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AMERIPRISE FINANCIAL INC (AMP)
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Create: Alert |
All | News | Filings
| Date Filed | Type | Description |
| 08/14/2023 |
13F-HR
| Form 13F-HR - Quarterly report filed by institutional managers, Holdings: |
| 08/08/2023 |
4
| Form 4 - Statement of changes in beneficial ownership of securities: |
| 08/08/2023 |
10-Q
| Quarterly Report for the period ended June 30, 2023 |
| 08/07/2023 |
4
| CRACCHIOLO JAMES M (CHAIRMAN AND CEO) has filed a Form 4 on AMERIPRISE FINANCIAL INC|
Txns:
| Paid exercise price by delivering 30,384 shares
@ $354.13, valued at
$10.8M
Sold 9,616 shares
@ $354.0044, valued at
$3.4M
Exercised 40,000 options to buy
@ $179.84, valued at
$7.2M
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| 08/04/2023 |
144
| Form 144 - Report of proposed sale of securities: |
| 08/03/2023 |
144
| Form 144 - Report of proposed sale of securities: |
| 08/03/2023 |
4
| Smyth Gerard P. (EVP TECHNOLOGY AND CIO) has filed a Form 4 on AMERIPRISE FINANCIAL INC|
Txns:
| Sold 2,418 shares
@ $348.7426, valued at
$843.3k
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| 08/02/2023 |
4
| WILLIAMS CHRISTOPHER J (Director) has filed a Form 4 on AMERIPRISE FINANCIAL INC|
Txns:
| Granted 118 options to buy
@ $348.45, valued at
$41.2k
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| 08/01/2023 |
144
| Form 144 - Report of proposed sale of securities: |
| 08/01/2023 |
4
| Form 4 - Statement of changes in beneficial ownership of securities: |
| 07/28/2023 |
144
| Form 144 - Report of proposed sale of securities: |
| 07/26/2023 |
8-K
| Quarterly results |
| 07/17/2023 |
4
| TRUSCOTT WILLIAM F (CEO, GLOBAL ASSET MANAGEMENT) has filed a Form 4 on AMERIPRISE FINANCIAL INC|
Txns:
| Paid exercise price by delivering 292 shares
@ $341.9, valued at
$99.8k
Exercised 629 options to buy
@ $0 |
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| 07/17/2023 |
4
| Smyth Gerard P. (EVP TECHNOLOGY AND CIO) has filed a Form 4 on AMERIPRISE FINANCIAL INC|
Txns:
| Paid exercise price by delivering 56 shares
@ $341.9, valued at
$19.2k
Exercised 129 options to buy
@ $0 |
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| 07/17/2023 |
4
| Sweeney Joseph Edward (PRES-AWM PRODUCTS & SERVICES) has filed a Form 4 on AMERIPRISE FINANCIAL INC|
Txns:
| Paid exercise price by delivering 180 shares
@ $341.9, valued at
$61.4k
Exercised 391 options to buy
@ $0 |
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| 07/10/2023 |
SC 13G/A
| AMERIPRISE FINANCIAL INC reports a 10.2% stake in 2 Synaptics Inc |
| 07/10/2023 |
SC 13G/A
| AMERIPRISE FINANCIAL INC reports a 11% stake in GCM Grosvenor Inc |
| 06/12/2023 |
SC 13G/A
| AMERIPRISE FINANCIAL INC reports a 10% stake in Cerence Inc. |
| 06/08/2023 |
8-K/A
| Submission of Matters to a Vote of Security Holders, Financial Statements and Exhibits Interactive Data |
| 05/15/2023 |
13F-HR
| Form 13F-HR - Quarterly report filed by institutional managers, Holdings: |
| 04/28/2023 |
4
| Sharpe Robert Francis JR (Director) has filed a Form 4 on AMERIPRISE FINANCIAL INC|
Txns:
| Gifted 75 shares
@ $0
Granted 650 options to buy
@ $0 |
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| 04/28/2023 |
4
| WALTER W EDWARD (Director) has filed a Form 4 on AMERIPRISE FINANCIAL INC|
Txns:
| Granted 650 options to buy
@ $0 |
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| 04/28/2023 |
8-K
| Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements... |
| 04/24/2023 |
8-K
| Quarterly results |
| 04/13/2023 |
8-K
| Quarterly results |
| 03/23/2023 |
DEFA14A
| Form DEFA14A - Additional definitive proxy soliciting materials and Rule 14(a)(12) material: |
| 03/17/2023 |
DEFA14A
| Form DEFA14A - Additional definitive proxy soliciting materials and Rule 14(a)(12) material: |
| 03/17/2023 |
DEF 14A
| Form DEF 14A - Other definitive proxy statements: |
| 03/17/2023 |
ARS
| Form ARS - Annual Report to Security Holders: |
| 03/10/2023 |
SC 13G/A
| AMERIPRISE FINANCIAL INC reports a 10.2% stake in Newpark Resources, Inc. |
| 03/09/2023 |
8-K
| Other Events, Financial Statements and Exhibits Interactive Data|
Docs:
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"UNDERWRITING AGREEMENT",
"5.150% Senior Note due 2033 No. [●] $[●] CUSIP No. 03076C AM8 AMERIPRISE FINANCIAL, INC., a Delaware corporation , for value received, hereby promises to pay to CEDE & Co. or registered assigns, the principal sum of [______________________ Dollars ] on May 15, 2033, and to pay interest thereon from March 9, 2023, or from the most recent Interest Payment Date to which interest has been paid or duly provided for, on each May 15 and November 15, commencing November 15, 2023, and at maturity, at the rate per annum specified in the title of this Note, until the principal hereof is paid or made available for payment. The interest so payable, and punctually paid or duly provided for, on any Interest Payment Date will, as provided in said Indenture, be paid to the Person in whose name ...",
"Letter re:            Ameriprise Financial, Inc. – 5.150% Senior Notes due 2033" |
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| 03/07/2023 |
424B2
| Form 424B2 - Prospectus [Rule 424(b)(2)]: |
| 03/06/2023 |
FWP
| Form FWP - Filing under Securities Act Rules 163/433 of free writing prospectuses: |
| 03/06/2023 |
424B5
| Form 424B5 - Prospectus [Rule 424(b)(5)]: |
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