| Date Filed | Type | Description |
| 10/16/2012 |
8-K
| Quarterly results |
| 09/28/2012 |
25
| Form 25 - Notification of the removal from listing and registration of matured, redeemed or retired securities |
| 09/19/2012 |
8-K
| Other Events, Financial Statements and Exhibits |
| 09/14/2012 |
8-K
| Other Events |
| 09/12/2012 |
8-K
| Other Events |
| 08/31/2012 |
SC 13G/A
| Form SC 13G/A - Statement of acquisition of beneficial ownership by individuals: [Amend] |
| 08/30/2012 |
8-K
| Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing, Departure of Directors o... |
| 08/24/2012 |
8-K
| Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing |
| 08/22/2012 |
8-K
| Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements... |
| 08/21/2012 |
8-K
| Other Events |
| 08/14/2012 |
10-Q
| Quarterly Report for the period ended June 30, 2012 |
| 08/14/2012 |
8-K
| Quarterly results |
| 07/03/2012 |
4
| Form 4 - Statement of changes in beneficial ownership of securities |
| 07/03/2012 |
4
| Cohen Richard (Director) has filed a Form 4 on DIRECT MARKETS HOLDINGS CORP. |
| 07/03/2012 |
4
| HAAS MARVIN I (Director) has filed a Form 4 on DIRECT MARKETS HOLDINGS CORP. |
| 07/03/2012 |
8-K
| Form 8-K - Current report |
| 06/21/2012 |
8-K
| Other Events, Financial Statements and Exhibits |
| 05/25/2012 |
8-K
| Resignation/termination of a director |
| 05/15/2012 |
10-Q
| Quarterly Report for the period ended March 31, 2012 |
| 05/15/2012 |
8-K
| Conference call transcript |
| 05/15/2012 |
8-K
| Quarterly results, Appointed a new director |
| 05/08/2012 |
8-K
| Submission of Matters to a Vote of Security Holders |
| 05/04/2012 |
4
| FRIEDMAN MARK L (Director) has filed a Form 4 on RODMAN & RENSHAW CAPITAL GROUP, INC. |
| 05/04/2012 |
4
| Cohen Richard (Director) has filed a Form 4 on RODMAN & RENSHAW CAPITAL GROUP, INC. |
| 05/04/2012 |
4
| CHURCHILL WINSTON J (Director) has filed a Form 4 on RODMAN & RENSHAW CAPITAL GROUP, INC.|
Txns:
| Granted 35,000 shares
@ $0 |
|
| 05/04/2012 |
4
| HAAS MARVIN I (Director) has filed a Form 4 on RODMAN & RENSHAW CAPITAL GROUP, INC. |
| 04/04/2012 |
DEF 14A
| Form DEF 14A - Other definitive proxy statements: |
| 03/26/2012 |
PRN
| OncoSec Announces $7.75 Million Public Offering |
| 03/16/2012 |
10-K
| Annual Report for the period ended December 31, 2011 |
| 03/14/2012 |
8-K
| Form 8-K - Current report |
| 03/13/2012 |
3
| Lupowitz Kevin (CEO of Direct Markets, Inc.) has filed a Form 3 on RODMAN & RENSHAW CAPITAL GROUP, INC. |
| 03/13/2012 |
PRE 14A
| Form PRE 14A - Other preliminary proxy statements |
| 03/09/2012 |
4
| Horin David J (CFO) has filed a Form 4 on RODMAN & RENSHAW CAPITAL GROUP, INC. |
| 02/23/2012 |
8-K
| Form 8-K - Current report |
|