| Date Filed | Type | Description |
| 09/15/2010 |
4
| IIF Subway Investment LP (10% Owner) has filed a Form 4 on SOUTHWEST WATER CO|
Txns:
| Bought shares
@ $11, valued at
$0 |
|
| 09/14/2010 |
4
| Swatek Mark (President & CEO) has filed a Form 4 on SOUTHWEST WATER CO|
Txns:
| Unknown transaction of 103,306 shares
@ $11, valued at
$1.1M
Unknown transaction of 21,978 shares
@ $11, valued at
$241.8k
Unknown transaction of 15,095 shares
@ $11, valued at
$166k
|
|
| 09/14/2010 |
4
| Smith Benny C Jr (Interim CFO) has filed a Form 4 on SOUTHWEST WATER CO|
Txns:
| Unknown transaction of 5,467 shares
@ $11, valued at
$60.1k
|
|
| 09/14/2010 |
4
| QUINN MICHAEL O (President, SWS) has filed a Form 4 on SOUTHWEST WATER CO|
Txns:
| Unknown transaction of 5,430 shares
@ $11, valued at
$59.7k
Unknown transaction of 33,953 shares
@ $11, valued at
$373.5k
|
|
| 09/14/2010 |
4
| Profilet Charles W Jr (Mng Director, Texas Utilities) has filed a Form 4 on SOUTHWEST WATER CO|
Txns:
| Unknown transaction of 7,092 shares
@ $11, valued at
$78k
Unknown transaction of 265 shares
@ $11, valued at
$2.9k
|
|
| 09/14/2010 |
4
| NEWMAN RICHARD G (Director) has filed a Form 4 on SOUTHWEST WATER CO|
Txns:
| Unknown transaction of 10,500 shares
@ $11, valued at
$115.5k
Unknown transaction of 92,146 shares
@ $11, valued at
$1M
Exercised 10,500 options to buy
@ $10.6286, valued at
$111.6k
|
|
| 09/14/2010 |
4
| Malinowski Christopher (VP, Operations and Maintenance) has filed a Form 4 on SOUTHWEST WATER CO|
Txns:
| Unknown transaction of 75 shares
@ $11, valued at
$825 |
|
| 09/14/2010 |
4
| KINDEL MAUREEN A (Director) has filed a Form 4 on SOUTHWEST WATER CO|
Txns:
| Unknown transaction of 10,500 shares
@ $11, valued at
$115.5k
Unknown transaction of 10,423 shares
@ $11, valued at
$114.7k
Exercised 10,500 options to buy
@ $10.6286, valued at
$111.6k
|
|
| 09/14/2010 |
4
| JONES WILLIAM D /CA/ (Director) has filed a Form 4 on SOUTHWEST WATER CO|
Txns:
| Unknown transaction of 6,989 shares
@ $11, valued at
$76.9k
Unknown transaction of 10,500 shares
@ $11, valued at
$115.5k
Exercised 10,500 options to buy
@ $10.6286, valued at
$111.6k
|
|
| 09/14/2010 |
4
| Iino Thomas (Director) has filed a Form 4 on SOUTHWEST WATER CO|
Txns:
| Unknown transaction of 2,756 shares
@ $11, valued at
$30.3k
|
|
| 09/14/2010 |
4
| HUENNEKENS DONOVAN D (Director) has filed a Form 4 on SOUTHWEST WATER CO|
Txns:
| Unknown transaction of 129,710 shares
@ $11, valued at
$1.4M
Unknown transaction of 10,500 shares
@ $11, valued at
$115.5k
Unknown transaction of 750 shares
@ $11, valued at
$8.3k
Exercised 10,500 options to buy
@ $10.6286, valued at
$111.6k
|
|
| 09/14/2010 |
4
| GRIEGO LINDA M (Director) has filed a Form 4 on SOUTHWEST WATER CO|
Txns:
| Unknown transaction of 7,756 shares
@ $11, valued at
$85.3k
Unknown transaction of 10,500 shares
@ $11, valued at
$115.5k
Exercised 10,500 options to buy
@ $10.6286, valued at
$111.6k
|
|
| 09/14/2010 |
4
| EDWARDS BRUCE C (Director) has filed a Form 4 on SOUTHWEST WATER CO|
Txns:
| Unknown transaction of 10,000 shares
@ $11, valued at
$110k
Exercised 10,000 options to buy
@ $4.43, valued at
$44.3k
|
|
| 09/14/2010 |
4
| Dix William K (General Counsel, Corporate Sec) has filed a Form 4 on SOUTHWEST WATER CO|
Txns:
| Unknown transaction of 463 shares
@ $11, valued at
$5.1k
|
|
| 09/14/2010 |
4
| CHRISTIE H FREDERICK (Director) has filed a Form 4 on SOUTHWEST WATER CO|
Txns:
| Unknown transaction of 21,577 shares
@ $11, valued at
$237.3k
Unknown transaction of 10,500 shares
@ $11, valued at
$115.5k
Exercised 10,500 options to buy
@ $10.6286, valued at
$111.6k
|
|
| 09/14/2010 |
4
| Brown James C (Mng Director, Texas MUD Srvcs) has filed a Form 4 on SOUTHWEST WATER CO|
Txns:
| Unknown transaction of 5,171 shares
@ $11, valued at
$56.9k
|
|
| 09/14/2010 |
4
| Alexy Kimberly (Director) has filed a Form 4 on SOUTHWEST WATER CO|
Txns:
| Unknown transaction of 10,000 shares
@ $11, valued at
$110k
Exercised 10,000 options to buy
@ $4.43, valued at
$44.3k
|
|
| 09/14/2010 |
4
| SW Merger Acquisition Corp. (10% Owner) has filed a Form 4 on SOUTHWEST WATER CO|
Txns:
| Bought shares
@ $11, valued at
$0 |
|
| 05/06/2010 |
4
| NEWMAN RICHARD G (Director) has filed a Form 4 on SOUTHWEST WATER CO|
Txns:
| Exercised 7,350 shares
@ $8.2449, valued at
$60.6k
Exercised 7,350 options to buy
@ $8.2449, valued at
$60.6k
|
|
| 04/20/2010 |
4
| HUENNEKENS DONOVAN D (Director) has filed a Form 4 on SOUTHWEST WATER CO|
Txns:
| Exercised 7,350 options to buy
@ $8.2449, valued at
$60.6k
|
|
| 04/05/2010 |
4
| Swatek Mark (CEO & Chairman of the Board) has filed a Form 4 on SOUTHWEST WATER CO|
Txns:
| Granted 1,000 shares
@ $5.352, valued at
$5.4k
|
|
| 04/05/2010 |
4
| QUINN MICHAEL O (President, SWS) has filed a Form 4 on SOUTHWEST WATER CO|
Txns:
| Granted 112 shares
@ $5.352, valued at
$599.4 |
|
| 04/05/2010 |
4
| Profilet Charles W Jr (Mng Director, Texas Utilities) has filed a Form 4 on SOUTHWEST WATER CO|
Txns:
| Granted 112 shares
@ $5.352, valued at
$599.4 |
|
| 04/05/2010 |
4
| Dix William K (General Counsel, Corporate Sec) has filed a Form 4 on SOUTHWEST WATER CO|
Txns:
| Granted 112 shares
@ $5.352, valued at
$599.4 |
|
| 03/29/2010 |
4
| KINDEL MAUREEN A (Director) has filed a Form 4 on SOUTHWEST WATER CO|
Txns:
| Sold 7,350 shares
@ $10.4271, valued at
$76.6k
Exercised 7,350 options to buy
@ $8.2449, valued at
$60.6k
|
|
| 03/23/2010 |
4
| CHRISTIE H FREDERICK (Director) has filed a Form 4 on SOUTHWEST WATER CO|
Txns:
| Sold 7,350 shares
@ $10.4801, valued at
$77k
Sold 20,098 shares
@ $10.5, valued at
$211k
Exercised 7,350 options to buy
@ $8.2449, valued at
$60.6k
|
|
| 03/19/2010 |
4
| Swatek Mark (CEO & Chairman of the Board) has filed a Form 4 on SOUTHWEST WATER CO|
Txns:
| Paid exercise price by delivering 1,465 shares
@ $10.44, valued at
$15.3k
|
|
| 03/19/2010 |
4
| QUINN MICHAEL O (President, SWS) has filed a Form 4 on SOUTHWEST WATER CO|
Txns:
| Paid exercise price by delivering 732 shares
@ $10.44, valued at
$7.6k
|
|
| 03/12/2010 |
3
| Form 3 - Initial statement of beneficial ownership of securities |
| 03/12/2010 |
3
| SW Merger Acquisition Corp. (10% Owner) has filed a Form 3 on SOUTHWEST WATER CO |
| 03/12/2010 |
3
| IIF Subway Investment LP (10% Owner) has filed a Form 3 on SOUTHWEST WATER CO |
| 02/04/2010 |
4
| Stanton David (COO) has filed a Form 4 on SOUTHWEST WATER CO|
Txns:
| Disposed/sold 77,479 shares
@ $0
Disposed/sold 11,525 shares
@ $0 |
|
| 08/12/2009 |
4
| Form 4 - Statement of changes in beneficial ownership of securities |
| 08/12/2009 |
3
| EDWARDS BRUCE C (Director) has filed a Form 3 on SOUTHWEST WATER CO |
|