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ALLIED CAPITAL CORP (ALD) Create: Alert

All | News | Filings
Date FiledTypeDescription
03/25/2021 25-NSE Form 25-NSE - Notification filed by national security exchange to report the removal from listing and registration of matured, redeemed or retired securities:
05/22/2017 GN WisdomTree ETFs Declare Distributions
05/22/2017 GN WisdomTree ETFs Declare Distributions
09/15/2010 15-15D Form 15-15D - Suspension of duty to report [Section 13 and 15(d)]
04/07/2010 15-12G Form 15-12G - Securities registration termination [Section 12(g)]
04/05/2010 4 Wellons John C (EVP & Chief Accounting Officer) has filed a Form 4 on ALLIED CAPITAL CORP
Txns: Disposed/sold 57 options to buy @ $0.73, valued at $41.6
Disposed/sold 99,943 options to buy @ $0.73, valued at $73k
04/05/2010 4 WALTON WILLIAM L (Chairman of the Board) has filed a Form 4 on ALLIED CAPITAL CORP
Txns: Disposed/sold 1,209,596 shares @ $0
Disposed/sold 14,115 shares @ $0
Disposed/sold 9,799 shares @ $0
Disposed/sold 6,016 shares @ $0
Disposed/sold 2,663 shares @ $0
Disposed/sold 50 options to buy @ $0.73, valued at $36.5
Disposed/sold 899,950 options to buy @ $0.73, valued at $657k
04/05/2010 4 VAN ROIJEN LAURA (Director) has filed a Form 4 on ALLIED CAPITAL CORP
Txns: Disposed/sold 27,065 shares @ $0
Disposed/sold 16,224 shares @ $0
Disposed/sold 5,000 options to buy @ $2.63, valued at $13.2k
04/05/2010 4 SWEENEY JOAN M (Managing Director) has filed a Form 4 on ALLIED CAPITAL CORP
Txns: Disposed/sold 648,375 shares @ $0
Disposed/sold 79,656 shares @ $0
Disposed/sold 21,033 shares @ $0
Disposed/sold 9,419 shares @ $0
Disposed/sold 38,029 options to buy @ $2.63, valued at $100k
Disposed/sold 461,971 options to buy @ $2.63, valued at $1.2M
04/05/2010 4 SCHEURER JOHN M (President & CEO) has filed a Form 4 on ALLIED CAPITAL CORP
Txns: Disposed/sold 353,548 shares @ $0
Disposed/sold 150,000 shares @ $0
Disposed/sold 21,575 shares @ $0
Disposed/sold 51,415 shares @ $0
Disposed/sold 50 options to buy @ $0.73, valued at $36.5
Disposed/sold 899,950 options to buy @ $0.73, valued at $657k
04/05/2010 4 Russell Daniel Lawrence (Managing Director) has filed a Form 4 on ALLIED CAPITAL CORP
Txns: Disposed/sold 83,873 shares @ $0
Disposed/sold 50 options to buy @ $0.73, valued at $36.5
Disposed/sold 799,950 options to buy @ $0.73, valued at $584k
04/05/2010 4 ROLL PENELOPE F (CFO) has filed a Form 4 on ALLIED CAPITAL CORP
Txns: Disposed/sold 175,138 shares @ $0
Disposed/sold 61,189 shares @ $0
Disposed/sold 22,696 shares @ $0
Disposed/sold 50 options to buy @ $0.73, valued at $36.5
Disposed/sold 399,950 options to buy @ $0.73, valued at $292k
04/05/2010 4 RACICOT MARC F (Director) has filed a Form 4 on ALLIED CAPITAL CORP
Txns: Disposed/sold 16,338 shares @ $0
Disposed/sold 5,000 options to buy @ $2.63, valued at $13.2k
04/05/2010 4 POLLOCK ALEX J (Director) has filed a Form 4 on ALLIED CAPITAL CORP
Txns: Disposed/sold 28,923 shares @ $0
Disposed/sold 4,000 shares @ $0
Disposed/sold 200 shares @ $0
Disposed/sold 700 shares @ $0
Disposed/sold 5,000 options to buy @ $2.63, valued at $13.2k
04/05/2010 4 Murphy Diane Elizabeth (Executive Vice President) has filed a Form 4 on ALLIED CAPITAL CORP
Txns: Disposed/sold 77,992 shares @ $0
Disposed/sold 29,665 shares @ $0
Disposed/sold 50 options to buy @ $0.73, valued at $36.5
Disposed/sold 299,950 options to buy @ $0.73, valued at $219k
04/05/2010 4 Mathias Edward J (Director) has filed a Form 4 on ALLIED CAPITAL CORP
Txns: Disposed/sold 716 shares @ $0
Disposed/sold 1,220 shares @ $0
Disposed/sold 33,000 shares @ $0
Disposed/sold 10,000 options to buy @ $2.63, valued at $26.3k
04/05/2010 4 Lynch Robert Dale (Executive Vice President) has filed a Form 4 on ALLIED CAPITAL CORP
Txns: Disposed/sold 10,796 shares @ $0
Disposed/sold 50 options to buy @ $0.73, valued at $36.5
Disposed/sold 299,950 options to buy @ $0.73, valued at $219k
04/05/2010 4 LONG ROBERT E (Director) has filed a Form 4 on ALLIED CAPITAL CORP
Txns: Disposed/sold 20,005 shares @ $0
Disposed/sold 430 shares @ $0
Disposed/sold 5,000 options to buy @ $2.63, valued at $13.2k
04/05/2010 4 BINDER SCOTT S (Managing Director) has filed a Form 4 on ALLIED CAPITAL CORP
Txns: Disposed/sold 27,535 shares @ $0
Disposed/sold 42,952 shares @ $0
Disposed/sold 182,048 shares @ $0
Disposed/sold 1,193 shares @ $0
Disposed/sold 2,409 shares @ $0
Disposed/sold 125 shares @ $0
Disposed/sold 14,602 shares @ $0
Disposed/sold 273 shares @ $0
Disposed/sold 398 shares @ $0
Disposed/sold 15,000 shares @ $0
Disposed/sold 5,000 shares @ $0
04/05/2010 4 Kuntz Norma Rose (EVP & Chief Valuation Officer) has filed a Form 4 on ALLIED CAPITAL CORP
Txns: Disposed/sold 1,120 shares @ $0
Disposed/sold 1,772 shares @ $0
Disposed/sold 2,308 shares @ $0
Disposed/sold 50 options to buy @ $0.73, valued at $36.5
Disposed/sold 249,950 options to buy @ $0.73, valued at $182.5k
04/05/2010 4 KRIEGER MIRIAM G (EVP & Chief Compliance Officer) has filed a Form 4 on ALLIED CAPITAL CORP
Txns: Disposed/sold 57 options to buy @ $0.73, valued at $41.6
Disposed/sold 74,943 options to buy @ $0.73, valued at $54.7k
04/05/2010 4 Hebert Lawrence I (Director) has filed a Form 4 on ALLIED CAPITAL CORP
Txns: Disposed/sold 18,971 shares @ $0
Disposed/sold 7,700 shares @ $0
Disposed/sold 1,829 shares @ $0
Disposed/sold 9,000 shares @ $0
Disposed/sold 5,000 options to buy @ $2.63, valued at $13.2k
04/05/2010 4 GARCIA ANTHONY T (Director) has filed a Form 4 on ALLIED CAPITAL CORP
Txns: Disposed/sold 79,083 shares @ $0
Exercised 5,000 options to buy @ $2.63, valued at $13.2k
04/05/2010 4 FIRESTONE JOHN D (Director) has filed a Form 4 on ALLIED CAPITAL CORP
04/05/2010 4 BROWNE BROOKS H (Director) has filed a Form 4 on ALLIED CAPITAL CORP
Txns: Disposed/sold 49,956 shares @ $0
Disposed/sold 12,280 shares @ $0
Disposed/sold 2,000 shares @ $0
Disposed/sold 5,000 options to buy @ $2.63, valued at $13.2k
04/05/2010 4 Torre Bates Ann (Director) has filed a Form 4 on ALLIED CAPITAL CORP
Txns: Disposed/sold 1,595 shares @ $0
Disposed/sold 700 shares @ $0
Disposed/sold 3,499 shares @ $0
Disposed/sold 7,000 shares @ $0
Disposed/sold 7,250 shares @ $0
Disposed/sold 5,000 options to buy @ $2.63, valued at $13.2k
04/05/2010 25-NSE Form 25-NSE -
04/01/2010 S-8 POS Form S-8 POS - Securities to be offered to employees in employee benefit plans, post-effective amendments
04/01/2010 8-K Quarterly results
03/31/2010 40-17F2 Form 40-17F2 - Certificate of accounting of securities in custody of management investment companies [Rule 17f-2]
03/30/2010 8-K Form 8-K - Current report
03/26/2010 BW Allied Capital Announces Stockholder Approval of Merger with Ares Capital
03/25/2010 DEFA14A Form DEFA14A - Additional definitive proxy soliciting materials and Rule 14(a)(12) material:
03/23/2010 PRN Greenlight Capital Comments on SEC-OIG Report Regarding Failed Investigation of Allied Capital
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