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SVB FINANCIAL GROUP (SIVB) Create: Alert

All | News | Filings
Date FiledTypeDescription
10/03/2023 8-K Asset disposition
Docs: "UNITED STATES SECURITIES AND EXCHANGE COMMISSION",
"SVB Financial Group Completes Sale of Investment Banking Business to Management Team Group"
09/29/2023 8-K Regulation FD Disclosure, Financial Statements and Exhibits  Interactive Data
Docs: "Monthly Operating Report for the period ended August 31, 2023, filed with the United States Bankruptcy Court for the Southern District of New York",
"Monthly Operating Report for the period ended August 31, 2023, filed with the United States Bankruptcy Court for the Southern District of New York"
08/11/2023 13F-HR Form 13F-HR - Quarterly report filed by institutional managers, Holdings:
08/03/2023 8-K Regulation FD Disclosure, Financial Statements and Exhibits  Interactive Data
Docs: "Monthly Operating Report for the period ended June 30, 2023, filed with the United States Bankruptcy Court for the Southern District of New York",
"Monthly Operating Report for the period ended June 30, 2023, filed with the United States Bankruptcy Court for the Southern District of New York"
07/27/2023 3 Panagos Steven G (Director) has filed a Form 3 on SVB FINANCIAL GROUP
07/27/2023 3 Parker C. Allen (Director) has filed a Form 3 on SVB FINANCIAL GROUP
07/25/2023 8-K Quarterly results
06/30/2023 8-K Regulation FD Disclosure, Financial Statements and Exhibits  Interactive Data
Docs: "Monthly Operating Report for the period ended March 31, 2023, filed with the United States Bankruptcy Court for the Southern District of New York",
"Monthly Operating Report for the period ended April 30, 2023, filed with the United States Bankruptcy Court for the Southern District of New York",
"Monthly Operating Report for the period ended May 31, 2023, filed with the United States Bankruptcy Court for the Southern District of New York"
06/29/2023 S-8 POS Form S-8 POS - Securities to be offered to employees in employee benefit plans, post-effective amendments:
05/15/2023 13F-HR Form 13F-HR - Quarterly report filed by institutional managers, Holdings:
05/09/2023 NT 10-Q Form NT 10-Q - Notification of inability to timely file Form 10-Q or 10-QSB:
05/02/2023 25-NSE Form 25-NSE - Notification filed by national security exchange to report the removal from listing and registration of matured, redeemed or retired securities:
04/28/2023 3 KOSTUROS WILLIAM C (Chief Restructuring Officer) has filed a Form 3 on SVB FINANCIAL GROUP
04/28/2023 3 Grossi Nicholas (Interim CFO) has filed a Form 3 on SVB FINANCIAL GROUP
04/21/2023 8-K Quarterly results
03/31/2023 SC 13G ELLINGTON MANAGEMENT GROUP LLC reports a 9.2% stake in SVB Financial Group
03/22/2023 8-K Triggering Events That Accelerate or Increase a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arran...
Docs: "UNITED STATES SECURITIES AND EXCHANGE COMMISSION",
"SVB Financial Group Files “First Day Motions” to Support Continued Operations of SVB Capital and SVB Securities and Preserve Value for Stakeholders"
03/17/2023 8-K Bankruptcy or Receivership, Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listi...
Docs: "SVB Financial Group Commences Chapter 11 Proceeding to Preserve Value"
03/14/2023 8-K Completion of Acquisition or Disposition of Assets  Interactive Data
Docs: "UNITED STATES SECURITIES AND EXCHANGE COMMISSION"
03/13/2023 8-K Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements...
03/13/2023 8-K Other Events, Financial Statements and Exhibits  Interactive Data
Docs: "UNITED STATES SECURITIES AND EXCHANGE COMMISSION",
"SVB FINANCIAL GROUP TO EXPLORE STRATEGIC ALTERNATIVES Operations Continuing at SVB Capital and SVB Securities"
03/10/2023 8-K Bankruptcy or Receivership, Other Events  Interactive Data
Docs: "UNITED STATES SECURITIES AND EXCHANGE COMMISSION"
03/08/2023 424B2 Form 424B2 - Prospectus [Rule 424(b)(2)]:
03/08/2023 424B2 Form 424B2 - Prospectus [Rule 424(b)(2)]:
03/03/2023 PRE 14A Form PRE 14A - Other preliminary proxy statements:
03/02/2023 S-3ASR Form S-3ASR - Automatic shelf registration statement of securities of well-known seasoned issuers:
03/01/2023 4 Beck Daniel J (CFO) has filed a Form 4 on SVB FINANCIAL GROUP
Txns: Sold 2,000 shares @ $287.59, valued at $575.2k
03/01/2023 4 BECKER GREGORY W (President and CEO) has filed a Form 4 on SVB FINANCIAL GROUP
Txns: Exercised 4,000 shares @ $105.18, valued at $420.7k
Exercised 4,451 shares @ $105.18, valued at $468.2k
Sold 899 shares @ $285.7975, valued at $256.9k
Sold 3,675 shares @ $286.8626, valued at $1.1M
Sold 6,276 shares @ $287.686, valued at $1.8M
Sold 1,601 shares @ $288.559, valued at $462k
Exercised 4,451 options @ $105.18, valued at $468.2k
Exercised 4,000 options @ $105.18, valued at $420.7k
02/14/2023 13F-HR Form 13F-HR - Quarterly report filed by institutional managers, Holdings:
02/10/2023 SC 13G/A Form SC 13G/A - Statement of acquisition of beneficial ownership by individuals: [Amend]
02/10/2023 SC 13G/A Form SC 13G/A - Statement of acquisition of beneficial ownership by individuals: [Amend]
02/10/2023 SC 13G/A STATE STREET CORP reports a 5.2% stake in AMENDED FILING SVB FINANCIAL GROUP
02/09/2023 SC 13G/A VANGUARD GROUP INC reports a 11.3% stake in SVB Financial Group
02/08/2023 4 Olson Kim Petra (Chief Risk Officer) has filed a Form 4 on SVB FINANCIAL GROUP
Txns: Granted 1,760 restricted stock units @ $0
Granted 3,301 restricted stock units @ $0
Granted 2,715 options @ $316.13, valued at $858.3k
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