| Date Filed | Type | Description |
| 12/06/2016 |
4
| Shipley Mark (Adviser's Portfolio Manager) has filed a Form 4 on BROOKFIELD TOTAL RETURN FUND INC |
| 12/06/2016 |
4
| MCFARLAND STUART A (Director) has filed a Form 4 on BROOKFIELD TOTAL RETURN FUND INC |
| 12/06/2016 |
4
| BROOKFIELD INVESTMENT MANAGEMENT INC. (Investment Adviser) has filed a Form 4 on BROOKFIELD TOTAL RETURN FUND INC |
| 12/06/2016 |
4
| RUSSELL-DOWE MICHELLE LYN (Sub-Adviser's Portfolio Mgr.) has filed a Form 4 on BROOKFIELD TOTAL RETURN FUND INC |
| 12/06/2016 |
4
| Salvatore Louis P (Director) has filed a Form 4 on BROOKFIELD TOTAL RETURN FUND INC |
| 09/26/2016 |
3
| Shipley Mark (Portfolio Manager) has filed a Form 3 on BROOKFIELD TOTAL RETURN FUND INC |
| 09/26/2016 |
3
| Noble Craig (Portfolio Maanager/Adviser CEO) has filed a Form 3 on BROOKFIELD TOTAL RETURN FUND INC |
| 09/26/2016 |
3
| Erikson Dana (Portfolio Manager) has filed a Form 3 on BROOKFIELD TOTAL RETURN FUND INC |
| 09/26/2016 |
3
| Antonatos Larry (Portfolio Manager) has filed a Form 3 on BROOKFIELD TOTAL RETURN FUND INC |
| 05/19/2016 |
4
| RUSSELL-DOWE MICHELLE LYN (Portfolio Manager) has filed a Form 4 on BROOKFIELD TOTAL RETURN FUND INC|
Txns:
| Bought 265 shares
@ $21.5, valued at
$5.7k
Bought 166 shares
@ $22.59, valued at
$3.7k
Bought 385 shares
@ $21.5, valued at
$8.3k
Bought 696 shares
@ $22.59, valued at
$15.7k
|
|
| 06/05/2014 |
4
| Form 4 - Statement of changes in beneficial ownership of securities |
| 04/17/2014 |
4
| DRAKE RODMAN L (Director) has filed a Form 4 on BROOKFIELD TOTAL RETURN FUND INC |
| 09/18/2013 |
4
| DRAKE RODMAN L (Director) has filed a Form 4 on BROOKFIELD TOTAL RETURN FUND INC|
Txns:
| Sold 1,800 shares
@ $22.78, valued at
$41k
|
|
| 09/11/2013 |
3
| Kuczmarski Edward A (Director) has filed a Form 3 on BROOKFIELD TOTAL RETURN FUND INC |
| 09/11/2013 |
3
| Goldman Heather S. (Director) has filed a Form 3 on BROOKFIELD TOTAL RETURN FUND INC |
| 04/04/2013 |
4
| Salvatore Louis P (Director) has filed a Form 4 on HELIOS TOTAL RETURN FUND INC |
| 12/26/2012 |
4
| DRAKE RODMAN L (Director) has filed a Form 4 on HELIOS TOTAL RETURN FUND INC|
Txns:
| Sold 20 shares
@ $23.461, valued at
$469.2 |
|
| 12/05/2012 |
4
| Hamilton Diana H (Director) has filed a Form 4 on HELIOS TOTAL RETURN FUND INC |
| 10/16/2012 |
4/A
| Pires Steven M (Treasurer) has filed a Form 4 on HELIOS TOTAL RETURN FUND INC|
Txns:
| Sold 25 shares
@ $0.6705, valued at
$16.8 |
|
| 10/16/2012 |
4
| Pires Steven M (Treasurer) has filed a Form 4 on HELIOS TOTAL RETURN FUND INC|
Txns:
| Sold 25 shares
@ $0.6705, valued at
$16.8 |
|
| 07/13/2012 |
4
| RUSSELL-DOWE MICHELLE LYN (Vice President) has filed a Form 4 on HELIOS TOTAL RETURN FUND INC |
| 05/01/2012 |
4
| MCFARLAND STUART A (Director) has filed a Form 4 on HELIOS TOTAL RETURN FUND INC |
| 11/02/2011 |
4/A
| MCFARLAND STUART A (Director) has filed a Form 4 on HELIOS TOTAL RETURN FUND INC |
| 11/02/2011 |
4/A
| MCFARLAND STUART A (Director) has filed a Form 4 on HELIOS TOTAL RETURN FUND INC |
| 11/01/2011 |
4
| MCFARLAND STUART A (Director) has filed a Form 4 on HELIOS TOTAL RETURN FUND INC |
| 11/01/2011 |
4
| MCFARLAND STUART A (Director) has filed a Form 4 on HELIOS TOTAL RETURN FUND INC |
| 10/18/2011 |
3
| Hamilton Diana H (Director) has filed a Form 3 on HELIOS TOTAL RETURN FUND INC |
| 03/01/2010 |
3
| Redding Kim G. (President) has filed a Form 3 on HELIOS TOTAL RETURN FUND INC |
| 07/29/2009 |
4
| Pires Steven M (Treasurer) has filed a Form 4 on HELIOS TOTAL RETURN FUND INC|
Txns:
| Bought 100 shares
@ $5.166, valued at
$516.6 |
|
| 06/08/2009 |
3
| Pires Steven M (Treasurer) has filed a Form 3 on HELIOS TOTAL RETURN FUND INC |
| 06/05/2009 |
3
| Gelman Seth (CCO) has filed a Form 3 on HELIOS TOTAL RETURN FUND INC |