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Director departure
BROOKFIELD TOTAL RETURN FUND INC (HTR)
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Filings
Date Filed
Type
Description
03/01/2017
NSAR-A
Form NSAR-A - Semi-annual report for management companies
02/08/2017
SC 13G/A
Form SC 13G/A - Statement of acquisition of beneficial ownership by individuals: [Amend]
12/09/2016
N-CSR
Form N-CSR - Certified Shareholder Report
12/06/2016
25-NSE
Form 25-NSE - Notification filed by national security exchange to report the removal from listing and registration of matured, redeemed or retired securities
12/01/2016
40-17G
Form 40-17G - Fidelity Bond [Rule 17G-1(g)]
11/29/2016
NSAR-B
Form NSAR-B - Annual report for management companies
09/16/2016
425
Form 425 - Prospectuses and communications, business combinations
09/16/2016
425
Form 425 - Prospectuses and communications, business combinations
09/08/2016
40-17G
Form 40-17G - Fidelity Bond [Rule 17G-1(g)]
09/06/2016
425
Form 425 - Prospectuses and communications, business combinations
09/06/2016
425
Form 425 - Prospectuses and communications, business combinations
08/25/2016
N-Q
Form N-Q - Quarterly Schedule of portfolio holdings of management investment companies
08/10/2016
SC 13G/A
Form SC 13G/A - Statement of acquisition of beneficial ownership by individuals [Amend]
05/27/2016
NSAR-A
Form NSAR-A - Semi-annual report for management companies
05/27/2016
N-CSRS
Form N-CSRS - Certified Shareholder Report, Semi-Annual
05/10/2016
SC 13G/A
BROOKFIELD TOTAL RETURN FUND INC reports a 2.1% stake in Brookfield Total Return Fund Inc.
03/04/2016
5
Alexander Andrew Charles (C0-Portfolio Manager) has filed a Form 5 on BROOKFIELD TOTAL RETURN FUND INC
02/10/2016
SC 13G/A
Form SC 13G - Statement of acquisition of beneficial ownership by individuals [amend]
01/20/2016
DEF 14A
Form DEF 14A - Other definitive proxy statements:
09/10/2015
40-17G
Form 40-17G - Fidelity Bond [Rule 17G-1(g)]
08/13/2015
40-APP/A
Form 40-APP/A - Application for exemption and other relief filed under the Investment Company Act of 1940 [Amend]
05/06/2015
40-APP
Form 40-APP - Application for exemption and other relief filed under the Investment Company Act of 1940
01/23/2015
DEF 14A
Form DEF 14A - Other definitive proxy statements
12/19/2014
40-17G
Form 40-17G - Fidelity Bond [Rule 17G-1(g)]
10/10/2014
40-17G
Form 40-17G - Fidelity Bond [Rule 17G-1(g)]
09/12/2014
40-17G
Form 40-17G - Fidelity Bond [Rule 17G-1(g)]
04/22/2014
DEF 14A
Form DEF 14A - Other definitive proxy statements
04/22/2014
8-K
Quarterly results
02/19/2014
DEF 14A
Form DEF 14A - Other definitive proxy statements
01/29/2014
40-17G/A
Form 40-17G - Fidelity Bond [Rule 17G-1(g)] [amend]
11/26/2013
8-K
Form 8-K - Current report
10/02/2013
N-Q
Form N-Q - Quarterly Schedule of portfolio holdings of management investment companies
09/24/2013
40-17G
Form 40-17G - Fidelity Bond [Rule 17G-1(g)]
08/07/2013
N-CSRS
Form N-CSRS - Certified Shareholder Report, Semi-Annual
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