| Date Filed | Type | Description |
| 08/24/2023 |
NPORT-P
| Form NPORT-P - Monthly Portfolio Investments Report on Form N-PORT (Public): |
| 08/24/2023 |
N-PX
| Form N-PX - Annual Report of proxy voting record of management investment companies: |
| 07/21/2023 |
40-17G
| Form 40-17G - Fidelity Bond [Rule 17G-1(g)]: |
| 07/07/2023 |
4
| Sivaraman Raghavendran (Portfolio Manager of Issuer) has filed a Form 4 on TRI-CONTINENTAL CORP|
Txns:
| Bought 1,873 shares
@ $27.06, valued at
$50.7k
Bought 712 shares
@ $27.08, valued at
$19.3k
Bought 415 shares
@ $27.1, valued at
$11.2k
|
|
| 05/25/2023 |
NPORT-P
| Form NPORT-P - Monthly Portfolio Investments Report on Form N-PORT (Public): |
| 05/18/2023 |
8-K
| Regulation FD Disclosure, Financial Statements and Exhibits Interactive Data |
| 04/17/2023 |
DEF 14A
| Form DEF 14A - Other definitive proxy statements: |
| 03/15/2023 |
N-CEN
| Form N-CEN - Annual Report for Registered Investment Companies: |
| 03/10/2023 |
8-K
| Regulation FD Disclosure Interactive Data|
Docs:
|
"UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549",
"TRI-CONTINENTAL CORPORATION ANNOUNCEMENTS REGARDING 93rd ANNUAL MEETING OF STOCKHOLDERS Boston, MA, March 10, 2023 — The Board of Directors of Tri-Continental Corporation today announced that the Corporation's 93rd Annual Meeting of Stockholders will be held on June 20, 2023 in Minneapolis, MN. The close of business on April 11, 2023 has been fixed by the Corporation's Board as the record date for the determination of Stockholders entitled to notice of, and to vote at, the Meeting or any postponement or adjournment thereof. At the Meeting, Stockholders will be asked to elect one director, Ms. Janet Langford Carrig, to the Board, to hold office until the 2025 Annual Meeting of Stockholders, and to re-elect three other directors, Mses. Patricia M. Flynn and Catherine James Paglia, and Mr. B..." |
|
| 03/03/2023 |
8-K
| Regulation FD Disclosure, Financial Statements and Exhibits Interactive Data |
| 03/03/2023 |
N-CSR
| Form N-CSR - Certified Shareholder Report: |
| 02/24/2023 |
NPORT-P
| Form NPORT-P - Monthly Portfolio Investments Report on Form N-PORT (Public): |
| 01/04/2023 |
3
| Carrig Janet (Director) has filed a Form 3 on TRI-CONTINENTAL CORP |
| 11/25/2022 |
NPORT-P
| Form NPORT-P - Monthly Portfolio Investments Report on Form N-PORT (Public): |
| 11/17/2022 |
8-K
| Quarterly results |
| 09/02/2022 |
8-K
| Regulation FD Disclosure, Financial Statements and Exhibits Interactive Data |
| 08/31/2022 |
N-CSRS
| Form N-CSRS - Certified Shareholder Report, Semi-Annual: |
| 08/24/2022 |
NPORT-P
| Form NPORT-P - Monthly Portfolio Investments Report on Form N-PORT (Public): |
| 08/18/2022 |
N-PX
| Form N-PX - Annual Report of proxy voting record of management investment companies: |
| 07/28/2022 |
40-17G
| Form 40-17G - Fidelity Bond [Rule 17G-1(g)]: |
| 06/21/2022 |
8-K
| Quarterly results |
| 06/02/2022 |
POS EX
| Form POS EX - Post-effective amendment adding exhibits to registration statement [Rule 462(d)]: |
| 05/25/2022 |
NPORT-P
| Form NPORT-P - Monthly Portfolio Investments Report on Form N-PORT (Public): |
| 05/19/2022 |
8-K
| Quarterly results |
| 04/18/2022 |
DEF 14A
| Form DEF 14A - Other definitive proxy statements: |
| 03/28/2022 |
424B3
| Form 424B3 - Prospectus [Rule 424(b)(3)]: |
| 03/15/2022 |
N-CEN
| Form N-CEN - Annual Report for Registered Investment Companies: |
| 03/14/2022 |
4
| Lee Grace (Portfolio Manager of Issuer) has filed a Form 4 on TRI-CONTINENTAL CORP|
Txns:
| Bought 2,000 shares
@ $29.15, valued at
$58.3k
|
|
| 03/11/2022 |
8-K
| Regulation FD Disclosure|
Docs:
|
"UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15 of The Securities Exchange Act of 1934 Date of Report : March 11, 2022 Tri-Continental Corporation MARYLAND 811-00266 13-5441850 290 Congress Street, Boston, Massachusetts 02210 Registrant's telephone number, including area code: 345-6611 NOT APPLICABLE Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions : ☐ Written communications pursuant to Rule 425 under the Securities Act ☐ Soliciting material pursuant to Rule 14a-12 under the Exchange Act ☐ Pre-commencement communications pursuant to Rule 14d-2 under the Exchange Act ) ☐...",
"TRI-CONTINENTAL CORPORATION ANNOUNCEMENTS REGARDING 92nd ANNUAL MEETING OF STOCKHOLDERS Boston, MA, March 11, 2022 — The Board of Directors of Tri-Continental Corporation today announced that the Corporation's 92nd Annual Meeting of Stockholders will be held on June 21, 2022 in Minneapolis, MN. The close of business on April 12, 2022 has been fixed by the Corporation's Board as the record date for the determination of Stockholders entitled to notice of, and to vote at, the Meeting or any postponement or adjournment thereof. At the Meeting, Stockholders will be asked to elect two directors, Messrs. Douglas A. Hacker and Daniel J. Beckman, and to re-elect two other directors, Mses. Minor M. Shaw and Sandra L. Yeager, to the Board, each to hold office until the 2025 Annual Meeting of Stockho..." |
|
| 03/04/2022 |
8-K
| Quarterly results |
| 03/03/2022 |
N-CSR
| Form N-CSR - Certified Shareholder Report: |
| 02/24/2022 |
NPORT-P
| Form NPORT-P - Monthly Portfolio Investments Report on Form N-PORT (Public): |
| 01/04/2022 |
3
| HACKER DOUGLAS A (Director) has filed a Form 3 on TRI-CONTINENTAL CORP |
| 11/23/2021 |
NPORT-P
| Form NPORT-P - Monthly Portfolio Investments Report on Form N-PORT (Public): |
|