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AMERIPRISE FINANCIAL INC (AMP) Create: Alert

All | News | Filings
Date FiledTypeDescription
08/14/2023 13F-HR Form 13F-HR - Quarterly report filed by institutional managers, Holdings:
08/08/2023 4 Form 4 - Statement of changes in beneficial ownership of securities:
08/08/2023 10-Q Quarterly Report for the period ended June 30, 2023
08/07/2023 4 CRACCHIOLO JAMES M (CHAIRMAN AND CEO) has filed a Form 4 on AMERIPRISE FINANCIAL INC
Txns: Paid exercise price by delivering 30,384 shares @ $354.13, valued at $10.8M
Sold 9,616 shares @ $354.0044, valued at $3.4M
Exercised 40,000 options to buy @ $179.84, valued at $7.2M
08/04/2023 144 Form 144 - Report of proposed sale of securities:
08/03/2023 144 Form 144 - Report of proposed sale of securities:
08/03/2023 4 Smyth Gerard P. (EVP TECHNOLOGY AND CIO) has filed a Form 4 on AMERIPRISE FINANCIAL INC
Txns: Sold 2,418 shares @ $348.7426, valued at $843.3k
08/02/2023 4 WILLIAMS CHRISTOPHER J (Director) has filed a Form 4 on AMERIPRISE FINANCIAL INC
Txns: Granted 118 options to buy @ $348.45, valued at $41.2k
08/01/2023 144 Form 144 - Report of proposed sale of securities:
08/01/2023 4 Form 4 - Statement of changes in beneficial ownership of securities:
07/28/2023 144 Form 144 - Report of proposed sale of securities:
07/26/2023 8-K Quarterly results
07/17/2023 4 TRUSCOTT WILLIAM F (CEO, GLOBAL ASSET MANAGEMENT) has filed a Form 4 on AMERIPRISE FINANCIAL INC
Txns: Paid exercise price by delivering 292 shares @ $341.9, valued at $99.8k
Exercised 629 options to buy @ $0
07/17/2023 4 Smyth Gerard P. (EVP TECHNOLOGY AND CIO) has filed a Form 4 on AMERIPRISE FINANCIAL INC
Txns: Paid exercise price by delivering 56 shares @ $341.9, valued at $19.2k
Exercised 129 options to buy @ $0
07/17/2023 4 Sweeney Joseph Edward (PRES-AWM PRODUCTS & SERVICES) has filed a Form 4 on AMERIPRISE FINANCIAL INC
Txns: Paid exercise price by delivering 180 shares @ $341.9, valued at $61.4k
Exercised 391 options to buy @ $0
07/10/2023 SC 13G/A AMERIPRISE FINANCIAL INC reports a 10.2% stake in 2 Synaptics Inc
07/10/2023 SC 13G/A AMERIPRISE FINANCIAL INC reports a 11% stake in GCM Grosvenor Inc
06/12/2023 SC 13G/A AMERIPRISE FINANCIAL INC reports a 10% stake in Cerence Inc.
06/08/2023 8-K/A Submission of Matters to a Vote of Security Holders, Financial Statements and Exhibits  Interactive Data
05/15/2023 13F-HR Form 13F-HR - Quarterly report filed by institutional managers, Holdings:
04/28/2023 4 Sharpe Robert Francis JR (Director) has filed a Form 4 on AMERIPRISE FINANCIAL INC
Txns: Gifted 75 shares @ $0
Granted 650 options to buy @ $0
04/28/2023 4 WALTER W EDWARD (Director) has filed a Form 4 on AMERIPRISE FINANCIAL INC
Txns: Granted 650 options to buy @ $0
04/28/2023 8-K Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements...
Docs: "AMERIPRISE FINANCIAL 2005 INCENTIVE COMPENSATION PLAN     1.             Purpose of the Plan   The Plan is intended to promote the interests of the Company and its stockholders by providing the eligible employees, non-employee directors and independent contractors of the Company, who are largely responsible for the management, growth and protection of the business of the Company, with incentives and rewards to encourage them to continue in the service of the Company. The Plan is designed to meet this intent by providing such eligible persons with a proprietary interest in pursuing the long-term growth, profitability and financial success of the Company.   2. Definitions   As used in ..."
04/24/2023 8-K Quarterly results
04/13/2023 8-K Quarterly results
03/23/2023 DEFA14A Form DEFA14A - Additional definitive proxy soliciting materials and Rule 14(a)(12) material:
03/17/2023 DEFA14A Form DEFA14A - Additional definitive proxy soliciting materials and Rule 14(a)(12) material:
03/17/2023 DEF 14A Form DEF 14A - Other definitive proxy statements:
03/17/2023 ARS Form ARS - Annual Report to Security Holders:
03/10/2023 SC 13G/A AMERIPRISE FINANCIAL INC reports a 10.2% stake in Newpark Resources, Inc.
03/09/2023 8-K Other Events, Financial Statements and Exhibits  Interactive Data
Docs: "UNDERWRITING AGREEMENT",
"5.150% Senior Note due 2033 No. [●] $[●] CUSIP No. 03076C AM8 AMERIPRISE FINANCIAL, INC., a Delaware corporation , for value received, hereby promises to pay to CEDE & Co. or registered assigns, the principal sum of [______________________ Dollars ] on May 15, 2033, and to pay interest thereon from March 9, 2023, or from the most recent Interest Payment Date to which interest has been paid or duly provided for, on each May 15 and November 15, commencing November 15, 2023, and at maturity, at the rate per annum specified in the title of this Note, until the principal hereof is paid or made available for payment. The interest so payable, and punctually paid or duly provided for, on any Interest Payment Date will, as provided in said Indenture, be paid to the Person in whose name ...",
"Letter re:            Ameriprise Financial, Inc. – 5.150% Senior Notes due 2033"
03/07/2023 424B2 Form 424B2 - Prospectus [Rule 424(b)(2)]:
03/06/2023 FWP Form FWP - Filing under Securities Act Rules 163/433 of free writing prospectuses:
03/06/2023 424B5 Form 424B5 - Prospectus [Rule 424(b)(5)]:
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