| Date Filed | Type | Description |
| 05/16/2022 |
3
| Chou Jennifer Kwon (Director) has filed a Form 3 on Logan Ridge Finance Corp. |
| 11/17/2021 |
3
| Satoren Brandon (See Remarks) has filed a Form 3 on Logan Ridge Finance Corp. |
| 11/17/2021 |
4
| Schafer Patrick (Chief Investment Officer) has filed a Form 4 on Logan Ridge Finance Corp.|
Txns:
| Bought 500 shares
@ $25.446, valued at
$12.7k
|
|
| 11/16/2021 |
4
| Schafer Patrick (Chief Investment Officer) has filed a Form 4 on Logan Ridge Finance Corp.|
Txns:
| Bought 500 shares
@ $24.991, valued at
$12.5k
|
|
| 07/21/2021 |
3
| Warshauer Robert Herman (Director) has filed a Form 3 on Logan Ridge Finance Corp. |
| 07/21/2021 |
3
| Schafer Patrick (Chief Investment Officer) has filed a Form 3 on Logan Ridge Finance Corp. |
| 07/21/2021 |
3
| Goldthorpe Edward J. (CEO and President) has filed a Form 3 on Logan Ridge Finance Corp. |
| 07/21/2021 |
3
| Duka Alexander (Director) has filed a Form 3 on Logan Ridge Finance Corp. |
| 07/21/2021 |
3
| Grunebaum George (Director) has filed a Form 3 on Logan Ridge Finance Corp. |
| 07/21/2021 |
3
| Roos Jason T (CFO, Treasurer and Secretary) has filed a Form 3 on Logan Ridge Finance Corp. |
| 07/21/2021 |
3
| Held David (Chief Compliance Officer) has filed a Form 3 on Logan Ridge Finance Corp. |
| 06/24/2021 |
4
| Form 4 - Statement of changes in beneficial ownership of securities: |
| 06/17/2021 |
4
| Form 4 - Statement of changes in beneficial ownership of securities: |
| 06/15/2021 |
4
| Form 4 - Statement of changes in beneficial ownership of securities: |
| 12/18/2020 |
4
| Carroll Larry W. (Director) has filed a Form 4 on Capitala Finance Corp.|
Txns:
| Bought 1,766 shares
@ $14, valued at
$24.7k
|
|
| 12/17/2020 |
4
| Carroll Larry W. (Director) has filed a Form 4 on Capitala Finance Corp.|
Txns:
| Bought 2,592 shares
@ $13.98, valued at
$36.2k
|
|
| 12/16/2020 |
4
| Carroll Larry W. (Director) has filed a Form 4 on Capitala Finance Corp.|
Txns:
| Bought 3,541 shares
@ $13.98, valued at
$49.5k
|
|
| 12/09/2020 |
4
| Carroll Larry W. (Director) has filed a Form 4 on Capitala Finance Corp.|
Txns:
| Bought 2,000 shares
@ $14.15, valued at
$28.3k
|
|
| 11/24/2020 |
4
| Carroll Larry W. (Director) has filed a Form 4 on Capitala Finance Corp.|
Txns:
| Bought 5,000 shares
@ $10.47, valued at
$52.4k
|
|
| 11/19/2020 |
4
| Carroll Larry W. (Director) has filed a Form 4 on Capitala Finance Corp.|
Txns:
| Bought 3,371 shares
@ $10.48, valued at
$35.3k
|
|
| 11/10/2020 |
4
| Carroll Larry W. (Director) has filed a Form 4 on Capitala Finance Corp.|
Txns:
| Bought 5,968 shares
@ $9.7521, valued at
$58.2k
|
|
| 11/10/2020 |
4/A
| Carroll Larry W. (Director) has filed a Form 4 on Capitala Finance Corp.|
Txns:
| Bought 6,667 shares
@ $10.2997, valued at
$68.7k
|
|
| 09/01/2020 |
4
| Carroll Larry W. (Director) has filed a Form 4 on Capitala Finance Corp.|
Txns:
| Bought 6,667 shares
@ $10.2997, valued at
$68.7k
|
|
| 02/20/2020 |
4
| Alala Joseph B III (See Remarks) has filed a Form 4 on Capitala Finance Corp.|
Txns:
| Disposed of 21,245 shares
@ $0 |
|
| 06/14/2019 |
4
| Wheelahan Richard (Chief Compliance Officer) has filed a Form 4 on Capitala Finance Corp.|
Txns:
| Sold 2,576 shares
@ $9.17, valued at
$23.6k
|
|
| 06/14/2019 |
4
| Alala Joseph B III (See Remarks) has filed a Form 4 on Capitala Finance Corp.|
Txns:
| Bought 2,576 shares
@ $9.17, valued at
$23.6k
|
|
| 02/28/2019 |
3
| Form 3 - Initial statement of beneficial ownership of securities: |
| 12/21/2018 |
4
| Arnall Stephen A. (CFO) has filed a Form 4 on Capitala Finance Corp.|
Txns:
| Bought 1,500 shares
@ $6.76, valued at
$10.1k
|
|
| 06/05/2018 |
4
| BROYHILL MARKHAM HUNT (Director) has filed a Form 4 on Capitala Finance Corp.|
Txns:
| Exercised 21,347 options to buy
@ $0 |
|
| 06/05/2018 |
4
| Form 4 - Statement of changes in beneficial ownership of securities: |
| 06/05/2018 |
4
| Arnall Stephen A. (CFO) has filed a Form 4 on Capitala Finance Corp.|
Txns:
| Exercised 8,500 options to buy
@ $0 |
|
| 06/05/2018 |
4
| Form 4 - Statement of changes in beneficial ownership of securities: |
| 05/29/2018 |
4
| Carroll Larry W. (Director) has filed a Form 4 on Capitala Finance Corp.|
Txns:
| Bought 4,533 shares
@ $8.1593, valued at
$37k
|
|
| 03/27/2018 |
4
| Carroll Larry W. (Director) has filed a Form 4 on Capitala Finance Corp.|
Txns:
| Bought 2,058 shares
@ $7.8, valued at
$16.1k
|
|
|