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Neptune Wellness Solutions Inc. (NTB) Create: Alert

All | News | Filings
Date FiledTypeDescription
03/14/2022 6-K Form 6-K - Report of foreign issuer [Rules 13a-16 and 15d-16]:
Docs: "6-K",
"Neptune Wellness Solutions Inc. Closes US$8,000,000 Registered Direct Offering LAVAL, QC, March 14, 2022 /CNW Telbec/ - Neptune Wellness Solutions Inc. , a diversified and fully integrated health and wellness company focused on plant-based, sustainable and purpose-driven lifestyle brands, today announced that it has closed on the previously announced registered direct offering with a single strategic consumer-focused institutional investor for the purchase and sale of 18,500,000 common shares of the Company and 6,500,000 pre-funded warrants , with each Pre-Funded Warrant exercisable for one Common Share. The Common Shares and the Pre-Funded Warrants were sold together with Series A Warrants to purchase up to an aggregate of 25,000,000 Common Shares and Series B Warrants to purchase up to ...",
"Form of Securities Purchase Agreement",
"Placement Agency Agreement",
"Form of Pre-Funded Warrant",
"Form of Series A Warrant",
"Form of Series B Warrant"
03/10/2022 6-K Quarterly results
03/10/2022 6-K Quarterly results
03/08/2022 6-K Quarterly results
03/07/2022 6-K Quarterly results
03/02/2022 6-K Quarterly results
02/22/2022 6-K Form 6-K - Report of foreign issuer [Rules 13a-16 and 15d-16]:
Docs: "6-K",
"Sprout Organics Enters Walmart with "CoComelon" Collaboration"
02/10/2022 6-K Form 6-K - Report of foreign issuer [Rules 13a-16 and 15d-16]:
Docs: "6-K",
"About Neptune Wellness Solutions Inc. Headquartered in Laval, Quebec, Neptune is a diversified health and wellness company with a mission to redefine health and wellness. Neptune is focused on building a portfolio of high quality, affordable consumer products in response to long-term secular trends and market demand for natural, plant-based, sustainable and purpose-driven lifestyle brands. The Company utilizes a highly flexible, cost-efficient manufacturing and supply chain infrastructure that can be scaled to quickly adapt to consumer demand and bring new products to market through its mass retail partners and e-commerce channels. For additional information, please visit: https://neptunewellness.com/. Disclaimer – Safe Harbor Forward–Looking Statements"
02/10/2022 6-K Form 6-K - Report of foreign issuer [Rules 13a-16 and 15d-16]:
Docs: "6-K",
"Revenue Totaled $18.4 Million, Marking Fourth Consecutive Quarter of Sequential Growth Gross Margins Hit Inflection Point, Turning Positive for the First Time Since Transition to Diversified CPG Company"
02/10/2022 6-K Form 6-K - Report of foreign issuer [Rules 13a-16 and 15d-16]:
Docs: "6-K",
"Management Discussion and Analysis of the Financial Situation and Operating Results for the three-month and nine-month periods ended December 31, 2021 and 2020",
"FORM 52-109F2 CERTIFICATION OF INTERIM FILINGS FULL CERTIFICATE I, Michael Cammarata, Chief Executive Officer of Neptune Wellness Solutions Inc., certify the following: 1. Review: I have reviewed the interim financial report and interim MD&A of Neptune Wellness Solutions Inc. for the interim period ended December 31, 2021. 2. No misrepresentations: Based on my knowledge, having exercised reasonable diligence, the interim filings do not contain any untrue statement of a material fact or omit to state a material fact required to be stated or that is necessary to make a statement not misleading in light of the circumstances under which it was made, with respect to the period covered by the interim filings. 3. Fair presentation: Based on my knowledge, having exercised reasonable diligence, the...",
"FORM 52-109F2 CERTIFICATION OF INTERIM FILINGS FULL CERTIFICATE I, Randy Weaver, Chief Financial Officer of Neptune Wellness Solutions Inc., certify the following: 1. Review: I have reviewed the interim financial report and interim MD&A of Neptune Wellness Solutions Inc. for the interim period ended December 31, 2021. 2. No misrepresentations: Based on my knowledge, having exercised reasonable diligence, the interim filings do not contain any untrue statement of a material fact or omit to state a material fact required to be stated or that is necessary to make a statement not misleading in light of the circumstances under which it was made, with respect to the period covered by the interim filings. 3. Fair presentation: Based on my knowledge, having exercised reasonable diligence, the inte..."
02/03/2022 6-K Form 6-K - Report of foreign issuer [Rules 13a-16 and 15d-16]:
Docs: "6-K",
"Management will host a conference call at 10:00a.m. ET on the same day"
01/28/2022 6-K Form 6-K - Report of foreign issuer [Rules 13a-16 and 15d-16]:
Docs: "6-K",
"Consolidated Financial Statements as at March 31, 2020 and 2019 and the fiscal years then ended, and the accompanying auditors’ report"
01/18/2022 6-K Form 6-K - Report of foreign issuer [Rules 13a-16 and 15d-16]:
Docs: "6-K",
"Disclaimer – Safe Harbor Forward–Looking Statements"
12/20/2021 6-K Form 6-K - Report of foreign issuer [Rules 13a-16 and 15d-16]:
Docs: "6-K",
"Disclaimer – Safe Harbor Forward–Looking Statements"
11/23/2021 6-K Form 6-K - Report of foreign issuer [Rules 13a-16 and 15d-16]:
Docs: "6-K",
"Disclaimer – Safe Harbor Forward–Looking Statements"
11/15/2021 6-K Form 6-K - Report of foreign issuer [Rules 13a-16 and 15d-16]:
Docs: "6-K",
"Revenue Totaled $15.7 Million, a 27% Increase from Q1, Marking the Third Consecutive Quarter of Sequential Revenue Growth Announced Strategic Review Plan, Initially Estimated to Yield Annualized Cost Savings of Over $10 Million USD"
11/12/2021 6-K Form 6-K - Report of foreign issuer [Rules 13a-16 and 15d-16]:
Docs: "6-K",
"Disclaimer – Safe Harbor Forward–Looking Statements"
11/12/2021 6-K Form 6-K - Report of foreign issuer [Rules 13a-16 and 15d-16]:
Docs: "6-K",
"Jefferies Virtual West Coast Consumer Conference Date: Wednesday, November 17, 2021 Time: 12:20-1:00 p.m. ET Link: https://wsw.com/webcast/jeff210/nept/1852866 Mr. Cammarata will participate in a fireside chat at the Jefferies Virtual West Coast Consumer Conference. Cowen's 4th Annual Cannabis Conference Date: November 29 - December 1, 2021 Management will be available for virtual one-on-one meetings with institutional and corporate clients of the firm. To find out more, please visit the conference website at https://www.cowen.com/conferences-and-events/4th-annual-cannabis-conference/. To schedule a meeting with Neptune's management team, please contact KCSA Strategic Communications by emailing [email protected]. Headquartered in Laval, Quebec, Neptune is a diversified health and wellness c..."
11/10/2021 6-K Form 6-K - Report of foreign issuer [Rules 13a-16 and 15d-16]:
Docs: "6-K",
"Disclaimer – Safe Harbor Forward–Looking Statements"
11/09/2021 6-K Form 6-K - Report of foreign issuer [Rules 13a-16 and 15d-16]:
Docs: "6-K",
"Disclaimer – Safe Harbor Forward–Looking Statements"
11/04/2021 6-K Form 6-K - Report of foreign issuer [Rules 13a-16 and 15d-16]:
Docs: "6-K",
"Notice of Change of Auditors",
"Notice of Change of Auditors",
"Letter from Ernst & Young LLP (the former auditor)",
"Letter from KPMG LLP (the successor auditor)"
11/04/2021 6-K Form 6-K - Report of foreign issuer [Rules 13a-16 and 15d-16]:
Docs: "6-K",
"Disclaimer – Safe Harbor Forward–Looking Statements"
10/25/2021 6-K Form 6-K - Report of foreign issuer [Rules 13a-16 and 15d-16]:
Docs: "6-K",
"About SupplySide West SupplySide West brings together more than 17,000 ingredient buyers and suppliers from the dietary supplement, beverage, functional food, personal care and sports nutrition industries. Held at the Mandalay Bay Resort & Casino in Las Vegas, SupplySide West is all about the science and strategy around the development of finished products that drive the global business economy. Attendees can learn about new trends from over 1,300 exhibitors and 140 hours of educational and conference programming. Headquartered in Laval, Quebec, Neptune is a diversified health and wellness company with a mission to redefine health and wellness. Neptune is focused on building a portfolio of high quality, affordable consumer products in response to long-term secular trends and market demand ..."
10/20/2021 6-K Form 6-K - Report of foreign issuer [Rules 13a-16 and 15d-16]:
Docs: "6-K",
"Disclaimer – Safe Harbor Forward–Looking Statements"
10/06/2021 6-K Form 6-K - Report of foreign issuer [Rules 13a-16 and 15d-16]:
Docs: "6-K",
"Disclaimer – Safe Harbor Forward–Looking Statements"
10/06/2021 6-K Form 6-K - Report of foreign issuer [Rules 13a-16 and 15d-16]:
Docs: "6-K",
"Election of Directors According to proxies received and a vote by poll at the meeting, the following individuals were elected as directors of Neptune until the next annual meeting of shareholders, with the following results: Nominee Votes For % Votes For Votes Withheld % Votes Withheld John M. Moretz 50,413,605 67.79% 23,950,615 32.21% Michael Cammarata 56,589,807 76.10% 17,774,412 23.9% Ronald Denis 43,546,086 58.56% 30,818,134 41.44% Joseph Buaron 60,512,354 81.37% 13,851,866 18.63% Michael de Geus 61,899,530 83.24% 12,464,690 16.76% Julie Phillips 64,880,668 87.25% 9,483,551 12.75% Headquartered in Laval, Quebec, Neptune is a diversified health and wellness company with a mission to redefine health and wellness. Neptune is focused on building a portfolio of high quality, affordable cons..."
09/27/2021 6-K Form 6-K - Report of foreign issuer [Rules 13a-16 and 15d-16]:
Docs: "6-K",
"Disclaimer – Safe Harbor Forward–Looking Statements"
08/31/2021 6-K Form 6-K - Report of foreign issuer [Rules 13a-16 and 15d-16]:
Docs: "6-K",
"The Notification Letter has no immediate effect on the listing of the Company's common shares on Nasdaq. In accordance with Nasdaq Listing Rule 5810, the Company has been provided 180 calendar days, or until February 28, 2022, to regain compliance with the minimum bid price requirement, during which time the Company's common shares will continue to trade on the Nasdaq Capital Market. To regain compliance, the Company's common shares must have a closing bid price of at least US$1.00 for a minimum of 10 consecutive trading days. In the event the Company does not regain compliance by February 28, 2022, the Company may be eligible for additional time to regain compliance or may face delisting. The Company's business operations are not affected by the receipt of the Notification Letter. The Com..."
08/20/2021 6-K Form 6-K - Report of foreign issuer [Rules 13a-16 and 15d-16]:
Docs: "6-K",
"Disclaimer – Safe Harbour Forward–Looking Statements"
08/12/2021 6-K Form 6-K - Report of foreign issuer [Rules 13a-16 and 15d-16]:
Docs: "6-K",
"Revenue Exceeds Pre-Announced Range for Q1, And Grew 83% Sequentially Versus Fourth Quarter Announces Strategic Review To Accelerate Path To Profitability LAVAL, QC, Aug. 12, 2021 /CNW Telbec/ - Neptune Wellness Solutions Inc. , a diversified and fully integrated health and wellness company focused on plant-based, sustainable and purpose-driven lifestyle brands, today announced its financial and operating results for the three-month period ended on June 30, 2021. First Quarter Financial Highlights Revenues of $12.4 million compared to $11.2 million in the comparable period in fiscal year 2021, and exceeded our pre-announced revenue range of $10 to $12 million. First quarter revenues of $12.4 million increased 83% versus revenues of $6.8 million in the fourth quarter of fiscal year 2021. G..."
08/11/2021 6-K Form 6-K - Report of foreign issuer [Rules 13a-16 and 15d-16]:
Docs: "6-K",
"YOUR VOTE IS IMPORTANT – PLEASE VOTE TODAY"
08/11/2021 6-K Quarterly results
08/02/2021 6-K Form 6-K - Report of foreign issuer [Rules 13a-16 and 15d-16]:
Docs: "6-K",
"Notice of Annual Meeting of Shareholders",
"Neptune Management Information Circular",
"Form of Proxy",
"Voting Instruction Form"
08/02/2021 6-K Form 6-K - Report of foreign issuer [Rules 13a-16 and 15d-16]:
Docs: "6-K",
"About Neptune Wellness Headquartered in Laval, Quebec, Neptune is a diversified health and wellness company with a mission to redefine health and wellness. Neptune is focused on building a portfolio of high quality, affordable consumer products in response to long-term secular trends and market demand for natural, plant-based, sustainable and purpose-driven lifestyle brands. The Company utilizes a highly flexible, cost-efficient manufacturing and supply chain infrastructure that can be scaled to quickly adapt to consumer demand and bring new products to market through its mass retail partners and e-commerce channels. For additional information, please visit: https://neptunewellness.com/. Forward Looking Statements"
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