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ROSENBLUM RICHARD
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Create: Alert |
All | News | Filings
| Date Filed | Type | Description |
| 07/13/2022 |
4
| Form 4 - Statement of changes in beneficial ownership of securities: |
| 08/20/2021 |
4
| ROSENBLUM RICHARD (President and CFO) has filed a Form 4 on Innovative Payment Solutions, Inc.|
Txns:
| Granted 10,000,000 options to buy
@ $0.15, valued at
$1.5M
|
|
| 08/13/2021 |
3
| ROSENBLUM RICHARD (10% Owner) has filed a Form 3 on Innovative Payment Solutions, Inc. |
| 03/02/2016 |
4
| ROSENBLUM RICHARD (Former Director) has filed a Form 4 on chatAND, Inc.|
Txns:
| Granted 500,000 shares
@ $0 |
|
| 10/27/2014 |
SC 13D
| ROSENBLUM RICHARD reports a 6.1% stake in chatAND, Inc. |
| 07/24/2014 |
4
| ROSENBLUM RICHARD (Director) has filed a Form 4 on chatAND, Inc.|
Txns:
| Converted 103,827 shares
@ $0.1, valued at
$10.4k
Converted 49,439 shares
@ $0.15, valued at
$7.4k
Bought 14,459 shares
@ $0.1, valued at
$1.4k
Gifted 118,969 shares
@ $0
Bought 101,078 shares
@ $0.1, valued at
$10.1k
Bought 252,945 shares
@ $0.1, valued at
$25.3k
Disposed of 647,716 shares
@ $0
Acquired 647,716 shares
@ $0
Converted 872,254 shares
@ $0.1, valued at
$87.2k
Converted 415,370 shares
@ $0.15, valued at
$62.3k
Bought 40,920 shares
@ $0.1, valued at
$4.1k
|
|
| 01/22/2014 |
4
| ROSENBLUM RICHARD (Former Director) has filed a Form 4 on Alliqua, Inc. |
| 01/08/2014 |
4
| ROSENBLUM RICHARD (Director) has filed a Form 4 on Alliqua, Inc.|
Txns:
| Granted 194,667 shares
@ $0
Disposed/sold 114,286 options to buy
@ $8.75, valued at
$1M
Disposed/sold 38,095 options to buy
@ $8.75, valued at
$333.3k
Disposed/sold 114,286 options to buy
@ $9.19, valued at
$1.1M
Disposed/sold 11,429 options to buy
@ $6.34, valued at
$72.5k
|
|
| 11/13/2013 |
4
| Harborview Advisors, LLC (10% Owner) has filed a Form 4 on Alliqua, Inc.|
Txns:
| Granted 8,144,719 shares
@ $0 |
|
| 07/03/2013 |
4
| Harborview Value Master Fund, L.P. (-) has filed a Form 4 on Alliqua, Inc.|
Txns:
| Granted 8,144,719 shares
@ $0
Bought 617,284 shares
@ $0
Granted 5,000,000 options to buy
@ $0.2, valued at
$1M
Granted 500,000 options to buy
@ $0.2, valued at
$100k
Granted 617,284 warrants
@ $0.097, valued at
$59.9k
|
|
| 02/25/2013 |
4
| Harborview Advisors, LLC (-) has filed a Form 4 on Alliqua, Inc.|
Txns:
| Bought 617,284 shares
@ $0
Bought 617,284 warrants
@ $0.097, valued at
$59.9k
|
|
| 11/29/2012 |
3
| ROSENBLUM RICHARD (Director) has filed a Form 3 on chatAND Inc |
| 11/13/2012 |
4
| Harborview Advisors, LLC (-) has filed a Form 4 on Alliqua, Inc.|
Txns:
| Bought 2,500,000 shares
@ $0
Bought 1,000,000 shares
@ $0
Granted 2,500,000 warrants
@ $0.05, valued at
$125k
Granted 1,000,000 warrants
@ $0.05, valued at
$50k
|
|
| 08/17/2012 |
4
| Harborview Advisors, LLC (-) has filed a Form 4 on Alliqua, Inc.|
Txns:
| Granted 1,000,000 shares
@ $0
Granted 1,428,571 shares
@ $0
Disposed of 27,981,999 shares
@ $0
Acquired 283,763 shares
@ $0
Acquired 3,175,934 shares
@ $0
Acquired 294,961 shares
@ $0
Disposed of 294,961 shares
@ $0
Bought 2,000,000 shares
@ $0
Bought 1,500,000 shares
@ $0 |
|
| 05/18/2012 |
4
| Harborview Advisors, LLC (-) has filed a Form 4 on Alliqua, Inc.|
Txns:
| Granted 5,000,000 options to buy
@ $0.2, valued at
$1M
Granted 500,000 options to buy
@ $0.2, valued at
$100k
|
|
| 02/21/2012 |
4
| Harborview Advisors, LLC (-) has filed a Form 4 on Alliqua, Inc.|
Txns:
| Bought 1,000,000 shares
@ $0
Bought 500,000 warrants
@ $0.069, valued at
$34.5k
|
|
| 01/13/2012 |
4
| Harborview Advisors, LLC (-) has filed a Form 4 on Alliqua, Inc.|
Txns:
| Bought 1,500 shares
@ $0.0855, valued at
$128.3
Bought 42,500 shares
@ $0.09, valued at
$3.8k
Bought 10,500 shares
@ $0.094, valued at
$987
Bought 1,500 shares
@ $0.0949, valued at
$142.4
Bought 22,500 shares
@ $0.095, valued at
$2.1k
Bought 1,500 shares
@ $0.097, valued at
$145.5
Acquired 2,000,000 shares
@ $0 |
|
| 12/09/2011 |
4
| Harborview Advisors, LLC (-) has filed a Form 4 on Alliqua, Inc.|
Txns:
| Bought 100,000 shares
@ $0.08, valued at
$8k
|
|
| 12/06/2011 |
4
| Harborview Advisors, LLC (-) has filed a Form 4 on Alliqua, Inc.|
Txns:
| Bought 82,100 shares
@ $0.085, valued at
$7k
Bought 21,700 shares
@ $0.086, valued at
$1.9k
Bought 6,200 shares
@ $0.087, valued at
$539.4
Bought 80,000 shares
@ $0.083, valued at
$6.6k
|
|
| 12/05/2011 |
4
| Harborview Advisors, LLC (-) has filed a Form 4 on Alliqua, Inc.|
Txns:
| Bought 50,000 shares
@ $0.09, valued at
$4.5k
Bought 50,000 shares
@ $0.093, valued at
$4.7k
|
|
| 11/30/2011 |
4
| Harborview Advisors, LLC (-) has filed a Form 4 on Alliqua, Inc.|
Txns:
| Bought 50,000 shares
@ $0.099, valued at
$5k
|
|
| 11/23/2011 |
4
| Harborview Advisors, LLC (-) has filed a Form 4 on Alliqua, Inc.|
Txns:
| Bought 5,000 shares
@ $0.077, valued at
$385
Bought 30,000 shares
@ $0.078, valued at
$2.3k
Bought 10,000 shares
@ $0.079, valued at
$790
Bought 135,000 shares
@ $0.08, valued at
$10.8k
Bought 120,000 shares
@ $0.08, valued at
$9.6k
Bought 50,000 shares
@ $0.082, valued at
$4.1k
Bought 10,000 shares
@ $0.084, valued at
$840
Bought 1,000 shares
@ $0.0779, valued at
$77.9
Bought 15,000 shares
@ $0.08, valued at
$1.2k
Bought 10,000 shares
@ $0.085, valued at
$850
Bought 22,000 shares
@ $0.086, valued at
$1.9k
|
|
| 09/29/2011 |
4
| Harborview Advisors, LLC (-) has filed a Form 4 on Alliqua, Inc.|
Txns:
| Bought 5,000 shares
@ $0.064, valued at
$320
Bought 15,000 shares
@ $0.068, valued at
$1k
Bought 13,500 shares
@ $0.069, valued at
$931.5
Bought 1,500 shares
@ $0.069, valued at
$103.5
Bought 7,500 shares
@ $0.07, valued at
$525
Bought 5,000 shares
@ $0.07, valued at
$350
Bought 20,000 shares
@ $0.07, valued at
$1.4k
Bought 10,000 shares
@ $0.074, valued at
$740
Bought 25,000 shares
@ $0.07, valued at
$1.8k
Bought 10,000 shares
@ $0.07, valued at
$700
Bought 15,000 shares
@ $0.07, valued at
$1.1k
|
|
| 08/31/2011 |
4
| Harborview Advisors, LLC (-) has filed a Form 4 on Alliqua, Inc.|
Txns:
| Bought 100,000 shares
@ $0.0805, valued at
$8.1k
Bought 99,000 shares
@ $0.0805, valued at
$8k
Bought 1,000 shares
@ $0.079, valued at
$79 |
|
| 08/24/2011 |
4
| Harborview Advisors, LLC (-) has filed a Form 4 on Alliqua, Inc.|
Txns:
| Bought 50,000 shares
@ $0.072, valued at
$3.6k
|
|
| 04/08/2011 |
4
| Harborview Advisors, LLC (-) has filed a Form 4 on Alliqua, Inc.|
Txns:
| Bought 100,000 shares
@ $0.16, valued at
$16k
|
|
| 04/07/2011 |
4
| Harborview Advisors, LLC (-) has filed a Form 4 on Alliqua, Inc.|
Txns:
| Bought 50,000 shares
@ $0.16, valued at
$8k
|
|
| 03/18/2011 |
4
| ROSENBLUM RICHARD (10% Owner) has filed a Form 4 on AXION INTERNATIONAL HOLDINGS, INC.|
Txns:
| Bought 5,000 shares
@ $2.496, valued at
$12.5k
Bought 65,000 shares
@ $1.87, valued at
$121.6k
Sold 1,000 shares
@ $2.09, valued at
$2.1k
Sold 500 shares
@ $2.2, valued at
$1.1k
Acquired 200,000 shares
@ $0
Acquired 3,019 shares
@ $0
Sold 10,700 shares
@ $1.0032, valued at
$10.7k
Sold 17,388 shares
@ $1.0026, valued at
$17.4k
Sold 5,000 shares
@ $1.7, valued at
$8.5k
Acquired 1 options to buy
@ $2, valued at
$2
Acquired 1 options to buy
@ $2.5, valued at
$2.5 |
|
| 03/18/2011 |
4
| ROSENBLUM RICHARD (10% Owner) has filed a Form 4 on AXION INTERNATIONAL HOLDINGS, INC.|
Txns:
| Bought 2,950 shares
@ $3.07, valued at
$9.1k
Sold 3,000 shares
@ $3.09, valued at
$9.3k
Bought 1,000 shares
@ $3.07, valued at
$3.1k
Sold 15,846 shares
@ $2.8869, valued at
$45.7k
|
|
| 03/18/2011 |
4
| ROSENBLUM RICHARD (10% Owner) has filed a Form 4 on AXION INTERNATIONAL HOLDINGS, INC.|
Txns:
| Bought 10,000 shares
@ $2.8695, valued at
$28.7k
Bought 5,600 shares
@ $2.8432, valued at
$15.9k
Bought 5,000 shares
@ $2.84, valued at
$14.2k
Bought 4,100 shares
@ $2.8524, valued at
$11.7k
Bought 5,000 shares
@ $2.959, valued at
$14.8k
Bought 10,000 shares
@ $2.14, valued at
$21.4k
Sold 500 shares
@ $2.536, valued at
$1.3k
Bought 5,000 shares
@ $2.102, valued at
$10.5k
Sold 500 shares
@ $2.55, valued at
$1.3k
Sold 1,290 shares
@ $2.14, valued at
$2.8k
Sold 500 shares
@ $2.4, valued at
$1.2k
|
|
| 03/03/2011 |
4
| Harborview Advisors, LLC (Managing Member) has filed a Form 4 on Alliqua, Inc.|
Txns:
| Granted 1,666,667 options to buy
@ $0.21, valued at
$350k
|
|
| 01/04/2011 |
4
| Harborview Advisors, LLC (President) has filed a Form 4 on Alliqua, Inc.|
Txns:
| Granted 5,000,000 options to buy
@ $0.145, valued at
$725k
|
|
| 12/20/2010 |
4
| HARBORVIEW MASTER FUND LP (10% Owner) has filed a Form 4 on ACTIVECARE, INC.|
Txns:
| Bought 22,357 shares
@ $0.55, valued at
$12.3k
Bought 1,000 shares
@ $1.47, valued at
$1.5k
Bought 5,215 shares
@ $1.96, valued at
$10.2k
Bought 132 shares
@ $1.71, valued at
$225.7
Bought 5,040 shares
@ $1.53, valued at
$7.7k
Bought 3,329 shares
@ $1.29, valued at
$4.3k
Bought 2,000 shares
@ $1080, valued at
$2.2M
Bought 9,136 shares
@ $1.62, valued at
$14.8k
Bought 4,000 shares
@ $1.04, valued at
$4.2k
Bought 15,300 shares
@ $1.15, valued at
$17.6k
Bought 2,700 shares
@ $1.06, valued at
$2.9k
|
|
| 12/20/2010 |
3
| Form 3 - Initial statement of beneficial ownership of securities |
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