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Modular Medical, Inc. (MODD) Create: Alert

All | News | Filings
Date FiledTypeDescription
10/05/2023 8-K Unregistered Sales of Equity Securities, Departure of Directors or Certain Officers; Election of Directors; Appointment of Ce...
Docs: "Modular Medical, Inc. Two-Part FDA Submission and Clearance Milestone Bonus Program Modular Medical, Inc. is implementing a Two-Part FDA Submission and Clearance Milestone Bonus Program . The Bonus Program requirements are set forth below. Milestone I: All V&V testing must be completed by December 31, 2023, and submission of the 510K to the FDA must be completed by January 31, 2024. Milestone I Achievement Bonus: 10% of annual salary to be paid in employees’ choice of either a cash bonus in the first full semi-monthly payroll to occur after 510K submission to the FDA or in fully-vested common stock options . The Milestone 1 Options will be subject to the following terms: ● Milestone 1 Option Grant Date - the third business day after the date the bonus program is approved by the Board..."
07/10/2023 8-K Resignation/termination of a director
Docs: "Jeb Besser Chief Executive Officer Modular Medical, Inc."
05/17/2023 8-K Entry into a Material Definitive Agreement, Other Events, Financial Statements and Exhibits  Interactive Data
Docs: "UNDERWRITING AGREEMENT",
"OPINION OF LUCOSKY BROOKMAN LLP",
"Modular Medical Announces Pricing of Upsized $9.4 Million Public Offering SAN DIEGO, CA / ACCESSWIRE / May 16, 2023 / Modular Medical, Inc. , a development stage insulin delivery technology company seeking to launch the next generation of easy to use and affordable insulin pump technology, today announced the pricing of an upsized underwritten public offering of 8,816,900 shares of its common stock and warrants to purchase 4,408,450 shares of its common stock. The securities are being sold as a unit, with each unit comprising two shares of common stock and one warrant to purchase one share of common stock. The units are being sold at a combined price to the public of $2.13 per unit, yielding an effective price of $1.06 per share and $0.01 per warrant. The warrants will be exercisable at $1..."
01/19/2023 8-K Submission of Matters to a Vote of Security Holders, Financial Statements and Exhibits  Interactive Data
01/11/2023 8-K Entry into a Material Definitive Agreement, Financial Statements and Exhibits  Interactive Data
07/26/2022 8-K Quarterly results
07/22/2022 8-K Quarterly results
06/13/2022 8-K Quarterly results
05/05/2022 8-K Quarterly results
04/08/2022 8-K Other Events, Financial Statements and Exhibits  Interactive Data
02/25/2022 8-K Quarterly results
02/24/2022 8-K Investor presentation
Docs: "THIS SUMMARY IS PROVIDED ON A CONFIDENTIAL AND LIMITED BASIS, SOLELY FOR YOUR USE AS A PART OF YOUR DETERMINATION OF WHETHER TO INVEST IN THE OPPORTUNITY. THIS SUMMARY IS BEING PROVIDED IN RELIANCE UPON SECTION"
02/14/2022 8-K Entry into a Material Definitive Agreement, Other Events, Financial Statements and Exhibits  Interactive Data
Docs: "UNDERWRITING AGREEMENT",
"FORM OF WARRANT MODULAR MEDICAL, INC. WARRANT TO PURCHASE COMMON STOCK Warrant No.: ____________ Number of Shares of Common Stock: ____________ Date of Issuance: [___], 2022 Modular Medical, Inc., a company organized under the laws of Nevada , hereby certifies that, for good and valuable consideration, the receipt and sufficiency of which are hereby acknowledged, ____________, the registered holder hereof or its permitted assigns , is entitled, subject to the terms set forth below, to purchase from the Company, at the Exercise Price then in effect, at any time or times on or after [___] , but not after 11:59 p.m., New York time, on the Expiration Date, , ____________ fully paid non-assessable shares of Common Stock , subject to adjustment as provided herein . Except as otherwise defined he...",
"WARRANT AGENCY AGREEMENT This WARRANT AGENCY AGREEMENT, dated as of [______], 2022 , between Modular Medical, Inc., a Nevada corporation , and Colonial Stock Transfer Company, Inc., a New York limited liability trust company . W I T N E S S E T H WHEREAS, pursuant to a registered offering by the Company of shares of common stock, par value $0.001 per share , warrants to purchase shares of Common Stock pursuant to an effective registration statement on Form S-1 [and an effective registration statement filed pursuant to Rule 462 under the Securities Act of 1933, as amended] , the Company wishes to issue the Warrants in book-entry form entitling the respective holders of the Warrants or a designee appointed by such Participant) to purchase an aggregate of up to [_________] shares of Common St...",
"SOURCE: Modular Medical, Inc."
01/04/2022 8-K Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements...
12/03/2021 8-K Quarterly results
12/01/2021 8-K Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year, Other Events, Financial Statements and Exhibits ...
Docs: "STATE OF NEVADA OFFICE OF THE SECRETARY OF STATE",
"Modular Medical, Inc. Announces Reverse Stock Split in Connection with Application for Uplisting on the NASDAQ Capital Market"
10/29/2021 8-K Entry into a Material Definitive Agreement, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance S...
Docs: "PROMISSORY NOTE October 28, 2021 US$3,000,000 FOR VALUE RECEIVED, MODULAR MEDICAL, INC., a corporation incorporated under the laws of the State of Nevada and located at 16722 W. Bernardo Drive, San Diego, California 92127 , hereby promises to pay to the order of Manchester Explorer, L.P., a limited partnership organized under the laws of the State of Delaware and located at 2 Calle Candina, No. 1701, San Juan, Puerto Rico 00907, or its successors or assigns , the amount then outstanding hereunder but not to exceed the principal amount of Three Million United States Dollars , by no later than March 15, 2022 , subject to the accelerated payment obligation set forth in Section 2.2. This Promissory Note, as may be amended or supplemented from time to time, shall be referred to herein as the “N...",
"SECURITY AGREEMENT THIS SECURITY AGREEMENT dated as of October 28, 2021 , is made by Modular Medical, Inc., a corporation organized under the laws of Nevada , having an address of 16722 W. Bernardo Drive, San Diego, California 92127, in favor of Manchester Explorer, L.P. . WITNESSETH: WHEREAS, the Borrower is indebted to Lender pursuant to a Promissory Note dated as of October 28, 2021, in an amount of up to $3,000,000.00 , executed by the Borrower in favor of the Lender; WHEREAS, the Note evidences loans being made by the Lender to the Borrower pursuant to the Note; and WHEREAS, the Borrower desires to secure its obligations under the Note by granting the Lender a security interest as provided in this Agreement. NOW, THEREFORE, in consideration of the promises contained in this Agreement ...",
"COMMON STOCK PURCHASE AGREEMENT"
09/30/2021 8-K Investor presentation
09/17/2021 8-K Quarterly results
08/16/2021 8-K Quarterly results
05/24/2021 8-K Quarterly results
05/12/2021 8-K Quarterly results
03/25/2021 8-K Quarterly results
05/27/2020 8-K Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements...
Docs: "First Amendment to Employment Agreement between the Company and Paul DiPerna effective as of May 12, 2020"
05/12/2020 8-K Entry into a Material Definitive Agreement, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance S...
Docs: "U.S.Small Business Administration Paycheck Protection Program Note"
03/09/2020 8-K Quarterly results
01/29/2020 8-K Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements...
01/06/2020 8-K Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements...
11/20/2018 8-K Unregistered Sales of Equity Securities, Financial Statements and Exhibits
Docs: ". Common Stock Purchase Agreement, by and among the Company and the investors"
01/18/2018 8-K Changes in Registrant's Certifying Accountant
12/13/2017 8-K Changes in Registrant's Certifying Accountant, Financial Statements and Exhibits
Docs: "Letter from Lichter, Yu and Associates, Inc. to the Securities and Exchange Commission dated December 12. 2017"
09/21/2017 8-K/A Quarterly results
08/03/2017 8-K Changes in Registrant's Certifying Accountant, Financial Statements and Exhibits
Docs: "Letter from Heaton & Company, PLLC"
07/28/2017 8-K Form 8-K - Current report:
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