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FIRST TRUST SPECIALTY FINANCE & FINANCIAL OPPORTUNITIES FUND (FGB) Create: Alert

All | News | Filings
Date FiledTypeDescription
12/29/2021 4 KADLEC THOMAS R (Director) has filed a Form 4 on FIRST TRUST SPECIALTY FINANCE & FINANCIAL OPPORTUNITIES FUND
Txns: Sold 2,432 shares @ $4.0696, valued at $9.9k
11/05/2021 3 DENISE M KEEFE (Director) has filed a Form 3 on FIRST TRUST SPECIALTY FINANCE & FINANCIAL OPPORTUNITIES FUND
09/09/2021 4 HANSEN BRIAN N (Officer-Investment Sub-Advisor) has filed a Form 4 on FIRST TRUST SPECIALTY FINANCE & FINANCIAL OPPORTUNITIES FUND
08/17/2021 3 DEHLER KELLY CATHERINE (Officer - Investment Advisor) has filed a Form 3 on FIRST TRUST SPECIALTY FINANCE & FINANCIAL OPPORTUNITIES FUND
07/02/2020 3 Form 3 - Initial statement of beneficial ownership of securities:
07/15/2019 3 Farmer Steven Patrick (Officer-Invest. Sub-Advisor) has filed a Form 3 on FIRST TRUST SPECIALTY FINANCE & FINANCIAL OPPORTUNITIES FUND
01/25/2018 3 KOCHEVAR ANNE (Officer - Invest. Sub-Advisor) has filed a Form 3 on FIRST TRUST SPECIALTY FINANCE & FINANCIAL OPPORTUNITIES FUND
12/30/2014 4 Winter Daniel T. (Officer-Investment Sub-Advisor) has filed a Form 4 on FIRST TRUST SPECIALTY FINANCE & FINANCIAL OPPORTUNITIES FUND
06/18/2014 4 UREVIG KATHERINE L (Assistant Treasurer) has filed a Form 4 on FIRST TRUST SPECIALTY FINANCE & FINANCIAL OPPORTUNITIES FUND
06/18/2014 4 Swade Donald (Assistant Treasurer) has filed a Form 4 on FIRST TRUST SPECIALTY FINANCE & FINANCIAL OPPORTUNITIES FUND
06/18/2014 4 SHANNON SHANE (Assistant Secretary) has filed a Form 4 on FIRST TRUST SPECIALTY FINANCE & FINANCIAL OPPORTUNITIES FUND
06/18/2014 4 LYNCH COLEEN D (Assistant Vice President) has filed a Form 4 on FIRST TRUST SPECIALTY FINANCE & FINANCIAL OPPORTUNITIES FUND
06/18/2014 4 KLASSMAN ERIN E (Assistant Secretary) has filed a Form 4 on FIRST TRUST SPECIALTY FINANCE & FINANCIAL OPPORTUNITIES FUND
06/18/2014 4 GATTA ROSANNE (Assistant Secretary) has filed a Form 4 on FIRST TRUST SPECIALTY FINANCE & FINANCIAL OPPORTUNITIES FUND
06/18/2014 4 ERICKSON JON C (Investment Adviser) has filed a Form 4 on FIRST TRUST SPECIALTY FINANCE & FINANCIAL OPPORTUNITIES FUND
06/18/2014 4 CAREY ROBERT F (Vice President) has filed a Form 4 on FIRST TRUST SPECIALTY FINANCE & FINANCIAL OPPORTUNITIES FUND
09/18/2012 3 Swade Donald (Assistant Treasurer) has filed a Form 3 on FIRST TRUST SPECIALTY FINANCE & FINANCIAL OPPORTUNITIES FUND
09/18/2012 3 UREVIG KATHERINE L (Assistant Treasurer) has filed a Form 3 on FIRST TRUST SPECIALTY FINANCE & FINANCIAL OPPORTUNITIES FUND
03/28/2011 3 GATTA ROSANNE (Assistant Secretary) has filed a Form 3 on FIRST TRUST SPECIALTY FINANCE & FINANCIAL OPPORTUNITIES FUND
06/23/2010 4 Winter Daniel T. (Officer-Investment Sub-Advisor) has filed a Form 4 on FIRST TRUST SPECIALTY FINANCE & FINANCIAL OPPORTUNITIES FUND
Txns: Acquired (by will) 1,000 shares @ $5.86, valued at $5.9k
06/08/2009 3 CHAPMAN ERIN E (Assistant Secretary) has filed a Form 3 on FIRST TRUST SPECIALTY FINANCE & FINANCIAL OPPORTUNITIES FUND
05/07/2009 4 Form 4 - Statement of changes in beneficial ownership of securities
01/13/2009 4 Keller Mark A. (Officer-Investment Sub-Advisor) has filed a Form 4 on FIRST TRUST SPECIALTY FINANCE & FINANCIAL OPPORTUNITIES FUND
12/31/2008 4 Miyazaki David B. (Officer-Investment Sub-Advisor) has filed a Form 4 on FIRST TRUST SPECIALTY FINANCE & FINANCIAL OPPORTUNITIES FUND
12/10/2008 4 Miyazaki David B. (Officer-Investment Sub-Advisor) has filed a Form 4 on FIRST TRUST SPECIALTY FINANCE & FINANCIAL OPPORTUNITIES FUND

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