| Date Filed | Type | Description |
| 03/09/2020 |
4
| Form 4 - Statement of changes in beneficial ownership of securities: |
| 12/14/2015 |
4
| LC CAPITAL MASTER FUND LTD (10% Owner) has filed a Form 4 on CADIZ INC|
Txns:
| Disposed/sold 26,480,000 options to buy
@ $8.05, valued at
$213.2M
Granted 26,480,000 options to buy
@ $6.75, valued at
$178.7M
|
|
| 03/23/2015 |
4
| LC CAPITAL MASTER FUND LTD (10% Owner) has filed a Form 4 on CADIZ INC|
Txns:
| Sold 100,000 options to buy
@ $8.05, valued at
$805k
Sold 125,000 options to buy
@ $8.05, valued at
$1M
Sold 21,000 options to buy
@ $8.05, valued at
$169.1k
|
|
| 02/13/2015 |
SC 13G/A
| Form SC 13G/A - Statement of acquisition of beneficial ownership by individuals: [Amend] |
| 01/31/2014 |
4
| LC CAPITAL MASTER FUND LTD (10% Owner) has filed a Form 4 on CADIZ INC|
Txns:
| Sold options to buy
@ $8.05, valued at
$0
Sold options to buy
@ $8.05, valued at
$0 |
|
| 09/12/2013 |
4
| LAMPE, CONWAY & CO. LLC (10% Owner) has filed a Form 4 on Vuzix Corp|
Txns:
| Disposed of 452,658 convertible notes
@ $7.48, valued at
$3.4M
Disposed of 82,549 convertible notes
@ $7.5, valued at
$619.1k
|
|
| 09/12/2013 |
SC 13G
| LAMPE, CONWAY & CO. LLC reports a 5.3% stake in Vuzix Corporation |
| 05/09/2013 |
4
| LC CAPITAL MASTER FUND LTD (10% Owner) has filed a Form 4 on CADIZ INC|
Txns:
| Converted options to buy
@ $35, valued at
$0
Converted options to buy
@ $13.5, valued at
$0
Granted options to buy
@ $8.05, valued at
$0 |
|
| 11/14/2012 |
4
| LC CAPITAL MASTER FUND LTD (10% Owner) has filed a Form 4 on CADIZ INC|
Txns:
| Bought 50,000 warrants
@ $10, valued at
$500k
Bought 50,000 warrants
@ $10, valued at
$500k
|
|
| 04/02/2012 |
4
| LC CAPITAL MASTER FUND LTD (10% Owner) has filed a Form 4 on ATS CORP|
Txns:
| Unknown transaction of 2,323,715 shares
@ $3.2, valued at
$7.4M
Unknown transaction of 2,323,715 shares
@ $3.2, valued at
$7.4M
|
|
| 03/02/2012 |
4
| LC CAPITAL MASTER FUND LTD (10% Owner) has filed a Form 4 on ATS CORP|
Txns:
| Sold 200,000 shares
@ $3.18, valued at
$636k
Sold 331,000 shares
@ $3.18, valued at
$1.1M
|
|
| 03/01/2012 |
4
| LC CAPITAL MASTER FUND LTD (10% Owner) has filed a Form 4 on ATS CORP|
Txns:
| Sold 1,200,000 shares
@ $3.18, valued at
$3.8M
Sold 684,600 shares
@ $3.18, valued at
$2.2M
|
|
| 01/03/2011 |
3
| LAMPE, CONWAY & CO. LLC (10% Owner) has filed a Form 3 on Vuzix Corp |
| 12/15/2010 |
4
| LC CAPITAL MASTER FUND LTD (10% Owner) has filed a Form 4 on ATS CORP|
Txns:
| Bought 1,400 shares
@ $2.79, valued at
$3.9k
|
|
| 11/29/2010 |
4
| LC CAPITAL MASTER FUND LTD (10% Owner) has filed a Form 4 on ATS CORP|
Txns:
| Bought 1,291 shares
@ $2.85, valued at
$3.7k
Bought 300 shares
@ $2.9, valued at
$870 |
|
| 10/25/2010 |
4
| LC Capital Advisors LLC (10% Owner) has filed a Form 4 on ATS CORP |
| 10/21/2010 |
4
| LC CAPITAL MASTER FUND LTD (10% Owner) has filed a Form 4 on CADIZ INC|
Txns:
| Unknown transaction of options to buy
@ $35, valued at
$0
Bought options to buy
@ $35, valued at
$0
Bought options to buy
@ $13.5, valued at
$0 |
|
| 10/20/2010 |
4
| LC Capital Advisors LLC (10% Owner) has filed a Form 4 on ATS CORP |
| 09/08/2010 |
4
| Form 4 - Statement of changes in beneficial ownership of securities |
| 03/31/2010 |
4
| Form 4 - Statement of changes in beneficial ownership of securities |
| 03/25/2010 |
SC 13D/A
| Form SC 13D/A - General statement of acquisition of beneficial ownership: [Amend] |
| 03/24/2010 |
3
| LAMPE, CONWAY & CO. LLC (10% Owner) has filed a Form 3 on ARBINET Corp |
| 03/24/2010 |
4
| LAMPE, CONWAY & CO. LLC (10% Owner) has filed a Form 4 on ARBINET Corp |
| 03/19/2010 |
4
| LAMPE, CONWAY & CO. LLC (10% Owner) has filed a Form 4 on PARTICLE DRILLING TECHNOLOGIES INC/NV |
| 02/12/2010 |
SC 13G/A
| LAMPE, CONWAY & CO. LLC reports a 3% stake in New Generation Biofuels Holdings, Inc. |
| 12/22/2009 |
4
| Form 4 - Statement of changes in beneficial ownership of securities |
| 11/13/2009 |
13F-HR
| Form 13F-HR - Quarterly report filed by institutional managers, Holdings: |
| 11/06/2009 |
4
| LC CAPITAL MASTER FUND LTD (10% Owner) has filed a Form 4 on CADIZ INC |
| 08/13/2009 |
13F-HR
| Form 13F-HR - Quarterly report filed by institutional managers, Holdings |
| 07/01/2009 |
4/A
| LC CAPITAL MASTER FUND LTD (10% Owner) has filed a Form 4 on CADIZ INC |
| 06/15/2009 |
4
| LC CAPITAL MASTER FUND LTD (10% Owner) has filed a Form 4 on DAYSTAR TECHNOLOGIES INC |
| 06/15/2009 |
4
| LC CAPITAL MASTER FUND LTD (10% Owner) has filed a Form 4 on PARTICLE DRILLING TECHNOLOGIES INC/NV |
| 06/09/2009 |
4
| LC CAPITAL MASTER FUND LTD (10% Owner) has filed a Form 4 on CADIZ INC |
| 06/02/2009 |
4
| LC CAPITAL MASTER FUND LTD (10% Owner) has filed a Form 4 on PARTICLE DRILLING TECHNOLOGIES INC/NV |
|