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All (ex-4s)
10-K
10-Q
8-K
3,4,5
Proxy
Prospectus
Other
Tags
Inv. presentation
Director departure
Acq. announced
CC transcript
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LEGG MASON, INC. (LM)
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Create: Alert |
All | News | Filings
| Date Filed | Type | Description |
| 07/31/2020 |
8-K
| Quarterly results |
| 07/27/2020 |
8-K
| Quarterly results |
| 07/17/2020 |
8-K
| Quarterly results |
| 05/15/2020 |
8-K
| Quarterly results |
| 05/06/2020 |
8-K
| Quarterly results |
| 05/01/2020 |
8-K
| Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements...|
Docs:
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"Retention Incentive Payment. Provided that you remain continuously employed with Legg Mason through the Closing Date, and comply with the covenants described in section 3 below, Legg Mason will pay you a one-time cash payment equal to the greater of fifty percent of total compensation or seventy-five percent of base salary , pro-rated for the period from February 18, 2020 until the Closing Date . The Retention Incentive will be paid to you no later than Franklin’s first regularly scheduled payroll date immediately following the Closing Date. During the Retention Period, you agree to reasonably cooperate during the Transaction process including continuing to satisfactorily perform your assigned job duties consistent with your position and all applicable workplace policies, and reasonably co...",
"Retention Incentive Payment. Provided that you remain continuously employed with Legg Mason through the Closing Date, and comply with the covenants described in section 3 below, Legg Mason will pay you a one-time cash payment equal to the greater of fifty percent of total compensation or seventy-five percent of base salary , pro-rated for the period from February 18, 2020 until the Closing Date . The Retention Incentive will be paid to you no later than Franklin’s first regularly scheduled payroll date immediately following the Closing Date. During the Retention Period, you agree to reasonably cooperate during the Transaction process including continuing to satisfactorily perform your assigned job duties consistent with your position and all applicable workplace policies, and reasonably co...",
"Retention Incentive Payment. Provided that you: remain continuously employed with Legg Mason through the Closing Date; comply with the terms of this Letter Agreement; and continue to comply with the terms of your Service Agreement dated April 1, 2013 , Legg Mason will pay you a one-time cash payment equal to the greater of: fifty percent of your total compensation : or seventy-five percent of your base salary , in the case of each of clauses and , pro-rated for the period from February 18, 2020 until the Closing Date . The Retention Incentive will be paid to you no later than Franklin’s first regularly scheduled payroll date immediately following the Closing Date. During the Retention Period, you agree to reasonably cooperate with the Transaction process including continuing to satisfactor...",
"NON-COMPETITION AGREEMENT This NON-COMPETITION AGREEMENT is made and entered into as of this [ ] day of [ ] 2020, by and between Legg Mason, Inc., a Maryland corporation and Joseph A. Sullivan . This Agreement is contingent upon, and effective as of, the consummation of the transactions contemplated by the Agreement and Plan of Merger among Franklin Resources, Inc., Alpha Sub, Inc. and the Company dated as of February 17, 2020 . In the event that the Merger Agreement is terminated pursuant to its terms, this Agreement shall be of no further force or effect. Section 1. Consideration for Agreement. As consideration for Executive entering into this Agreement, the Company intends to provide Executive with a “Retention Incentive” pursuant to the terms of a Retention Letter Agreement entered int..." |
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| 04/29/2020 |
8-K
| Investor presentation |
| 02/18/2020 |
8-K
| Quarterly results |
| 02/18/2020 |
8-K
| Quarterly results |
| 01/29/2020 |
8-K
| Results of Operations and Financial Condition, Financial Statements and Exhibits Interactive Data |
| 10/30/2019 |
8-K
| Quarterly results |
| 08/01/2019 |
8-K
| Results of Operations and Financial Condition, Financial Statements and Exhibits |
| 08/01/2019 |
8-K
| Submission of Matters to a Vote of Security Holders |
| 07/11/2019 |
8-K
| Regulation FD Disclosure, Financial Statements and Exhibits |
| 05/21/2019 |
8-K
| Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements... |
| 05/17/2019 |
8-K
| Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements... |
| 05/13/2019 |
8-K
| Results of Operations and Financial Condition, Financial Statements and Exhibits |
| 02/12/2019 |
8-K
| Quarterly results |
| 02/04/2019 |
8-K
| Quarterly results |
| 10/24/2018 |
8-K
| Results of Operations and Financial Condition, Financial Statements and Exhibits |
| 08/01/2018 |
8-K
| Submission of Matters to a Vote of Security Holders |
| 07/25/2018 |
8-K
| Results of Operations and Financial Condition, Financial Statements and Exhibits |
| 06/15/2018 |
8-K
| Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year, Financial Statements and Exhibits |
| 04/25/2018 |
8-K
| Quarterly results |
| 02/26/2018 |
8-K
| Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year, Financial Statements and Exhibits |
| 01/24/2018 |
8-K
| Results of Operations and Financial Condition, Financial Statements and Exhibits |
| 01/09/2018 |
8-K
| Regulation FD Disclosure |
| 12/26/2017 |
8-K
| Entry into a Material Definitive Agreement, Other Events, Financial Statements and Exhibits |
| 11/28/2017 |
8-K
| Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements... |
| 10/25/2017 |
8-K
| Quarterly results |
| 10/13/2017 |
8-K
| Quarterly results |
| 07/28/2017 |
8-K
| Form 8-K - Current report: |
| 07/26/2017 |
8-K
| Form 8-K - Current report: |
| 07/10/2017 |
8-K
| Form 8-K - Current report: |
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