operate under the name Timber Pharmaceuticals, Inc., and its shares will commence trading on the NYSE American market at the open of trading on May 19, 2020, under the ticker symbol “TMBR”. Pursuant to the closing of the merger, all of Timber LLC's outstanding units were converted into ...",
"The audited financial statements of Timber Sub for the year ended December 31, 2019, and the notes related thereto" |
|
| 05/04/2020 |
INNT
|
8-K
| Quarterly results |
| 03/11/2020 |
BASX
|
8-K
| Quarterly results |
| 01/10/2020 |
PRTO
|
8-K
| Certificate of designation filed, Appointed a new director|
Docs:
|
"Amendment No. 1 to Agreement and Plan of Merger and Reorganization, by and among the Registrant, ArTara Therapeutics, Inc. and REM 1 Acquisition, Inc",
"Certificate of Amendment to the Sixth Amended and Restated Certificate of Incorporation of the Registrant",
"Certificate of Designation of Preferences, Rights and Limitations of Series 1 Convertible Preferred Stock",
"Form of Common Stock Certificate",
"Amended and Restated 2014 Equity Incentive Plan of the Registrant, as amended",
"EXECUTIVE EMPLOYMENT AGREEMENT THIS EXECUTIVE EMPLOYMENT AGREEMENT is entered into by and between ArTara Therapeutics, Inc. , and Jesse Shefferman . R E C I T A L S WHEREAS, the Company, Proteon Therapeutics, Inc., and REM 1 Acquisition, Inc. have entered into that certain Agreement and Plan of Merger and Reorganization . The effective date of this Agreement will be the date upon which the Parties fully execute this Agreement . If the anticipated transactions contemplated in the Merger Agreement are not consummated, then this Agreement will have no effect, will not be binding on the Company or on Executive, shall terminate as of the termination of the Merger Agreement, and neither Executive nor the Company shall have rights or obligations hereunder; WHEREAS, subject to the foregoing, the C...",
"EXECUTIVE EMPLOYMENT AGREEMENT THIS EXECUTIVE EMPLOYMENT AGREEMENT is entered into by and between ArTara Therapeutics, Inc. , and Jacqueline Zummo, PhD, MPH, MBA . R E C I T A L S WHEREAS, the Company, Proteon Therapeutics, Inc., and REM 1 Acquisition, Inc. have entered into that certain Agreement and Plan of Merger and Reorganization . The effective date of this Agreement will be the date upon which the Parties fully execute this Agreement . If the anticipated transactions contemplated in the Merger Agreement are not consummated, then this Agreement will have no effect, will not be binding on the Company or on Executive, shall terminate as of the termination of the Merger Agreement, and neither Executive nor the Company shall have rights or obligations hereunder; WHEREAS, subject to the f...",
"Choline License Agreement, by and between ArTara Subsidiary, Inc. and Alan L. Buchman, M.D." |
|
| 12/30/2019 |
FTNW
|
8-K
| Quarterly results |
| 09/05/2019 |
CNAC
|
8-K
| Amended existing or entered into new employment agreement with an officer, Certificate of designation filed|
Docs:
|
"Form of Management Warrant",
"Form of Series C Warrant",
"Form of Placement Agent Warrant",
"Form of Indemnification Agreement of the Registrant",
"Form of Indemnification Agreement of the Registrant",
"Amendment Number 1 to Deferred Underwriting Fee Assignment Agreement, by and among the Registrant, DermTech Operations, Inc. and Cowen and Company, LLC",
"Standard Multi-Tenant Officer Lease-Net and Addendum to Lease, by and between DermTech Operations, Inc. and AG/Touchstone TP, LLC",
"First Amendment to Standard Rental Lease, Storage Lease and Signage to Expand and Extend Term, by and between DermTech Operations, Inc. and AG/Touchstone TP, LLC",
"Assignment, Consent to Assignment, and Second Amendment to Standard Multi-Lease-Net, by and between DermTech Operations, Inc. and AG/Touchstone TP, LLC",
"Third Amendment to Lease, by and between DermTech Operations, Inc. and HCP Torrey Pines, LLC" |
|
| 04/25/2019 |
MATN
|
8-K
| Certificate of designation filed |
| 11/02/2018 |
PLUG
|
8-K
| Certificate of designation filed |
| 10/18/2018 |
MDVX
|
8-K
| Quarterly results |
| 10/09/2018 |
******
|
8-K
| Certificate of designation filed, Appointed a new director |
| 07/24/2018 |
DPLS
|
8-K
| Certificate of designation filed |
| 05/25/2018 |
OREO
|
8-K
| Certificate of designation filed, Appointed a new director|
Docs:
|
"Certificate of Designation of Preferences, Rights and Limitations of Series A Preferred Stock, filed with the Nevada Secretary of State on May 25, 2018",
"Certificate of Designation of Preferences, Rights and Limitations of Series B Preferred Stock, filed with the Nevada Secretary of State on May 25, 2018",
"Form of Promissory Note issued to 2016 Investors",
"Form of Convertible Promissory Note issued to Coastal Investment Partners, LLC",
"Form of Promissory Note issued to Black Mountain Equity Partners LLC",
"Form of Subscription Agreement for the May 2018 Financing",
"Form of Exchange Agreement by and between the Company and the 2017 Investors and the 2016 Investors",
"Form of Termination Agreement, by and between the Company and the 2017 Investors",
"Exchange Agreement, by and between the Company and Coastal Investment Partners, LLC",
"Termination Agreement, by and between the Company and Coastal Investment Partners, LLC" |
|
| 05/09/2018 |
RELYQ
|
8-K
| Certificate of designation filed|
Docs:
|
"Securities Purchase Agreement, among Elah Holdings, Inc., 210/RELY Partners, LP, Goldman Sachs BDC, Inc., Goldman Sachs Private Middle Market Credit LLC, and Goldman Sachs Middle Market Lending Corp",
"Real Industry, Inc. Revised Confirmed Plan of Reorganization, revised confirmed, filed May 8, 2018",
"Third Amended and Restated Certificate of Incorporation of Elah Holdings, Inc",
"Certificate of Designation for the Series A Junior Participating Preferred Stock of Elah Holdings, Inc",
"Fourth Amended and Restated Bylaws of Elah Holdings, Inc",
"Real Industry, Inc. Certificate of Elimination of the Series B Non-Participating Preferred Stock",
"Amendment to Rights Agreement, by and between Elah Holdings, Inc. (formerly known as Real Industry, Inc.) and Computershare as Rights Agent",
"Registration Rights Agreement, by and between Elah Holdings, Inc., Aleris Corporation, 210/RELY Partners, LP, Goldman Sachs BDC, Inc., Goldman Sachs Private Middle Market Credit LLC, and Goldman Sachs Middle Market Lending Corp",
"Stockholders Agreement, by and among Elah Holdings, Inc., Aleris Corporation, 210/RELY Partners, LP, Goldman Sachs BDC, Inc., Goldman Sachs Private Middle Market Credit LLC, and Goldman Sachs Middle Market Lending Corp",
"Stockholders Agreement, by and among Elah Holdings, Inc. and affiliates of Oaktree Capital Management" |
|
| 02/22/2018 |
******
|
8-K
| Certificate of designation filed |
|
|
|