| Date Filed | Type | Description |
| 02/14/2020 |
SC 13G/A
| Form SC 13G/A - Statement of acquisition of beneficial ownership by individuals: [Amend] |
| 02/10/2020 |
15-12B
| Form 15-12B - Securities registration termination [Section 12(b)]: |
| 02/10/2020 |
EFFECT
| Form EFFECT - Notice of Effectiveness: |
| 02/04/2020 |
8-K
| Termination of a Material Definitive Agreement, Completion of Acquisition or Disposition of Assets, Notice of Delisting or Fa... |
| 02/03/2020 |
SC 13D/A
| Bank of New York Mellon Corp reports a 4.5% stake in Alcentra Capital Corporation |
| 01/31/2020 |
N-54C
| Form N-54C - Notification of withdrawal by business development companies: |
| 01/31/2020 |
4
| Shaikh Suhail A. (CEO) has filed a Form 4 on Alcentra Capital Corp|
Txns:
| Disposed/sold 40,000 shares
@ $0 |
|
| 01/31/2020 |
4
| Glaser Peter M (President) has filed a Form 4 on Alcentra Capital Corp|
Txns:
| Disposed/sold 37,000 shares
@ $0 |
|
| 01/31/2020 |
25-NSE
| Form 25-NSE - Notification filed by national security exchange to report the removal from listing and registration of matured, redeemed or retired securities: |
| 01/31/2020 |
4
| McMillan Ellida (CFO, COO, Treas. & Secretary) has filed a Form 4 on Alcentra Capital Corp|
Txns:
| Disposed/sold 2,600 shares
@ $0 |
|
| 01/31/2020 |
4
| GREBOW EDWARD (Director) has filed a Form 4 on Alcentra Capital Corp|
Txns:
| Disposed/sold 47,508 shares
@ $0
Disposed/sold 500 shares
@ $0 |
|
| 01/31/2020 |
4
| GREENLAW DOUGLAS J /MA (Director) has filed a Form 4 on Alcentra Capital Corp|
Txns:
| Disposed/sold 1,000 shares
@ $0 |
|
| 01/30/2020 |
POS 8C
| Form POS 8C - Post-effective amendments filed by certain investment companies [Section 8(c)]: |
| 01/30/2020 |
8-K
| Submission of Matters to a Vote of Security Holders, Other Events, Financial Statements and Exhibits |
| 01/28/2020 |
425
| Form 425 - Prospectuses and communications, business combinations: |
| 01/10/2020 |
425
| Form 425 - Prospectuses and communications, business combinations: |
| 01/10/2020 |
8-K
| Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing, Other Events |
| 01/08/2020 |
425
| Form 425 - Prospectuses and communications, business combinations: |
| 01/02/2020 |
40-33
| Form 40-33 - Copies of all Stockholder Derivative Actions filed with a court against an Investment Company or an Affiliate thereof [Section 33]: |
| 12/23/2019 |
4
| Shaikh Suhail A. (CEO) has filed a Form 4 on Alcentra Capital Corp|
Txns:
| Bought 3,000 shares
@ $9.159, valued at
$27.5k
|
|
| 12/20/2019 |
425
| Form 425 - Prospectuses and communications, business combinations: |
| 12/20/2019 |
425
| Form 425 - Prospectuses and communications, business combinations: |
| 12/19/2019 |
4
| Form 4 - Statement of changes in beneficial ownership of securities: |
| 12/17/2019 |
4
| GREBOW EDWARD (Director) has filed a Form 4 on Alcentra Capital Corp|
Txns:
| Bought 5,000 shares
@ $9.144, valued at
$45.7k
|
|
| 12/11/2019 |
DEFM14A
| Form DEFM14A - Definitive proxy statement relating to merger or acquisition: |
| 12/09/2019 |
PRER14A
| Form PRER14A - Preliminary Proxy Soliciting materials: |
| 12/02/2019 |
8-K
| Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements... |
| 11/29/2019 |
PRER14A
| Form PRER14A - Preliminary Proxy Soliciting materials: |
| 11/08/2019 |
425
| Form 425 - Prospectuses and communications, business combinations: |
| 11/05/2019 |
DEFA14A
| Form DEFA14A - Additional definitive proxy soliciting materials and Rule 14(a)(12) material: |
| 11/05/2019 |
8-K
| Quarterly results|
Docs:
|
"Alcentra Capital Corporation Announces Third Quarter 2019 Financial Results , November 5, 2019 -- Alcentra Capital Corporation , a provider of debt financing solutions to middle-market companies based primarily in the United States, today announced its financial results for the third quarter of 2019. Third Quarter 2019 Highlights · Total investment income of $5.6 million · Net investment income of $1.7 million, or $0.13 per share · Received proceeds from repayments, loan dispositions and amortization on investments of approximately $2.8 million · Net asset value of $141.4 million, or $10.98 per share · Weighted average debt portfolio yield of approximately 10.6% Suhail A. Shaikh, Chief Executive Officer of the Company, stated, “We were pleased with the pe..." |
|
| 11/05/2019 |
10-Q
| Quarterly Report for the period ended September 30, 2019 |
| 10/15/2019 |
8-K
| Other Events, Financial Statements and Exhibits |
| 10/03/2019 |
PREM14A
| Form PREM14A - Preliminary proxy statements relating to merger or acquisition: |
|