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SWK Holdings Corp (SWKH) Create: Alert

All | News | Filings
Date FiledTypeDescription
10/13/2023 8-K Quarterly results
10/03/2023 4 Pennington Marcus Edward (Director) has filed a Form 4 on SWK Holdings Corp
Txns: Granted 1,120 shares @ $15.85, valued at $17.8k
Granted 868 shares @ $15.85, valued at $13.8k
10/03/2023 4 Hatcher Robert K. (Director) has filed a Form 4 on SWK Holdings Corp
Txns: Granted 868 shares @ $15.85, valued at $13.8k
10/03/2023 4 Dotter Laurie L. (Director) has filed a Form 4 on SWK Holdings Corp
Txns: Granted 868 shares @ $15.85, valued at $13.8k
10/03/2023 4 Albright Jerry (Director) has filed a Form 4 on SWK Holdings Corp
Txns: Granted 868 shares @ $15.85, valued at $13.8k
10/03/2023 8-A12B Form 8-A12B - Registration of securities [Section 12(b)]:
10/03/2023 8-K Entry into a Material Definitive Agreement, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance S...
Docs: "SWK HOLDINGS CORPORATION 9.00% SENIOR NOTES DUE 2027",
"CROSS REFERENCE TABLE",
"SWK HOLDINGS CORPORATION and Wilmington Trust, National Association as Trustee FIRST SUPPLEMENTAL INDENTURE Dated as of October 3, 2023 to the Indenture dated as of October 3, 2023 9.00% Senior Notes due 2027"
10/03/2023 CERT Form CERT - Certification by an exchange approving securities for listing:
09/29/2023 424B4 Form 424B4 - Prospectus [Rule 424(b)(4)]:
09/29/2023 EFFECT Form EFFECT - Notice of Effectiveness:
09/28/2023 FWP Form FWP - Filing under Securities Act Rules 163/433 of free writing prospectuses:
09/28/2023 S-1/A Form S-1/A - General form for registration of securities under the Securities Act of 1933: [Amend]
09/26/2023 S-1/A Form S-1/A - General form for registration of securities under the Securities Act of 1933: [Amend]
08/11/2023 8-K Quarterly results
Docs: "SWK Holdings Corporation Q2 2023 Corporate & Financial Results Conference Call Wednesday, August 9, 2023, 5:00 PM ET. Executives Jason Rando, Tiberend Strategic Advisors Jody Staggs, President and Chief Executive Officer Yvette Heinrichson, Chief Financial Officer Analysts Jacob Steven, Lake Street Capital Markets Scott Jensen, Private Investor Michael Diana, Maxim Group Presentation Operator: Good afternoon, and welcome to the SWK Holdings Corporation Second Quarter 2023 Corporate and Financial Results Conference Call. . After today’ s presentation, there will be an opportunity to ask questions. . Please note this event is being recorded. I would now like to turn the conference over to Jason Rando with Tiberend Strategic Advisors. Please go ahead. Jason Rando: Good evening, and thank you ..."
08/10/2023 10-Q Quarterly Report for the period ended June 30, 2023
08/10/2023 8-K Results of Operations and Financial Condition, Financial Statements and Exhibits  Interactive Data
Docs: "SWK Holdings Corporation Announces Financial Results for Second Quarter 2023"
07/05/2023 4 Dotter Laurie L. (Director) has filed a Form 4 on SWK Holdings Corp
Txns: Granted 821 shares @ $16.74, valued at $13.7k
07/05/2023 4 Albright Jerry (Director) has filed a Form 4 on SWK Holdings Corp
Txns: Granted 821 shares @ $16.74, valued at $13.7k
07/05/2023 4 Pennington Marcus Edward (Director) has filed a Form 4 on SWK Holdings Corp
Txns: Granted 1,060 shares @ $16.74, valued at $17.7k
Granted 821 shares @ $16.74, valued at $13.7k
07/05/2023 4 Hatcher Robert K. (Director) has filed a Form 4 on SWK Holdings Corp
Txns: Granted 821 shares @ $16.74, valued at $13.7k
07/05/2023 4/A Hatcher Robert K. (Director) has filed a Form 4 on SWK Holdings Corp
Txns: Granted 779 shares @ $17.64, valued at $13.7k
06/30/2023 8-K Entry into a Material Definitive Agreement, Termination of a Material Definitive Agreement, Creation of a Direct Financial Ob...
Docs: "Credit Agreement by and among the Company, SWK Funding LLC, the Lenders party thereto and First Horizon Bank as a Lender and Agent"
05/17/2023 8-K Regulation FD Disclosure, Financial Statements and Exhibits  Interactive Data
Docs: "Investor Presentation Slideshow in use beginning May 17, 2023"
05/16/2023 8-K Other Events  Interactive Data
05/11/2023 8-K Results of Operations and Financial Condition, Financial Statements and Exhibits  Interactive Data
Docs: "SWK Holdings Corporation Announces Financial Results for First Quarter 2023"
05/10/2023 10-Q Quarterly Report for the period ended March 31, 2023
05/01/2023 ARS Form ARS - Annual Report to Security Holders:
05/01/2023 DEF 14A Form DEF 14A - Other definitive proxy statements:
04/17/2023 SC 13G/A Form SC 13G/A - Statement of acquisition of beneficial ownership by individuals: [Amend]
04/04/2023 4 Pennington Marcus Edward (Director) has filed a Form 4 on SWK Holdings Corp
Txns: Granted 818 shares @ $17.86, valued at $14.6k
Granted 770 shares @ $17.86, valued at $13.8k
04/04/2023 4 Hatcher Robert K. (Director) has filed a Form 4 on SWK Holdings Corp
Txns: Granted 770 shares @ $17.86, valued at $13.8k
04/04/2023 4 Dotter Laurie L. (Director) has filed a Form 4 on SWK Holdings Corp
Txns: Granted 770 shares @ $17.86, valued at $13.8k
04/04/2023 4 Albright Jerry (Director) has filed a Form 4 on SWK Holdings Corp
Txns: Granted 263 shares @ $17.86, valued at $4.7k
Granted 188 shares @ $17.86, valued at $3.4k
04/04/2023 8-K Regulation FD Disclosure, Financial Statements and Exhibits  Interactive Data
Docs: "Investor Presentation Slideshow in use beginning April 4, 2023"
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